Capital One Financial Corporation
MX ˙ BMV ˙ US14040H1059
SecurityMX:COF / Capital One Financial Corporation
InstitutionCerity Partners LLC
Latest Disclosed Ownership342,482 shares
Latest Disclosed Value $ 62,479,206
Cerity Partners LLC reports 1.52% decrease in ownership of COF / Capital One Financial Corporation

On May 15, 2026 - Cerity Partners LLC filed a 13F-HR form disclosing ownership of 342,482 shares of Capital One Financial Corporation (MX:COF) valued at $62,479,206 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 11, 2026 disclosing 347,759 shares of Capital One Financial Corporation. This represents a change in shares of -1.52% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F CAPITAL ONE FINL COM 14040H105 342,482 -5,277 -1.52 62,479 -25.87 0.0882
2026-02-11 2025-12-31 13F CAPITAL ONE FINL COM 14040H105 347,759 17,351 5.25 84,280 20.00 0.1228
2025-10-22 2025-09-30 13F CAPITAL ONE FINL COM 14040H105 330,408 16,513 5.26 70,236 5.16 0.1139
2025-08-13 2025-06-30 13F CAPITAL ONE FINL Stock 14040H105 313,895 209,632 201.06 66,786 257.26 0.1191
2025-04-30 2025-03-31 13F CAPITAL ONE FINL COM 14040H105 104,263 12,924 14.15 18,694 28.79 0.0379
2025-02-13 2024-12-31 13F CAPITAL ONE FINL COM 14040H105 91,339 -2,223 -2.38 14,516 3.62 0.0315
2024-11-12 2024-09-30 13F CAPITAL ONE FINL COM 14040H105 93,562 17,565 23.11 14,009 33.14 0.0310
2024-08-13 2024-06-30 13F CAPITAL ONE FINL COM 14040H105 75,997 -15,494 -16.93 10,522 -22.72 0.0277
2024-05-14 2024-03-31 13F CAPITAL ONE FINL Equities 14040H105 91,491 62,519 215.79 13,615 258.48 0.0360
2024-01-26 2023-12-31 13F CAPITAL ONE FINL Equity 14040H105 28,972 4,152 16.73 3,799 57.72 0.0125
2023-11-14 2023-09-30 13F CAPITAL ONE FINL Equities 14040H105 24,820 2,055 9.03 2,409 -3.25 0.0117
2023-08-14 2023-06-30 13F CAPITAL ONE FINL Equities 14040H105 22,765 2,673 13.30 2,489 29.64 0.0097
2023-05-11 2023-03-31 13F CAPITAL ONE FINL COM 14040H105 20,092 5,385 36.62 1,920 40.56 0.0045
2023-02-15 2022-12-31 13F CAPITAL ONE FINL COM 14040H105 14,707 1,499 11.35 1,367 12.24 0.0088
2022-11-14 2022-09-30 13F CAPITAL ONE FINL COM 14040H105 13,208 -430 -3.15 1,217 -14.36 0.0146
2022-08-10 2022-06-30 13F CAPITAL ONE FINL COM 14040H105 13,638 11,248 470.63 1,421 352.55 0.0157
2022-04-25 2022-03-31 13F CAPITAL ONE FINL COM 14040H105 2,390 -2,931 -55.08 314 -59.22 0.0049
2022-02-14 2021-12-31 13F CAPITAL ONE FINL Stock 14040H105 5,321 5,321 770 0.0117
2021-10-25 2021-09-30 13F CAPITAL ONE FINL Stock 14040H105 0 -2,099 -100.00 0 -100.00
2021-08-11 2021-06-30 13F CAPITAL ONE FINL Stock 14040H105 2,099 41 1.99 325 24.05 0.0071
2021-08-11 2021-03-31 13F/A-1 CAPITAL ONE FINL Stock 14040H105 2,058 2,058 262 0.0062
2020-05-14 2020-03-31 13F CAPITAL ONE FINL COM 14040H105 0 -5,718 -100.00 0 -100.00
2020-02-14 2019-12-31 13F CAPITAL ONE FINL COM 14040H105 5,718 3,517 159.79 588 194.00 0.0300
2019-10-30 2019-09-30 13F CAPITAL ONE FINL COM 14040H105 2,201 2,201 200 0.0117
2019-08-14 2019-06-30 13F CAPITAL ONE FINL COM 14040H105 0 -8,560 -100.00 0 -100.00
2019-05-14 2019-03-31 13F CAPITAL ONE FINL COM 14040H105 8,560 5,138 150.15 699 169.88 0.0471
2019-02-06 2018-12-31 13F CAPITAL ONE FINL COM 14040H105 3,422 -3,305 -49.13 259 -59.47 0.0173
2018-11-15 2018-09-30 13F CAPITAL ONE FINL COM 14040H105 6,727 268 4.15 639 7.58 0.0443
2018-08-15 2018-06-30 13F CAPITAL ONE FINL COM 14040H105 6,459 241 3.88 594 -0.34 0.0439
2018-05-15 2018-03-31 13F CAPITAL ONE FINL COM 14040H105 6,218 94 1.53 596 -2.30 0.0456
2018-02-14 2017-12-31 13F Capital One Financial COM 14040H105 6,124 21 0.34 610 17.99 0.0409
2017-11-13 2017-09-30 13F CAPITAL ONE FINL COM 14040H105 6,103 6,103 517 0.0366
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.