State Street Corp ownership in CMI / Cummins Inc.

Cummins Inc.

MX ˙ BMV ˙ US2310211063

Security	MX:CMI / Cummins Inc.
Institution	State Street Corp
Latest Disclosed Ownership	7,102,674 shares
Ownership	4.64%

2020-02-13 - State Street Corp has filed an SC 13G/A form with the Securities and Exchange Commission (SEC) disclosing ownership of 7,102,674 shares of Cummins Inc. (MX:CMI). This represents 4.64 percent ownership of the company. In their previous filing dated 2019-02-14 , State Street Corp had reported owning 10,642,985 shares, indicating a decrease of -33.26 percent.

Institutional Ownership: 13D/G Filings

This table shows a history of the 13D/G filings made by the investor and/or investor group. Note that the share values in this table are not directly comparable to any numbers shown in the 13F table (if any).

File Date	Effective Date	Form	Prev Shares	Latest Shares	ΔShares (Percent)	Ownership (Percent)	ΔOwnership (Percent)
2020-02-13	2020-02-13	13G/A	10,642,985	7,102,674	-33.26	4.64	-29.70
2019-02-14	2019-02-14	13G	11,989,512	10,642,985	-11.23	6.60	-8.59
2018-02-14	2018-02-14	13G	12,179,107	11,989,512	-1.56	7.22	-0.28
2017-02-14	2017-02-14	13G	12,498,477	12,179,107	-2.56	7.24	3.43
2016-02-12	2016-02-12	13G		12,498,477		7.00
2015-02-12	2015-02-12	13G		13,207,039		7.20
2014-02-03	2014-02-03	13G		13,641,828		7.30
2013-02-11	2013-02-11	13G		13,407,979		7.10
2012-02-09	2012-02-09	13G		13,325,194		6.90

Important Note: One of the primary uses of the 13D/G filings is to evaluate the ability of a firm to control a company (ie, the "beneficial ownership"). To that end, firms are required to report not just direct holdings in companies, but indirect holdings that they control. For investment firms, these indirect holdings can include shares in funds they manage, advisory accounts, and in the case of activist campaigns, pledged votes. Therefore, share counts listed in 13D/G filings can differ significantly than share counts listed in 13F filings.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)

