Capital One Financial Corporation
MX ˙ BMV ˙ US14040H1059
SecurityMX:COF / Capital One Financial Corporation
InstitutionDaiwa Securities Group Inc.
Latest Disclosed Ownership116,293 shares
Latest Disclosed Value $ 21,215,332
Daiwa Securities Group Inc. reports 1.49% increase in ownership of COF / Capital One Financial Corporation

On May 13, 2026 - Daiwa Securities Group Inc. filed a 13F-HR form disclosing ownership of 116,293 shares of Capital One Financial Corporation (MX:COF) valued at $21,215,332 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 10, 2026 disclosing 114,587 shares of Capital One Financial Corporation. This represents a change in shares of 1.49% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-13 2026-03-31 13F CAPITAL ONE FINL COM 14040H105 116,293 1,706 1.49 21,215 78,474.07 0.0610
2026-02-10 2025-12-31 13F CAPITAL ONE FINL COM 14040H105 114,587 700 0.61 28 12.50 0.0887
2025-11-14 2025-09-30 13F CAPITAL ONE FINL COM 14040H105 113,887 950 0.84 24 0.00 0.0817
2025-08-14 2025-06-30 13F CAPITAL ONE FINL COM 14040H105 112,937 43,199 61.94 24 100.00 0.0887
2025-05-13 2025-03-31 13F CAPITAL ONE FINL COM 14040H105 69,738 2,632 3.92 13 9.09 0.0529
2025-02-07 2024-12-31 13F CAPITAL ONE FINL COM 14040H105 67,106 569 0.86 12 22.22 0.0534
2024-11-12 2024-09-30 13F CAPITAL ONE FINL COM 14040H105 66,537 5,221 8.51 10 12.50 0.0460
2024-08-07 2024-06-30 13F CAPITAL ONE FINL COM 14040H105 61,316 -1,204 -1.93 8 -11.11 0.0452
2024-05-02 2024-03-31 13F CAPITAL ONE FINL COM 14040H105 62,520 -469 -0.74 9 12.50 0.0525
2024-01-31 2023-12-31 13F CAPITAL ONE FINL COM 14040H105 62,989 81 0.13 8 33.33 0.0514
2023-11-01 2023-09-30 13F CAPITAL ONE FINL COM 14040H105 62,908 5,700 9.96 6 0.00 0.0435
2023-07-31 2023-06-30 13F CAPITAL ONE FINL COM 14040H105 57,208 7,083 14.13 6 50.00 0.0414
2023-05-02 2023-03-31 13F CAPITAL ONE FINL COM 14040H105 50,125 9,110 22.21 5 33.33 0.0335
2023-02-06 2022-12-31 13F CAPITAL ONE FINL COM 14040H105 41,015 5,326 14.92 4 -99.91 0.0293
2022-11-02 2022-09-30 13F CAPITAL ONE FINL COM 14040H105 35,689 9,408 35.80 3,289 20.12 0.0273
2022-08-09 2022-06-30 13F CAPITAL ONE FINL COM 14040H105 26,281 50 0.19 2,738 -20.50 0.0209
2022-04-29 2022-03-31 13F CAPITAL ONE FINL COM 14040H105 26,231 35 0.13 3,444 -9.39 0.0159
2022-02-03 2021-12-31 13F CAPITAL ONE FINL COM 14040H105 26,196 311 1.20 3,801 -9.35 0.0224
2021-11-05 2021-09-30 13F CAPITAL ONE FINL COM 14040H105 25,885 1,125 4.54 4,193 9.48 0.0276
2021-08-06 2021-06-30 13F CAPITAL ONE FINL COM 14040H105 24,760 1,107 4.68 3,830 27.28 0.0258
2021-05-03 2021-03-31 13F CAPITAL ONE FINL COM 14040H105 23,653 871 3.82 3,009 33.61 0.0224
2021-02-04 2020-12-31 13F CAPITAL ONE FINL COM 14040H105 22,782 642 2.90 2,252 41.55 0.0174
2020-11-02 2020-09-30 13F CAPITAL ONE FINL COM 14040H105 22,140 -2,976 -11.85 1,591 35.87 0.0144
2020-08-11 2020-06-30 13F CAPITAL ONE FINL COM 14040H105 25,116 0 0.00 1,171 -7.50 0.0247
2020-05-14 2020-03-31 13F CAPITAL ONE FINL COM 14040H105 25,116 5,071 25.30 1,266 -38.63 0.0131
