Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionTocqueville Asset Management L.p.
Latest Disclosed Ownership79,623 shares
Latest Disclosed Value $ 56,409,711
Tocqueville Asset Management L.p. reports 2.14% decrease in ownership of CAT / Caterpillar Inc.

On May 12, 2026 - Tocqueville Asset Management L.p. filed a 13F-HR form disclosing ownership of 79,623 shares of Caterpillar Inc. (MX:CAT) valued at $56,409,711 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 12, 2026 disclosing 81,363 shares of Caterpillar Inc.. This represents a change in shares of -2.14% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-12 2026-03-31 13F CATERPILLAR COM 149123101 79,623 -1,740 -2.14 56,410 21.02 0.8365
2026-02-12 2025-12-31 13F CATERPILLAR COM 149123101 81,363 373 0.46 46,610 20.61 0.6799
2025-11-13 2025-09-30 13F CATERPILLAR COM 149123101 80,990 21 0.03 38,644 22.94 0.5618
2025-08-12 2025-06-30 13F CATERPILLAR COM 149123101 80,969 -48,441 -37.43 31,433 -26.35 0.4785
2025-05-13 2025-03-31 13F CATERPILLAR COM 149123101 129,410 -3,708 -2.79 42,679 -11.62 0.6969
2025-02-10 2024-12-31 13F CATERPILLAR COM 149123101 133,118 -5,064 -3.66 48,290 -10.65 0.7574
2024-11-08 2024-09-30 13F CATERPILLAR COM 149123101 138,182 -679 -0.49 54,046 16.84 0.8489
2024-08-12 2024-06-30 13F CATERPILLAR COM 149123101 138,861 -13,192 -8.68 46,255 -16.98 0.7635
2024-05-09 2024-03-31 13F CATERPILLAR COM 149123101 152,053 -5,425 -3.44 55,717 19.66 0.9102
2024-02-12 2023-12-31 13F CATERPILLAR COM 149123101 157,478 -2,105 -1.32 46,562 6.87 0.8440
2023-11-09 2023-09-30 13F CATERPILLAR COM 149123101 159,583 -17,001 -9.63 43,566 0.27 0.8274
2023-08-11 2023-06-30 13F CATERPILLAR COM 149123101 176,584 -4,590 -2.53 43,448 4.80 0.7780
2023-05-10 2023-03-31 13F CATERPILLAR COM 149123101 181,174 -1,666 -0.91 41,460 -5.35 0.7833
2023-02-09 2022-12-31 13F CATERPILLAR COM 149123101 182,840 -38,813 -17.51 43,801 20.43 0.8319
2022-11-10 2022-09-30 13F CATERPILLAR COM 149123101 221,653 -15,432 -6.51 36,369 -14.19 0.7413
2022-08-12 2022-06-30 13F CATERPILLAR COM 149123101 237,085 1,080 0.46 42,381 -19.41 0.7750
2022-05-16 2022-03-31 13F Caterpillar COM 149123101 236,005 52,855 28.86 52,587 38.88 0.7944
2022-02-14 2021-12-31 13F CATERPILLAR COM 149123101 183,150 44,765 32.35 37,864 42.53 0.5208
2021-11-15 2021-09-30 13F CATERPILLAR COM 149123101 138,385 -625 -0.45 26,566 -12.19 0.3936
2021-08-16 2021-06-30 13F CATERPILLAR COM 149123101 139,010 -2,181 -1.54 30,253 -7.59 0.4371
2021-05-17 2021-03-31 13F CATERPILLAR COM 149123101 141,191 -6,260 -4.25 32,738 21.98 0.5037
2021-02-16 2020-12-31 13F CATERPILLAR COM 149123101 147,451 1,364 0.93 26,839 23.18 0.4480
2020-11-16 2020-09-30 13F CATERPILLAR COM 149123101 146,087 -37,969 -20.63 21,789 -6.42 0.4168
2020-08-12 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 184,056 -134,312 -42.19 23,283 -36.98 0.4855