File Date	Effective Date	Form	Security	Class	ID	Reported Shares	ΔShares	ΔShares (%)	Reported Value (x1000)	ΔValue (%)	Alloc (%)
2026-05-15	2026-03-31	13F	CUMMINS	COM	231021106	6,807,690	297,838	4.58	3,662,673	10.22	0.1265
2026-02-13	2025-12-31	13F	CUMMINS	COM	231021106	6,509,852	49,628	0.77	3,322,954	21.78	0.1115
2025-11-14	2025-09-30	13F	CUMMINS	COM	231021106	6,460,224	-78,967	-1.21	2,728,605	27.41	0.0946
2025-08-14	2025-06-30	13F	CUMMINS	COM	231021106	6,539,191	92,073	1.43	2,141,585	5.98	0.0803
2025-05-15	2025-03-31	13F	CUMMINS	COM	231021106	6,447,118	46,893	0.73	2,020,785	-9.43	0.0833
2025-02-14	2024-12-31	13F	CUMMINS	COM	231021106	6,400,225	100,174	1.59	2,231,118	9.37	0.0880
2024-11-14	2024-09-30	13F	CUMMINS	COM	231021106	6,300,051	126,703	2.05	2,039,894	19.32	0.0830
2024-08-14	2024-06-30	13F	CUMMINS	COM	231021106	6,173,348	102,130	1.68	1,709,585	-4.43	0.0747
2024-05-15	2024-03-31	13F	CUMMINS	COM	231021106	6,071,218	-259,688	-4.10	1,788,884	17.95	0.0800
2024-02-14	2023-12-31	13F	CUMMINS	COM	231021106	6,330,906	-96,003	-1.49	1,516,695	3.30	0.0738
2023-11-14	2023-09-30	13F	CUMMINS	COM	231021106	6,426,909	12,854	0.20	1,468,292	-6.63	0.0814
2023-08-14	2023-06-30	13F	CUMMINS	COM	231021106	6,414,055	-68,223	-1.05	1,572,470	1.55	0.0826
2023-05-15	2023-03-31	13F	CUMMINS	COM	231021106	6,482,278	191,776	3.05	1,548,473	1.60	0.0874
2023-05-15	2022-12-31	13F/A-99	CUMMINS	COM	231021106	6,290,502	-85,874	-1.35	1,524,126	17.45	0.0896
2023-05-15	2022-12-31	13F	CUMMINS	COM	231021106	6,290,502	-85,874		1,524,126		0.0896
2022-11-15	2022-09-30	13F	CUMMINS	COM	231021106	6,376,376	-91,008	-1.41	1,297,656	3.68	0.0821
2022-08-15	2022-06-30	13F	CUMMINS	COM	231021106	6,467,384	-167,922	-2.53	1,251,633	-8.03	0.0750
2022-05-16	2022-03-31	13F	CUMMINS	COM	231021106	6,635,306	-116,533	-1.73	1,360,968	-7.60	0.0673
2022-02-14	2021-12-31	13F	CUMMINS	COM	231021106	6,751,839	74,697	1.12	1,472,846	-1.77	0.0698
2021-11-15	2021-09-30	13F	CUMMINS	COM	231021106	6,677,142	-217,249	-3.15	1,499,419	-10.80	0.0793
2021-08-16	2021-06-30	13F	CUMMINS	COM	231021106	6,894,391	-33,152	-0.48	1,680,921	-6.36	0.0886
2021-07-09	2021-03-31	13F/A-1	CUMMINS	COM	231021106	6,927,543	-79,755	-1.14	1,794,996	12.80	0.1029
2021-05-17	2021-03-31	13F	CUMMINS	COM	231021106	6,927,543	-79,755		1,794,996		0.1029
2021-02-16	2020-12-31	13F	CUMMINS	COM	231021106	7,007,298	-120,678	-1.69	1,591,357	5.73	0.0974
2020-11-10	2020-09-30	13F	CUMMINS	COM	231021106	7,127,976	10,141	0.14	1,505,143	22.05	0.1028
2020-08-14	2020-06-30	13F	CUMMINS	COM	231021106	7,117,835	-76,455	-1.06	1,233,236	26.68	0.0897
2020-06-19	2020-03-31	13F/A-1	CUMMINS	COM	231021106	7,194,290	98,214	1.38	973,531	-23.34	0.0851
2020-05-11	2020-03-31	13F	CUMMINS	COM	231021106	7,194,290	98,214		973,531		85,495.6241
2020-02-06	2019-12-31	13F	CUMMINS	COM	231021106	7,096,076	-3,446,348	-32.69	1,269,914	-25.95	0.0870
2019-11-14	2019-09-30	13F	CUMMINS	COM	231021106	10,542,424	76,432	0.73	1,714,936	-4.37	0.1278
2019-08-14	2019-06-30	13F	CUMMINS	COM	231021106	10,465,992	-129,767	-1.22	1,793,243	7.20	0.1337
2019-05-15	2019-03-31	13F	CUMMINS	COM	231021106	10,595,759	-45,316	-0.43	1,672,752	17.63	0.1305
2019-02-12	2018-12-31	13F	CUMMINS	COM	231021106	10,641,075	-167,678	-1.55	1,422,073	-9.93	0.1295
2018-11-09	2018-09-30	13F	CUMMINS	Common equity shares	231021106	10,808,753	-204,808	-1.86	1,578,834	7.78	0.1213