2020-01-31 2019-12-31 13F CAPITAL ONE FINL COM 14040H105 20,045 0 0.00 2,063 13.10 0.0170
2019-11-04 2019-09-30 13F CAPITAL ONE FINL COM 14040H105 20,045 1,458 7.84 1,824 8.12 0.0155
2019-07-24 2019-06-30 13F CAPITAL ONE FINL COM 14040H105 18,587 450 2.48 1,687 13.83 0.0149
2019-04-26 2019-03-31 13F CAPITAL ONE FINL COM 14040H105 18,137 -50 -0.27 1,482 7.78 0.0129
2019-02-05 2018-12-31 13F CAPITAL ONE FINL COM 14040H105 18,187 400 2.25 1,375 -18.59 0.0132
2018-11-01 2018-09-30 13F CAPITAL ONE FINL COM 14040H105 17,787 1,245 7.53 1,689 11.12 0.0141
2018-07-30 2018-06-30 13F CAPITAL ONE FINL COM 14040H105 16,542 -37,688 -69.50 1,520 -70.75 0.0120
2018-05-02 2018-03-31 13F CAPITAL ONE FINL COM 14040H105 54,230 -33,686 -38.32 5,196 -40.64 0.0416
2018-02-06 2017-12-31 13F CAPITAL ONE FINL COM 14040H105 87,916 73,766 521.31 8,754 630.72 0.0619
2017-11-02 2017-09-30 13F CAPITAL ONE FINL COM 14040H105 14,150 -804 -5.38 1,198 -3.00 0.0082
2017-07-28 2017-06-30 13F CAPITAL ONE FINL COM 14040H105 14,954 -100 -0.66 1,235 -5.36 0.0080
2017-05-02 2017-03-31 13F CAPITAL ONE FINL COM 14040H105 15,054 2,150 16.66 1,305 15.90 0.0082
2017-02-01 2016-12-31 13F CAPITAL ONE FINL COM 14040H105 12,904 -18,800 -59.30 1,126 -50.57 0.0072
2017-01-10 2016-09-30 13F/A-1 CAPITAL ONE FINL COM 14040H105 31,704 -4,650 -12.79 2,278 -1.34 0.0136
2016-11-04 2016-09-30 13F CAPITAL ONE FINL COM 14040H105 31,704 2,278
2016-07-25 2016-06-30 13F CAPITAL ONE FINL COM 14040H105 36,354 -27,000 -42.62 2,309 -47.42 0.0138
2016-05-12 2016-03-31 13F CAPITAL ONE FINL COM 14040H105 63,354 5,600 9.70 4,391 5.33 0.0277
2016-02-04 2015-12-31 13F CAPITAL ONE FINL COM 14040H105 57,754 -1,300 -2.20 4,169 -2.64 0.0276
2015-11-10 2015-09-30 13F CAPITAL ONE FINL COM 14040H105 59,054 -8,900 -13.10 4,282 -28.37 0.0305
2015-08-05 2015-06-30 13F CAPITAL ONE FINL COM 14040H105 67,954 54,900 420.56 5,978 480.95 0.0425
2015-05-12 2015-03-31 13F CAPITAL ONE FINL COM 14040H105 13,054 -300 -2.25 1,029 -6.62 0.0069
2015-02-13 2014-12-31 13F CAPITAL ONE FINL COM 14040H105 13,354 -3,100 -18.84 1,102 -17.94 0.0078
2014-11-12 2014-09-30 13F CAPITAL ONE FINL COM 14040H105 16,454 -1,400 -7.84 1,343 -8.95 0.0102
2014-08-13 2014-06-30 13F/A-1 CAPITAL ONE FINL COM 14040H105 17,854 -200 1,475 0.0110
2014-08-13 2014-06-30 13F/A-2 CAPITAL ONE FINL COM 14040H105 17,854 -200 -1.11 1,475 5.89 0.0318
2014-08-13 2014-06-30 13F CAPITAL ONE FINL COM 14040H105 17,854 1,475
2014-05-14 2014-03-31 13F/A-1 CAPITAL ONE FINL COM 14040H105 18,054 -700 1,393 0.0109
2014-05-15 2014-03-31 13F/A-2 CAPITAL ONE FINL COM 14040H105 18,054 -700 -3.73 1,393 -3.06 0.0109
2014-05-13 2014-03-31 13F CAPITAL ONE FINL COM 14040H105 18,054 1,393
2014-02-13 2013-12-31 13F CAPITAL ONE FINL COM 14040H105 18,754 1,600 9.33 1,437 21.88 0.0122
2013-11-14 2013-09-30 13F CAPITAL ONE FINL COM 14040H105 17,154 0 0.00 1,179 9.47 0.0094
2013-08-16 2013-06-30 13F/A-1 CAPITAL ONE FINL COM 14040H105 17,154 17,154 1,077 0.0082
2013-08-13 2013-06-30 13F CAPITAL ONE FINL COM 14040H105 17,154 1,077
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.