Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionTCI Wealth Advisors, Inc.
Latest Disclosed Ownership14,956 shares
Latest Disclosed Value $ 10,595,843
TCI Wealth Advisors, Inc. reports 0.67% decrease in ownership of CAT / Caterpillar Inc.

On April 27, 2026 - TCI Wealth Advisors, Inc. filed a 13F-HR form disclosing ownership of 14,956 shares of Caterpillar Inc. (MX:CAT) valued at $10,595,843 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 2, 2026 disclosing 15,057 shares of Caterpillar Inc.. This represents a change in shares of -0.67% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-27 2026-03-31 13F CATERPILLAR COM 149123101 14,956 -101 -0.67 10,596 22.84 0.5626
2026-02-02 2025-12-31 13F CATERPILLAR COM 149123101 15,057 6 0.04 8,626 20.11 0.4755
2025-10-14 2025-09-30 13F CATERPILLAR COM 149123101 15,051 10 0.07 7,181 22.98 0.4285
2025-07-16 2025-06-30 13F CATERPILLAR COM 149123101 15,041 -49 -0.32 5,839 17.34 0.4001
2025-04-21 2025-03-31 13F CATERPILLAR COM 149123101 15,090 -25 -0.17 4,977 -9.25 0.3984
2025-01-23 2024-12-31 13F CATERPILLAR COM 149123101 15,115 -476 -3.05 5,483 -10.07 0.4581
2024-10-24 2024-09-30 13F CATERPILLAR COM 149123101 15,591 43 0.28 6,098 17.75 0.5140
2024-07-30 2024-06-30 13F CATERPILLAR COM 149123101 15,548 -1,627 -9.47 5,179 -17.72 0.4886
2024-05-07 2024-03-31 13F CATERPILLAR COM 149123101 17,175 1,988 13.09 6,294 40.16 0.6202
2024-02-06 2023-12-31 13F CATERPILLAR COM 149123101 15,187 -168 -1.09 4,490 7.13 0.4788
2023-10-31 2023-09-30 13F CATERPILLAR COM 149123101 15,355 211 1.39 4,192 12.48 0.5349
2023-08-04 2023-06-30 13F CATERPILLAR COM 149123101 15,144 116 0.77 3,726 8.38 0.4759
2023-05-03 2023-03-31 13F CATERPILLAR COM 149123101 15,028 179 1.21 3,439 -3.35 0.4463
2023-02-07 2022-12-31 13F CATERPILLAR COM 149123101 14,849 115 0.78 3,557 47.11 0.4924
2022-11-08 2022-09-30 13F CATERPILLAR COM 149123101 14,734 -1,122 -7.08 2,418 -14.68 0.3912
2022-07-19 2022-06-30 13F CATERPILLAR COM 149123101 15,856 -103 -0.65 2,834 -20.30 0.4337
2022-04-29 2022-03-31 13F CATERPILLAR COM 149123101 15,959 -48 -0.30 3,556 7.46 0.5329
2022-01-24 2021-12-31 13F CATERPILLAR COM 149123101 16,007 -430 -2.62 3,309 4.88 0.4893
2021-10-29 2021-09-30 13F CATERPILLAR COM 149123101 16,437 560 3.53 3,155 -8.68 0.4814
2021-08-02 2021-06-30 13F CATERPILLAR COM 149123101 15,877 23 0.15 3,455 -6.01 0.5840
2021-04-29 2021-03-31 13F CATERPILLAR COM 149123101 15,854 76 0.48 3,676 27.99 1.5592
2021-01-21 2020-12-31 13F CATERPILLAR COM 149123101 15,778 -33 -0.21 2,872 21.80 1.2834
2020-10-20 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 15,811 -274 -1.70 2,358 15.87 0.9318
2020-07-20 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 16,085 -262 -1.60 2,035 7.27 0.8700
2020-04-14 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 16,347 56 0.34 1,897 -21.16 0.9357
2020-01-27 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 16,291 118 0.73 2,406 17.77 0.9346
2019-10-17 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 16,173 206 1.29 2,043 -6.11 0.9073
2019-07-23 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 15,967 4 0.03 2,176 0.60 0.9801
2019-04-11 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 15,963 -150 -0.93 2,163 5.67 0.9510
2019-01-17 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 16,113 -478 -2.88 2,047 -19.09 0.9916
2018-11-02 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 16,591 -683 -3.95 2,530 7.94 1.0577
2018-07-26 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 17,274 -3,471 -16.73 2,344 -23.32 1.0422
2018-04-30 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 20,745 153 0.74 3,057 -5.79 1.4159
2018-02-01 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 20,592 21 0.10 3,245 26.51 1.4251
2017-10-24 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 20,571 -704 -3.31 2,565 12.20 1.2552
2017-08-10 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 21,275 650 3.15 2,286 19.50 1.1673
2017-05-04 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 20,625 -30 -0.15 1,913 -0.16 0.9981
2017-02-10 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 20,655 111 0.54 1,916 5.04 1.0046
2016-11-01 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 20,544 11 0.05 1,824 17.15 0.9918
2016-08-09 2016-06-30 13F Caterpillar COM 149123101 20,533 14 0.07 1,557 -0.83 0.8640
2016-04-29 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 20,519 142 0.70 1,570 13.36 0.8702
2016-02-10 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 20,377 -341 -1.65 1,385 2.29 0.7715
2015-11-02 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 20,718 221 1.08 1,354 -22.14 0.8160
2015-08-10 2015-06-30 13F CATERPILLAR INC DEL COM 149123101 20,497 34 0.17 1,739 6.17 0.9955
2015-04-30 2015-03-31 13F CATERPILLAR INC DEL COM 149123101 20,463 55 0.27 1,638 -12.31 1.0280
2015-02-06 2014-12-31 13F CATERPILLAR INC DEL COM 149123101 20,408 -84 -0.41 1,868 -7.93 1.1558
2014-11-05 2014-09-30 13F CATERPILLAR INC DEL COM 149123101 20,492 -494 -2.35 2,029 -11.05 1.2789
2014-08-11 2014-06-30 13F CATERPILLAR INC DEL COM 149123101 20,986 -8 -0.04 2,281 9.35 1.3730
2014-05-15 2014-03-31 13F CATERPILLAR INC DEL COM 149123101 20,994 -25 -0.12 2,086 9.27 1.3601
2014-01-21 2013-12-31 13F Caterpillar COM 149123101 21,019 32 0.15 1,909 9.09 1.1976
2013-10-25 2013-09-30 13F Caterpillar COM 149123101 20,987 -2,650 -11.21 1,750 -10.26 1.3302
2013-09-12 2013-06-30 13F Caterpillar COM 149123101 23,637 2,342 11.00 1,950 5.29 1.4807
2013-10-18 2013-03-31 13F Caterpillar COM 149123101 21,295 494 2.37 1,852 -0.64 2.0330
2013-10-18 2012-12-31 13F Caterpillar COM 149123101 20,801 20,801 1,864 2.2590
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.