State Street Corp ownership in NTAP / NetApp, Inc.

NetApp, Inc.

MX ˙ BMV ˙ US64110D1046

Security	MX:NTAP / NetApp, Inc.
Institution	State Street Corp
Latest Disclosed Ownership	10,283,026 shares
Ownership	5.00%

2024-10-17 - State Street Corp has filed an SC 13G form with the Securities and Exchange Commission (SEC) disclosing ownership of 10,283,026 shares of NetApp, Inc. (MX:NTAP). This represents 5.0 percent ownership of the company. In their previous filing dated 2016-02-22 , State Street Corp had reported owning 13,584,953 shares, indicating a decrease of -24.31 percent.

Institutional Ownership: 13D/G Filings

This table shows a history of the 13D/G filings made by the investor and/or investor group. Note that the share values in this table are not directly comparable to any numbers shown in the 13F table (if any).

File Date	Effective Date	Form	Prev Shares	Latest Shares	ΔShares (Percent)	Ownership (Percent)	ΔOwnership (Percent)
2024-10-17	2024-10-17	13G	13,584,953	10,283,026	-24.31	5.00	6.38
2016-02-22	2016-02-22	13G/A	13,584,953	13,584,953		4.70
2015-02-12	2015-02-12	13G		15,808,642		5.10

Important Note: One of the primary uses of the 13D/G filings is to evaluate the ability of a firm to control a company (ie, the "beneficial ownership"). To that end, firms are required to report not just direct holdings in companies, but indirect holdings that they control. For investment firms, these indirect holdings can include shares in funds they manage, advisory accounts, and in the case of activist campaigns, pledged votes. Therefore, share counts listed in 13D/G filings can differ significantly than share counts listed in 13F filings.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel Premium Registration Required .

Disclosed Equity Positions (from 13F/NPORT Filings)

