Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionTraynor Capital Management, Inc.
Latest Disclosed Ownership14,965 shares
Latest Disclosed Value $ 9,988,071
Traynor Capital Management, Inc. reports 9.18% increase in ownership of CAT / Caterpillar Inc.

On May 14, 2026 - Traynor Capital Management, Inc. filed a 13F-HR form disclosing ownership of 14,965 shares of Caterpillar Inc. (MX:CAT) valued at $9,988,071 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 12, 2026 disclosing 13,707 shares of Caterpillar Inc.. This represents a change in shares of 9.18% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-14 2026-03-31 13F CATERPILLAR COM 149123101 14,965 1,258 9.18 9,988 27.20 0.5859
2026-01-12 2025-12-31 13F CATERPILLAR COM 149123101 13,707 430 3.24 7,852 23.95 0.4193
2025-11-03 2025-09-30 13F CATERPILLAR COM 149123101 13,277 782 6.26 6,335 29.71 0.3614
2025-08-07 2025-06-30 13F CATERPILLAR COM 149123101 12,495 -628 -4.79 4,884 12.87 0.3464
2025-05-12 2025-03-31 13F CATERPILLAR COM 149123101 13,123 -137 -1.03 4,328 -10.04 0.3647
2025-01-17 2024-12-31 13F CATERPILLAR COM 149123101 13,260 1,989 17.65 4,810 9.12 0.3213
2024-10-25 2024-09-30 13F CATERPILLAR COM 149123101 11,271 482 4.47 4,408 22.68 0.2642
2024-07-24 2024-06-30 13F CATERPILLAR COM 149123101 10,789 134 1.26 3,594 -7.97 0.2693
2024-04-12 2024-03-31 13F CATERPILLAR COM 149123101 10,655 97 0.92 3,904 25.09 0.3383
2024-01-18 2023-12-31 13F CATERPILLAR COM 149123101 10,558 479 4.75 3,122 13.45 0.3207
2023-10-16 2023-09-30 13F CATERPILLAR COM 149123101 10,079 -165 -1.61 2,752 9.17 0.3448
2023-07-28 2023-06-30 13F CATERPILLAR COM 149123101 10,244 230 2.30 2,521 10.00 0.3093
2023-04-21 2023-03-31 13F CATERPILLAR COM 149123101 10,014 -69 -0.68 2,292 -5.13 0.3309
2023-01-27 2022-12-31 13F CATERPILLAR COM 149123101 10,083 -437 -4.15 2,415 39.92 0.3406
2022-11-15 2022-09-30 13F/A-3 CATERPILLAR INC COM COM 149123101 10,520 -1,249 -10.61 1,726 -17.93 0.3082
2022-07-28 2022-06-30 13F CATERPILLAR INC COM COM 149123101 11,769 -551 -4.47 2,103 -23.39 0.3646
2022-04-13 2022-03-31 13F CATERPILLAR INC COM COM 149123101 12,320 982 8.66 2,745 17.11 0.3560
2022-02-01 2021-12-31 13F CATERPILLAR INC COM COM 149123101 11,338 1,761 18.39 2,344 27.53 0.2773
2021-10-25 2021-09-30 13F CATERPILLAR INC COM COM 149123101 9,577 9,577 1,838 0.2518
2020-04-29 2020-03-31 13F CATERPILLAR INC COM USD1.00 COM 149123101 0 -1,488 -100.00 0 -100.00
2020-01-24 2019-12-31 13F CATERPILLAR INC COM USD1.00 COM 149123101 1,488 1,488 219 0.0585
2019-11-01 2019-09-30 13F CATERPILLAR INC COM USD1.00 COM 149123101 0 -1,561 -100.00 0 -100.00
2019-07-26 2019-06-30 13F CATERPILLAR INC COM USD1.00 COM 149123101 1,561 -173 -9.98 213 -8.97 0.0693
2019-04-12 2019-03-31 13F CATERPILLAR INC COM USD1.00 COM 149123101 1,734 -73 -4.04 234 2.18 0.0783
2019-01-24 2018-12-31 13F CATERPILLAR COM 149123101 1,807 4 0.22 229 -16.73 0.0954
2018-10-24 2018-09-30 13F CATERPILLAR COM 149123101 1,803 16 0.90 275 13.17 0.0893
2018-08-03 2018-06-30 13F CATERPILLAR COM 149123101 1,787 2 0.11 243 -7.60 0.0887
2018-05-01 2018-03-31 13F CATERPILLAR COM 149123101 1,785 51 2.94 263 -3.66 0.1067
2018-01-31 2017-12-31 13F CATERPILLAR COM 149123101 1,734 -110 -5.97 273 18.18 0.1165
2017-10-27 2017-09-30 13F CATERPILLAR COM 149123101 1,844 -709 -27.77 231 -20.89 0.1099
2017-08-02 2017-06-30 13F CATERPILLAR COM 149123101 2,553 2,553 292 0.1442
2017-05-11 2017-03-31 13F CATERPILLAR COM 149123101 0 -2,315 -100.00 0 -100.00
2017-02-07 2016-12-31 13F CATERPILLAR COM 149123101 2,315 -129 -5.28 224 4.19 0.1485
2016-11-10 2016-09-30 13F CATERPILLAR COM 149123101 2,444 -311 -11.29 215 5.39 0.1520
2016-07-27 2016-06-30 13F CATERPILLAR COM 149123101 2,755 -484 -14.94 204 -17.41 0.1596
2016-04-18 2016-03-31 13F CATERPILLAR COM 149123101 3,239 3,239 0.00 247 0.1969
2016-02-23 2015-06-30 13F CATERPILLAR COM 149123101 0 -2,599 -100.00 0 -100.00
2016-02-23 2015-03-31 13F CATERPILLAR COM 149123101 2,599 -1,677 -39.22 208 -46.80 0.1996
2016-02-23 2014-12-31 13F CATERPILLAR COM 149123101 4,276 4,276 391 0.4547
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.