SecurityThe Royal Bank Of Scotland Plc 4.375% Senior Notes 03/16/16 - 4.375% 2016-03-16
InstitutionUbs Ag
Latest Disclosed Ownership1,381 shares
Latest Disclosed Value $ 24,000
Ubs Ag reports 137.69% increase in ownership of 78009PCC3 / The Royal Bank Of Scotland Plc 4.375% Senior Notes 03/16/16

On November 12, 2014 - Ubs Ag filed a 13F-HR form disclosing ownership of 1,381 shares of The Royal Bank Of Scotland Plc 4.375% Senior Notes 03/16/16 (US:78009PCC3) valued at $24,000 USD as of September 30, 2014. The entity filed a previous 13F-HR on August 14, 2014 disclosing 581 shares of The Royal Bank Of Scotland Plc 4.375% Senior Notes 03/16/16. This represents a change in shares of 137.69% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2014-11-12 2014-09-30 13F ROYAL BK OF SCOTLAND ROGR ENH PRECI 78009P200 1,381 800 137.69 24 100.00 0.0000
2014-11-12 2014-09-30 13F ROYAL BK OF SCOTLAND ROGR ENH INMET 78009P218 1,449 68 33 0.0000
2014-11-12 2014-09-30 13F ROYAL BK OF SCOTLAND ROGR ENH ENERG 78009P192 10 -1,439 0
2014-11-12 2014-09-30 13F ROYAL BK OF SCOTLAND RBS OIL TRNDPL 78009P127 1,920 1,910 39 0.0000
2014-11-12 2014-09-30 13F ROYAL BK OF SCOTLAND RBS NASD LKD41 78009P143 71,293 69,373 2,809 0.0021
2014-11-12 2014-09-30 13F ROYAL BK OF SCOTLAND LCAP ALT EXC ETN 78009P168 166 -71,127 6 0.0000
2014-11-12 2014-09-30 13F ROYAL BK OF SCOTLAND BIG PHARMA ETN 78009P135 1,460 -91,437 74 0.0001
2014-08-14 2014-06-30 13F ROYAL BK OF SCOTLAND ROGR ENH PRECI 78009P200 581 -868 -59.90 12 -62.50 0.0000
2014-08-14 2014-06-30 13F ROYAL BK OF SCOTLAND LCAP ALT EXC ETN 78009P168 594 13 21 0.0000
2014-08-14 2014-06-30 13F ROYAL BK OF SCOTLAND ROGR ENH INMET 78009P218 1,449 855 34 0.0000
2014-08-14 2014-06-30 13F ROYAL BK OF SCOTLAND RBS OIL TRNDPL 78009P127 1,795 346 39 0.0000
2014-08-14 2014-06-30 13F ROYAL BK OF SCOTLAND RBS NASD LKD41 78009P143 92,897 91,402 3,479 0.0027
2014-05-16 2014-03-31 13F/A-1 ROYAL BK OF SCOTLAND ROGR ENH INMET 78009P218 1,449 1,249 624.50 32 540.00 0.0000
2014-05-16 2014-03-31 13F/A-1 ROYAL BK OF SCOTLAND ROGR ENH PRECI 78009P200 117 -1,332 2 0.0000
2014-05-16 2014-03-31 13F/A-1 ROYAL BK OF SCOTLAND ROGR ENH AGRIC 78009P184 988 871 23 0.0000
2014-05-16 2014-03-31 13F/A-1 ROYAL BK OF SCOTLAND ROGRS ENH ETNS 78009P176 767 -221 19 0.0000
2014-05-16 2014-03-31 13F/A-1 ROYAL BK OF SCOTLAND LCAP ALT EXC ETN 78009P168 1,106 339 37 0.0000
2014-05-16 2014-03-31 13F/A-1 ROYAL BK OF SCOTLAND CHINA TRNDP ETF 78009P150 335 -771 9 0.0000