2020-05-15 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 318,368 32,476 11.36 36,943 -12.50 0.9179
2020-01-14 2019-12-31 13F Caterpillar COM 149123101 285,892 -5,258 -1.81 42,220 14.81 0.6210
2019-10-31 2019-09-30 13F Caterpillar COM 149123101 291,150 -8,670 -2.89 36,775 -10.00 0.4990
2019-07-31 2019-06-30 13F Caterpillar COM 149123101 299,820 5,283 1.79 40,862 2.39 0.5295
2019-04-30 2019-03-31 13F Caterpillar COM 149123101 294,537 44,933 18.00 39,907 25.82 0.5327
2019-02-08 2018-12-31 13F Caterpillar COM 149123101 249,604 -24,970 -9.09 31,717 -24.25 0.4753
2018-11-13 2018-09-30 13F Caterpillar COM 149123101 274,574 -1,346 -0.49 41,870 11.85 0.5275
2018-08-13 2018-06-30 13F Caterpillar COM 149123101 275,920 6,585 2.44 37,434 -5.70 0.4749
2018-05-14 2018-03-31 13F Caterpillar COM 149123101 269,335 -76,963 -22.22 39,695 -27.26 0.5057
2018-02-13 2017-12-31 13F Caterpillar Inc Del COM 149123101 346,298 -5,263 -1.50 54,570 24.47 0.6196
2017-10-30 2017-09-30 13F Caterpillar Inc Del COM 149123101 351,561 -18,429 -4.98 43,843 10.27 0.5042
2017-08-04 2017-06-30 13F Caterpillar COM 149123101 369,990 2,737 0.75 39,759 16.71 0.4770
2017-04-28 2017-03-31 13F Caterpillar COM 149123101 367,253 -35,534 -8.82 34,066 -8.80 0.4157
2017-01-30 2016-12-31 13F Caterpillar COM 149123101 402,787 -31,691 -7.29 37,354 -3.15 0.4776
2016-10-31 2016-09-30 13F Caterpillar COM 149123101 434,478 93,939 27.59 38,569 49.40 0.4630
2016-08-15 2016-06-30 13F/A-1 Caterpillar COM 149123101 340,539 -20,664 -5.72 25,816 -6.62 0.3076
2016-07-29 2016-06-30 13F Caterpillar COM 149123101 335,539 25,437
2016-04-29 2016-03-31 13F Caterpillar COM 149123101 361,203 -6,936 -1.88 27,646 10.50 0.3662
2016-01-29 2015-12-31 13F Caterpillar COM 149123101 368,139 63,286 20.76 25,019 25.57 0.3392
2015-10-30 2015-09-30 13F Caterpillar COM 149123101 304,853 234,201 331.49 19,925 232.47 0.2665
2015-07-31 2015-06-30 13F Caterpillar COM 149123101 70,652 -18,353 -20.62 5,993 -15.86 0.0706
2015-04-30 2015-03-31 13F Caterpillar COM 149123101 89,005 89,005 0.00 7,123 0.0837
2015-01-30 2014-12-31 13F Caterpillar COM 149123101 0 -64,691 -100.00 0 -100.00
2014-10-30 2014-09-30 13F Caterpillar COM 149123101 64,691 -926 -1.41 6,406 -10.17 0.0711
2014-09-18 2014-06-30 13F/A-1 Caterpillar COM 149123101 65,617 -1,084 -1.63 7,131 7.59 0.0694
2014-07-30 2014-06-30 13F Caterpillar COM 149123101 65,617 7,131
2014-04-30 2014-03-31 13F Caterpillar COM 149123101 66,701 -1,759 -2.57 6,628 6.61 0.0872
2014-01-30 2013-12-31 13F Caterpillar COM 149123101 68,460 -311 -0.45 6,217 8.39 0.0836
2013-10-30 2013-09-30 13F Caterpillar COM 149123101 68,771 -17,855 -20.61 5,736 -19.73 0.0715
2013-07-30 2013-06-30 13F Caterpillar COM 149123101 86,626 86,626 7,146 0.0967
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.