LPL Financial Holdings Inc.
MX ˙ BMV ˙ US50212V1008
SecurityMX:LPLA / LPL Financial Holdings Inc.
InstitutionDaiwa Securities Group Inc.
Latest Disclosed Ownership13,748 shares
Latest Disclosed Value $ 4,135,811
Daiwa Securities Group Inc. reports 10.22% increase in ownership of LPLA / LPL Financial Holdings Inc.

On May 13, 2026 - Daiwa Securities Group Inc. filed a 13F-HR form disclosing ownership of 13,748 shares of LPL Financial Holdings Inc. (MX:LPLA) valued at $4,135,811 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 10, 2026 disclosing 12,473 shares of LPL Financial Holdings Inc.. This represents a change in shares of 10.22% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-13 2026-03-31 13F LPL FINL HLDGS COM 50212V100 13,748 1,275 10.22 4,136 103,275.00 0.0070
2026-02-10 2025-12-31 13F LPL FINL HLDGS COM 50212V100 12,473 668 5.66 4 33.33 0.0142
2025-11-14 2025-09-30 13F LPL FINL HLDGS COM 50212V100 11,805 -1,416 -10.71 4 -25.00 0.0133
2025-08-14 2025-06-30 13F LPL FINL HLDGS COM 50212V100 13,221 -3,367 -20.30 5 -20.00 0.0183
2025-05-13 2025-03-31 13F LPL FINL HLDGS COM 50212V100 16,588 3,730 29.01 5 25.00 0.0229
2025-02-07 2024-12-31 13F LPL FINL HLDGS COM 50212V100 12,858 -2,983 -18.83 4 33.33 0.0187
2024-11-12 2024-09-30 13F LPL FINL HLDGS COM 50212V100 15,841 5,320 50.57 4 50.00 0.0170
2024-08-07 2024-06-30 13F LPL FINL HLDGS COM 50212V100 10,521 2,081 24.66 3 0.00 0.0156
2024-05-02 2024-03-31 13F LPL FINL HLDGS COM 50212V100 8,440 475 5.96 2 100.00 0.0126
2024-01-31 2023-12-31 13F LPL FINL HLDGS COM 50212V100 7,965 -428 -5.10 2 0.00 0.0113
2023-11-01 2023-09-30 13F LPL FINL HLDGS COM 50212V100 8,393 -869 -9.38 2 -50.00 0.0142
2023-07-31 2023-06-30 13F LPL FINL HLDGS COM 50212V100 9,262 -394 -4.08 2 100.00 0.0133
2023-05-02 2023-03-31 13F LPL FINL HLDGS COM 50212V100 9,656 505 5.52 2 0.00 0.0136
2023-02-06 2022-12-31 13F LPL FINL HLDGS COM 50212V100 9,151 -3,879 -29.77 2 -99.96 0.0152
2022-11-02 2022-09-30 13F LPL FINL HLDGS COM 50212V100 13,030 -2,647 -16.88 2,846 -1.62 0.0236
2022-08-09 2022-06-30 13F LPL FINL HLDGS COM 50212V100 15,677 133 0.86 2,893 1.87 0.0221
2022-04-29 2022-03-31 13F LPL FINL HLDGS COM 50212V100 15,544 -1,801 -10.38 2,840 2.27 0.0131
2022-02-03 2021-12-31 13F LPL FINL HLDGS COM 50212V100 17,345 -2,281 -11.62 2,777 -9.75 0.0163
2021-11-05 2021-09-30 13F LPL FINL HLDGS COM 50212V100 19,626 119 0.61 3,077 16.86 0.0202
2021-08-06 2021-06-30 13F LPL FINL HLDGS COM 50212V100 19,507 -2,916 -13.00 2,633 -17.41 0.0177
2021-05-03 2021-03-31 13F LPL FINL HLDGS COM 50212V100 22,423 -1,373 -5.77 3,188 28.55 0.0237
2021-02-04 2020-12-31 13F LPL FINL HLDGS COM 50212V100 23,796 -3,588 -13.10 2,480 18.10 0.0192
2020-11-02 2020-09-30 13F LPL FINL HLDGS COM 50212V100 27,384 -10,631 -27.97 2,100 1.50 0.0190
2020-08-11 2020-06-30 13F LPL FINL HLDGS COM 50212V100 38,015 0 0.00 2,069 0.00 0.0436
2020-05-14 2020-03-31 13F LPL FINL HLDGS COM 50212V100 38,015 -5,081 -11.79 2,069 -47.96 0.0215
2020-01-31 2019-12-31 13F LPL FINL HLDGS COM 50212V100 43,096 -7,788 -15.31 3,976 -4.58 0.0328
2019-11-04 2019-09-30 13F LPL FINL HLDGS COM 50212V100 50,884 -5,384 -9.57 4,167 -9.22 0.0353
2019-07-24 2019-06-30 13F LPL FINL HLDGS COM 50212V100 56,268 -9,344 -14.24 4,590 0.44 0.0406
2019-04-26 2019-03-31 13F LPL FINL HLDGS COM 50212V100 65,612 -14,454 -18.05 4,570 -6.54 0.0399
2019-02-05 2018-12-31 13F LPL FINL HLDGS COM 50212V100 80,066 -6,770 -7.80 4,890 -12.71 0.0469
2018-11-01 2018-09-30 13F LPL FINL HLDGS COM 50212V100 86,836 -31,820 -26.82 5,602 -27.97 0.0469
2018-07-30 2018-06-30 13F LPL FINL HLDGS COM 50212V100 118,656 -34,312 -22.43 7,777 -16.75 0.0613
2018-05-02 2018-03-31 13F LPL FINL HLDGS COM 50212V100 152,968 1,604 1.06 9,342 8.01 0.0748
2018-02-06 2017-12-31 13F LPL FINL HLDGS COM 50212V100 151,364 151,364 8,649 0.0612
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.