Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionThoroughbred Financial Services, Llc
Latest Disclosed Ownership9,751 shares
Latest Disclosed Value $ 6,908
Thoroughbred Financial Services, Llc reports 0.79% increase in ownership of CAT / Caterpillar Inc.

On May 12, 2026 - Thoroughbred Financial Services, Llc filed a 13F-HR form disclosing ownership of 9,751 shares of Caterpillar Inc. (MX:CAT) valued at $6,908 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 10, 2026 disclosing 9,675 shares of Caterpillar Inc.. This represents a change in shares of 0.79% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-12 2026-03-31 13F CATERPILLAR INC COM Stock 149123101 9,751 76 0.79 7 20.00 0.4125
2026-02-10 2025-12-31 13F CATERPILLAR INC COM Stock 149123101 9,675 -304 -3.05 6 25.00 0.3283
2025-11-10 2025-09-30 13F CATERPILLAR INC COM Stock 149123101 9,979 -203 -1.99 5 33.33 0.2939
2025-08-08 2025-06-30 13F CATERPILLAR COM 149123101 10,182 -3,548 -25.84 4 -25.00 0.2762
2025-05-09 2025-03-31 13F CATERPILLAR COM 149123101 13,730 266 1.98 5 0.00 0.2826
2025-02-12 2024-12-31 13F CATERPILLAR COM 149123101 13,464 479 3.69 5 -20.00 0.2985
2024-11-08 2024-09-30 13F CATERPILLAR COM 149123101 12,985 201 1.57 5 25.00 0.3276
2024-08-08 2024-06-30 13F CATERPILLAR COM 149123101 12,784 2,210 20.90 4 33.33 0.2849
2024-05-07 2024-03-31 13F CATERPILLAR COM 149123101 10,574 -1,890 -15.16 4 0.00 0.3726
2024-02-09 2023-12-31 13F CATERPILLAR COM 149123101 12,464 500 4.18 4 0.00 0.2976
2023-11-08 2023-09-30 13F CATERPILLAR COM 149123101 11,964 2,068 20.90 3 50.00 0.3203
2023-08-03 2023-06-30 13F CATERPILLAR COM 149123101 9,896 421 4.44 2 0.00 0.3192
2023-04-24 2023-03-31 13F CATERPILLAR COM 149123101 9,475 1,016 12.01 2 0.00 0.3203
2023-02-07 2022-12-31 13F CATERPILLAR COM 149123101 8,459 2,836 50.44 2 -99.78 0.3311
2022-10-27 2022-09-30 13F CATERPILLAR COM 149123101 5,623 -207 -3.55 922 -11.52 0.1756
2022-08-03 2022-06-30 13F CATERPILLAR COM 149123101 5,830 63 1.09 1,042 -18.91 0.1919
2022-05-04 2022-03-31 13F CATERPILLAR COM 149123101 5,767 -4,607 -44.41 1,285 -40.07 0.2100
2022-02-09 2021-12-31 13F CATERPILLAR COM 149123101 10,374 7,236 230.59 2,144 256.15 0.4494
2021-10-27 2021-09-30 13F CATERPILLAR COM 149123101 3,138 930 42.12 602 25.16 0.1465
2021-07-27 2021-06-30 13F CATERPILLAR COM 149123101 2,208 233 11.80 481 5.25 0.1205
2021-04-30 2021-03-31 13F CATERPILLAR COM 149123101 1,975 440 28.66 457 63.80 0.1270
2021-01-26 2020-12-31 13F CATERPILLAR COM 149123101 1,535 0 0.00 279 22.37 0.0865
2020-10-28 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 1,535 1,535 0.00 228 -18.28 0.0857
2020-07-20 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 0 -4,116 -100.00 0 -100.00
2020-04-23 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 4,116 -116 -2.74 478 -23.52 0.1703
2020-02-05 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 4,232 -611 -12.62 625 2.12 0.2081
2019-11-12 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 4,843 1,049 27.65 612 18.38 0.2321
2019-07-16 2019-06-30 13F/A-1 CATERPILLAR INC DEL Total COM 149123101 3,794 4 0.11 517 0.78 0.1966
2019-07-16 2019-06-30 13F CATERPILLAR INC DEL Total COM 149123101 517,205 513,415 517,205
2019-05-07 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 3,790 5 0.13 513 6.65 0.2118
2019-02-13 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 3,785 3,785 481 0.2360
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.