First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund
MX ˙ BMV
SecurityMX:FEMS / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund
Institution626 Financial, LLC
Latest Disclosed Ownership140,372 shares
Latest Disclosed Value $ 6,394,194
626 Financial, LLC reports 14.77% decrease in ownership of FEMS / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund

On April 23, 2026 - 626 Financial, LLC filed a 13F-HR form disclosing ownership of 140,372 shares of First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund (MX:FEMS) valued at $6,394,194 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 5, 2026 disclosing 164,705 shares of First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund. This represents a change in shares of -14.77% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-23 2026-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 140,372 -24,333 -14.77 6,394 -7.77 2.8507
2026-02-05 2025-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 164,705 4,549 2.84 6,933 -2.01 2.9823
2025-11-07 2025-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 160,156 664 0.42 7,076 9.25 3.1050
2025-08-04 2025-06-30 13F/A-1 FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 159,492 -381 -0.24 6,477 8.99 3.0297
2025-07-23 2025-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 159,492 -381 6,477 3.4590
2025-04-11 2025-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 159,873 15,028 10.38 5,942 8.75 3.0584
2025-01-14 2024-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 144,845 832 0.58 5,464 -7.64 2.9466
2024-10-15 2024-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 144,013 -6,079 -4.05 5,916 -2.89 3.2742
2024-07-12 2024-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 150,092 -183 -0.12 6,092 4.73 3.5209
2024-04-18 2024-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 150,275 -6,286 -4.02 5,817 -3.34 3.5050
2024-01-11 2023-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 156,561 -30,149 -16.15 6,018 -16.18 3.9796
2023-10-11 2023-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 186,710 -858 -0.46 7,181 5.31 4.8583
2023-07-14 2023-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 187,568 5,678 3.12 6,818 0.74 4.3523
2023-04-12 2023-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 181,890 -14,164 -7.22 6,768 -11.34 4.4824
2023-01-24 2022-12-31 13F FIRST TRUST ETF 33737J307 196,054 6,103 3.21 7,634 25.99 5.3074
2022-10-21 2022-09-30 13F FIRST TRUST EM SML CP ALPH 33737J307 189,951 -8,952 -4.50 6,059 -12.15 4.9073
2022-07-12 2022-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 198,903 844 0.43 6,897 -14.31 5.2273
2022-05-05 2022-03-31 13F FIRST TRUST MF Closed and MF Open 33737J307 198,059 12,002 6.45 8,049 7.65 5.1536
2022-02-14 2021-12-31 13F FIRST TRUST EM SML CP ALPH 33737J307 186,057 -12,002 -6.06 7,477 -7.11 4.5763
2022-04-14 2021-03-31 13F FIRST TRUST MF Closed and MF Open 33737J307 198,059 198,059 8,049 5.1536
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.