Capital One Financial Corporation
MX ˙ BMV ˙ US14040H1059
SecurityMX:COF / Capital One Financial Corporation
InstitutionRockefeller Capital Management L.P.
Latest Disclosed Ownership172,329 shares
Latest Disclosed Value $ 31,438,422
Rockefeller Capital Management L.P. reports 30.09% decrease in ownership of COF / Capital One Financial Corporation

On May 14, 2026 - Rockefeller Capital Management L.P. filed a 13F-HR form disclosing ownership of 172,329 shares of Capital One Financial Corporation (MX:COF) valued at $31,438,422 USD as of March 31, 2026. The entity filed a previous 13F-HR/A on March 16, 2026 disclosing 246,517 shares of Capital One Financial Corporation. This represents a change in shares of -30.09% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-14 2026-03-31 13F CAPITAL ONE FINL COM 14040H105 172,329 -74,188 -30.09 31,438 -47.38 0.0557
2026-03-16 2025-12-31 13F/A-1 CAPITAL ONE FINL COM 14040H105 246,517 43,813 21.61 59,746 38.65 0.1076
2026-02-14 2025-12-31 13F CAPITAL ONE FINL COM 14040H105 246,539 43,835 59,752 0.0545
2025-11-14 2025-09-30 13F CAPITAL ONE FINL COM 14040H105 202,704 -25,301 -11.10 43,091 -11.17 0.0843
2025-08-14 2025-06-30 13F/A-1 CAPITAL ONE FINL COM 14040H105 228,005 146,681 180.37 48,511 232.69 0.1064
2025-08-08 2025-06-30 13F CAPITAL ONE FINL COM 14040H105 77,388 -3,936 16,465 0.0208
2025-05-14 2025-03-31 13F CAPITAL ONE FINL COM 14040H105 81,324 -115,962 -58.78 14,582 -58.54 0.0360
2025-02-13 2024-12-31 13F CAPITAL ONE FINL COM 14040H105 197,286 91,610 86.69 35,171 122.29 0.0911
2024-11-14 2024-09-30 13F CAPITAL ONE FINL COM 14040H105 105,676 -73,629 -41.06 15,823 -36.27 0.0426
2024-08-12 2024-06-30 13F CAPITAL ONE FINL COM 14040H105 179,305 -74,651 -29.40 24,828 -34.34 0.0706
2024-05-14 2024-03-31 13F CAPITAL ONE FINL COM 14040H105 253,956 57,573 29.32 37,812 46.84 0.1104
2024-02-14 2023-12-31 13F CAPITAL ONE FINL COM 14040H105 196,383 180,407 1,129.24 25,750 1,561.23 0.0860
2023-11-14 2023-09-30 13F CAPITAL ONE FINL COM 14040H105 15,976 -4,740 -22.88 1,551 -31.57 0.0060
2023-08-14 2023-06-30 13F CAPITAL ONE FINL COM 14040H105 20,716 -1,892 -8.37 2,266 113,150.00 0.0088
2023-05-16 2023-03-31 13F CAPITAL ONE FINL COM 14040H105 22,608 -1,497 -6.21 2 -99.91 0.0093
2023-03-06 2022-12-31 13F CAPITAL ONE FINL COM 14040H105 24,105 -5,175 -17.67 2,239 -16.98 0.0113
2022-11-02 2022-09-30 13F CAPITAL ONE FINL COM 14040H105 29,280 -40,825 -58.23 2,697 -63.07 0.0139
2022-08-12 2022-06-30 13F CAPITAL ONE FINL COM 14040H105 70,105 -9,267 -11.68 7,303 -29.91 0.0388
2022-05-13 2022-03-31 13F CAPITAL ONE FINL COM 14040H105 79,372 -38,610 -32.73 10,420 -39.20 0.0503
2022-02-14 2021-12-31 13F CAPITAL ONE FINL COM 14040H105 117,982 89,993 321.53 17,138 278.16 0.0800
2021-11-12 2021-09-30 13F CAPITAL ONE FINL COM 14040H105 27,989 5,329 23.52 4,532 29.34 0.0238
2021-08-10 2021-06-30 13F CAPITAL ONE FINL COM 14040H105 22,660 2,890 14.62 3,504 39.38 0.0197
2021-05-11 2021-03-31 13F CAPITAL ONE FINL COM 14040H105 19,770 1,110 5.95 2,514 36.33 0.0170
2021-02-12 2020-12-31 13F CAPITAL ONE FINL COM 14040H105 18,660 2,462 15.20 1,844 58.69 0.0140
2020-11-13 2020-09-30 13F CAPITAL ONE FINL COM 14040H105 16,198 -11,564 -41.65 1,162 -33.14 0.0109
2020-08-12 2020-06-30 13F CAPITAL ONE FINL COM 14040H105 27,762 -911 -3.18 1,738 20.28 0.0182
2020-05-12 2020-03-31 13F CAPITAL ONE FINL COM 14040H105 28,673 -1,504 -4.98 1,445 -53.48 0.0190
2020-02-07 2019-12-31 13F CAPITAL ONE FINL COM 14040H105 30,177 192 0.64 3,106 13.81 0.0387
2019-11-12 2019-09-30 13F CAPITAL ONE FINL COM 14040H105 29,985 468 1.59 2,729 1.90 0.0370
2019-08-09 2019-06-30 13F CAPITAL ONE FINL COM 14040H105 29,517 -59,494 -66.84 2,678 -63.17 0.0373
2019-05-10 2019-03-31 13F CAPITAL ONE FINL COM 14040H105 89,011 4,667 5.53 7,272 14.05 0.1036
2019-02-12 2018-12-31 13F CAPITAL ONE FINL COM 14040H105 84,344 -316 -0.37 6,376 -20.67 0.1117
2018-11-02 2018-09-30 13F Capital One Financial Common 14040H105 84,660 -2,580 -2.96 8,037 0.25 0.1220
2018-07-31 2018-06-30 13F Capital One Financial Common 14040H105 87,240 -1,994 -2.23 8,017 -6.23 0.1305
2018-05-09 2018-03-31 13F Capital One Financial Common 14040H105 89,234 89,234 8,550 0.1413
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.