2018-08-14	2018-06-30	13F	CUMMINS	Common equity shares	231021106	11,013,561	-79,376	-0.72	1,464,820	-18.53	0.1224
2018-05-15	2018-03-31	13F	CUMMINS	Common equity shares	231021106	11,092,937	-880,076	-7.35	1,798,059	-14.98	0.1527
2018-02-14	2017-12-31	13F	CUMMINS	Common equity shares	231021106	11,973,013	237,204	2.02	2,114,907	7.25	0.1701
2017-11-14	2017-09-30	13F	CUMMINS	Common equity shares	231021106	11,735,809	-155,882	-1.31	1,971,966	2.22	0.1702
2017-08-14	2017-06-30	13F	CUMMINS	Common equity shares	231021106	11,891,691	-347,206	-2.84	1,929,058	4.24	0.1706
2017-05-15	2017-03-31	13F	CUMMINS	Common equity shares	231021106	12,238,897	61,286	0.50	1,850,515	11.19	0.1651
2017-02-09	2016-12-31	13F	CUMMINS	Common equity shares	231021106	12,177,611	182,904	1.52	1,664,296	8.27	0.1566
2017-01-13	2016-09-30	13F/A-1	CUMMINS	Common equity shares	231021106	11,994,707	-231,773	-1.90	1,537,131	11.81	0.1549
2016-11-14	2016-09-30	13F	CUMMINS	Common equity shares	231021106	10,309,707			1,321,197
2016-08-12	2016-06-30	13F	CUMMINS	Common equity shares	231021106	12,226,480	-267,943	-2.14	1,374,729	0.08	0.1477
2016-05-20	2016-03-31	13F/A-1	CUMMINS	Common equity shares	231021106	12,494,423	-4,054	-0.03	1,373,650	24.88	0.1485
2016-05-12	2016-03-31	13F	CUMMINS	Common equity shares	231021106	12,494,423			1,373,650
2016-02-16	2015-12-31	13F	CUMMINS	Common equity shares	231021106	12,498,477	-78,233	-0.62	1,099,998	-19.45	0.1202
2015-11-16	2015-09-30	13F	CUMMINS	Common equity shares	231021106	12,576,710	-306,462	-2.38	1,365,577	-19.20	0.1590
2015-08-13	2015-06-30	13F	CUMMINS	Common equity shares	231021106	12,883,172	38,746	0.30	1,690,147	-5.09	0.1807
2015-05-15	2015-03-31	13F	CUMMINS	Common equity shares	231021106	12,844,426	-362,613	-2.75	1,780,751	-6.48	0.1827
2015-02-11	2014-12-31	13F	CUMMINS	Common equity shares	231021106	13,207,039	106,940	0.82	1,904,059	10.13	0.1896
2014-11-12	2014-09-30	13F/A-1	CUMMINS	Common equity shares	231021106	13,100,099	-202,206	-1.52	1,728,952	-15.76	0.1860
2014-11-10	2014-09-30	13F	CUMMINS	Common equity shares	231021106	13,100,099			1,728,952
2014-08-12	2014-06-30	13F	CUMMINS	Common equity shares	231021106	13,302,305	129,649	0.98	2,052,418	4.58	0.2216
2014-05-15	2014-03-31	13F/A-1	CUMMINS	Common equity shares	231021106	13,172,656	-469,172	-3.44	1,962,586	2.05	0.2230
2014-05-13	2014-03-31	13F	CUMMINS	Common equity shares	231021106	13,172,656			1,962,586
2014-02-06	2013-12-31	13F/A-1	CUMMINS	Common equity shares	231021106	13,641,828	414,957	3.14	1,923,079	9.42	0.2139
2014-02-06	2013-12-31	13F	CUMMINS	Common equity shares	231021106	13,407,979			1,452,764
2013-11-12	2013-09-30	13F	CUMMINS	Common equity shares	231021106	13,226,871	-9,093	-0.07	1,757,457	22.42	0.2166
2013-08-08	2013-06-30	13F	CUMMINS	Common equity shares	231021106	13,235,964	13,235,964		1,435,576		0.1872

Legend

Shares: The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value: The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price: The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class: This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred

Allocation (%): The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation: The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%): The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis: The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss: This is the market value of the position as of the effective date minus the cost basis.