File Date	Effective Date	Form	Security	Class	ID	Reported Shares	ΔShares	ΔShares (%)	Reported Value (x1000)	ΔValue (%)	Alloc (%)
2026-05-15	2026-03-31	13F	NETAPP	COM	64110D104	10,023,473	-168,881	-1.66	1,026,303	-5.97	0.0354
2026-02-13	2025-12-31	13F	NETAPP	COM	64110D104	10,192,354	115,451	1.15	1,091,499	-8.56	0.0366
2025-11-14	2025-09-30	13F	NETAPP	COM	64110D104	10,076,903	-336,031	-3.23	1,193,710	7.59	0.0414
2025-08-14	2025-06-30	13F	NETAPP	COM	64110D104	10,412,934	8,910	0.09	1,109,498	21.40	0.0416
2025-05-15	2025-03-31	13F	NETAPP	COM	64110D104	10,404,024	1,867	0.02	913,889	-24.32	0.0377
2025-02-14	2024-12-31	13F	NETAPP	COM	64110D104	10,402,157	140,987	1.37	1,207,521	-4.72	0.0476
2024-11-14	2024-09-30	13F	NETAPP	COM	64110D104	10,261,170	199,384	1.98	1,267,357	-2.21	0.0516
2024-08-14	2024-06-30	13F	NETAPP	COM	64110D104	10,061,786	499,002	5.22	1,295,958	29.10	0.0566
2024-05-15	2024-03-31	13F	NETAPP	COM	64110D104	9,562,784	-210,593	-2.15	1,003,805	16.50	0.0449
2024-02-14	2023-12-31	13F	NETAPP	COM	64110D104	9,773,377	662,523	7.27	861,621	24.63	0.0419
2023-11-14	2023-09-30	13F	NETAPP	COM	64110D104	9,110,854	-210,352	-2.26	691,332	-2.92	0.0383
2023-08-14	2023-06-30	13F	NETAPP	COM	64110D104	9,321,206	201,316	2.21	712,140	22.30	0.0374
2023-05-15	2023-03-31	13F	NETAPP	COM	64110D104	9,119,890	9,909	0.11	582,299	6.42	0.0329
2023-05-15	2022-12-31	13F/A-99	NETAPP	COM	64110D104	9,109,981	-110,454	-1.20	547,145	-4.06	0.0321
2023-05-15	2022-12-31	13F	NETAPP	COM	64110D104	9,109,981	-110,454		547,145		0.0321
2022-11-15	2022-09-30	13F	NETAPP	COM	64110D104	9,220,435	-37,782	-0.41	570,284	-5.58	0.0361
2022-08-15	2022-06-30	13F	NETAPP	COM	64110D104	9,258,217	-350,980	-3.65	604,006	-24.27	0.0362
2022-05-16	2022-03-31	13F	NETAPP	COM	64110D104	9,609,197	-442,628	-4.40	797,563	-13.75	0.0394
2022-02-14	2021-12-31	13F	NETAPP	COM	64110D104	10,051,825	407,285	4.22	924,667	6.81	0.0439
2021-11-15	2021-09-30	13F	NETAPP	COM	64110D104	9,644,540	317,960	3.41	865,694	13.44	0.0458
2021-08-16	2021-06-30	13F	NETAPP	COM	64110D104	9,326,580	120,155	1.31	763,101	14.06	0.0402
2021-07-09	2021-03-31	13F/A-1	NETAPP	COM	64110D104	9,206,425	-661,368	-6.70	669,031	2.35	0.0384
2021-05-17	2021-03-31	13F	NETAPP	COM	64110D104	9,206,425	-661,368		669,031		0.0384
2021-02-16	2020-12-31	13F	NETAPP	COM	64110D104	9,867,793	-359,714	-3.52	653,643	45.78	0.0400
2020-11-10	2020-09-30	13F	NETAPP	COM	64110D104	10,227,507	291,147	2.93	448,374	1.70	0.0306
2020-08-14	2020-06-30	13F	NETAPP	COM	64110D104	9,936,360	-21,715	-0.22	440,876	6.20	0.0321
2020-06-19	2020-03-31	13F/A-1	NETAPP	COM	64110D104	9,958,075	95,027	0.96	415,152	-32.38	0.0363
2020-05-11	2020-03-31	13F	NETAPP	COM	64110D104	9,958,075	95,027		415,152		36,458.7048
2020-02-06	2019-12-31	13F	NETAPP	COM	64110D104	9,863,048	-375,252	-3.67	613,975	14.20	0.0421
2019-11-14	2019-09-30	13F	NETAPP	COM	64110D104	10,238,300	-284,528	-2.70	537,613	-17.20	0.0401
2019-08-14	2019-06-30	13F	NETAPP	COM	64110D104	10,522,828	-284,518	-2.63	649,258	-13.36	0.0484
2019-05-15	2019-03-31	13F	NETAPP	COM	64110D104	10,807,346	-48,423	-0.45	749,381	15.69	0.0585
2019-02-12	2018-12-31	13F	NETAPP	COM	64110D104	10,855,769	-113,739	-1.04	647,764	-31.25	0.0590
2018-11-09	2018-09-30	13F	NETAPP	Common equity shares	64110D104	10,969,508	444,097	4.22	942,172	13.99	0.0724
2018-08-14	2018-06-30	13F	NETAPP	Common equity shares	64110D104	10,525,411	-192,286	-1.79	826,563	25.02	0.0691
2018-05-15	2018-03-31	13F	NETAPP	Common equity shares	64110D104	10,717,697	-674,085	-5.92	661,168	4.92	0.0561
2018-02-14	2017-12-31	13F	NETAPP	Common equity shares	64110D104	11,391,782	-251,369	-2.16	630,186	23.68	0.0507
2017-11-14	2017-09-30	13F	NETAPP	Common equity shares	64110D104	11,643,151	-521,823	-4.29	509,509	4.58	0.0440
2017-08-14	2017-06-30	13F	NETAPP	Common equity shares	64110D104	12,164,974	-425,284	-3.38	487,201	-7.54	0.0431
2017-05-15	2017-03-31	13F	NETAPP	Common equity shares	64110D104	12,590,258	-348,496	-2.69	526,907	15.46	0.0470
2017-02-09	2016-12-31	13F	NETAPP	Common equity shares	64110D104	12,938,754	289,680	2.29	456,344	0.72	0.0429
2017-01-13	2016-09-30	13F/A-1	NETAPP	Common equity shares	64110D104	12,649,074	54,157	0.43	453,099	46.30	0.0457
2016-11-14	2016-09-30	13F	NETAPP	Common equity shares	64110D104	9,611,393			344,289
2016-08-12	2016-06-30	13F	NETAPP	Common equity shares	64110D104	12,594,917	83,169	0.66	309,710	-9.30	0.0333
2016-05-20	2016-03-31	13F/A-1	NETAPP	Common equity shares	64110D104	12,511,748	-1,073,205	-7.90	341,450	-5.26	0.0369
2016-05-12	2016-03-31	13F	NETAPP	Common equity shares	64110D104	12,511,748			341,450
2016-02-16	2015-12-31	13F	NETAPP	Common equity shares	64110D104	13,584,953	-130,635	-0.95	360,411	-11.23	0.0394
2015-11-16	2015-09-30	13F	NETAPP	Common equity shares	64110D104	13,715,588	-1,153,003	-7.75	405,984	-13.48	0.0473
2015-08-13	2015-06-30	13F	NETAPP	Common equity shares	64110D104	14,868,591	-653,041	-4.21	469,256	-14.74	0.0502
2015-05-15	2015-03-31	13F	NETAPP	Common equity shares	64110D104	15,521,632	-287,010	-1.82	550,403	-16.00	0.0565
2015-02-11	2014-12-31	13F	NETAPP	Common equity shares	64110D104	15,808,642	85,550	0.54	655,274	-2.99	0.0653
2014-11-12	2014-09-30	13F/A-1	NETAPP	Common equity shares	64110D104	15,723,092	137,271	0.88	675,461	18.67	0.0727
2014-11-10	2014-09-30	13F	NETAPP	Common equity shares	64110D104	15,723,092			675,461
2014-08-12	2014-06-30	13F	NETAPP	Common equity shares	64110D104	15,585,821	1,449,759	10.26	569,194	9.12	0.0615
2014-05-15	2014-03-31	13F/A-1	NETAPP	Common equity shares	64110D104	14,136,062	-1,637,124	-10.38	521,618	-19.62	0.0593
2014-05-13	2014-03-31	13F	NETAPP	Common equity shares	64110D104	14,136,062			521,618
2014-02-06	2013-12-31	13F/A-1	NETAPP	Common equity shares	64110D104	15,773,186	985,614	6.67	648,909	2.96	0.0722
2014-02-06	2013-12-31	13F	NETAPP	Common equity shares	64110D104	14,725,000			494,023
2013-11-12	2013-09-30	13F	NETAPP	Common equity shares	64110D104	14,787,572	-891,408	-5.69	630,255	6.40	0.0777
2013-08-08	2013-06-30	13F	NETAPP	Common equity shares	64110D104	15,678,980	15,678,980		592,351		0.0772

Legend

Shares: The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value: The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price: The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class: This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred

Allocation (%): The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation: The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%): The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis: The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss: This is the market value of the position as of the effective date minus the cost basis.