2014-05-16 2014-03-31 13F/A-1 ROYAL BK OF SCOTLAND RBS NASD LKD41 78009P143 81,809 81,474 2,981 0.0026
2014-05-16 2014-03-31 13F/A-1 ROYAL BK OF SCOTLAND BIG PHARMA ETN 78009P135 41 -81,768 2 0.0000
2014-05-16 2014-03-31 13F/A-1 ROYAL BK OF SCOTLAND RBS OIL TRNDPL 78009P127 1,495 -9,147 30 0.0000
2014-05-15 2014-03-31 13F ROYAL BK OF SCOTLAND BIG PHARMA ETN 78009P135 41 2
2014-05-15 2014-03-31 13F ROYAL BK OF SCOTLAND ROGR ENH PRECI 78009P200 117 2
2014-05-15 2014-03-31 13F ROYAL BK OF SCOTLAND CHINA TRNDP ETF 78009P150 335 9
2014-05-15 2014-03-31 13F ROYAL BK OF SCOTLAND ROGRS ENH ETNS 78009P176 767 19
2014-05-15 2014-03-31 13F ROYAL BK OF SCOTLAND ROGR ENH AGRIC 78009P184 988 23
2014-05-15 2014-03-31 13F ROYAL BK OF SCOTLAND RBS OIL TRNDPL 78009P127 1,495 30
2014-05-15 2014-03-31 13F ROYAL BK OF SCOTLAND ROGR ENH INMET 78009P218 1,449 32
2014-05-15 2014-03-31 13F ROYAL BK OF SCOTLAND LCAP ALT EXC ETN 78009P168 1,106 37
2014-05-15 2014-03-31 13F ROYAL BK OF SCOTLAND RBS NASD LKD41 78009P143 81,809 2,981
2014-05-21 2013-12-31 13F/A-1 ROYAL BK OF SCOTLAND ROGR ENH ENERG 78009P192 200 -315 -61.17 5 -64.29 0.0000
2014-05-21 2013-12-31 13F/A-1 ROYAL BK OF SCOTLAND BIG PHARMA ETN 78009P135 248 48 10 0.0000
2014-05-21 2013-12-31 13F/A-1 ROYAL BK OF SCOTLAND LCAP ALT EXC ETN 78009P168 618 370 20 0.0000
2014-05-21 2013-12-31 13F/A-1 ROYAL BK OF SCOTLAND ROGR ENH AGRIC 78009P184 1,503 885 31 0.0000
2014-05-21 2013-12-31 13F/A-1 ROYAL BK OF SCOTLAND ROGR ENH INMET 78009P218 1,449 -54 34 0.0000
2014-05-21 2013-12-31 13F/A-1 ROYAL BK OF SCOTLAND RBS OIL TRNDPL 78009P127 1,852 403 37 0.0000
2014-05-21 2013-12-31 13F/A-1 ROYAL BK OF SCOTLAND RBS NASD LKD41 78009P143 10,642 8,826 387 0.0004
2014-02-14 2013-12-31 13F ROYAL BK OF SCOTLAND ROGR ENH ENERG 78009P192 200 5
2014-02-14 2013-12-31 13F ROYAL BK OF SCOTLAND BIG PHARMA ETN 78009P135 248 10
2014-02-14 2013-12-31 13F ROYAL BK OF SCOTLAND LCAP ALT EXC ETN 78009P168 618 20
2014-02-14 2013-12-31 13F ROYAL BK OF SCOTLAND ROGR ENH AGRIC 78009P184 1,503 31
2014-02-14 2013-12-31 13F ROYAL BK OF SCOTLAND ROGR ENH INMET 78009P218 1,449 34
2014-02-14 2013-12-31 13F ROYAL BK OF SCOTLAND RBS OIL TRNDPL 78009P127 1,852 37
2014-02-14 2013-12-31 13F ROYAL BK OF SCOTLAND RBS NASD LKD41 78009P143 10,642 387
2013-11-13 2013-09-30 13F ROYAL BK OF SCOTLAND CHINA TRNDP ETF 78009P150 515 490 1,960.00 14 0.0000
2013-11-13 2013-09-30 13F ROYAL BK OF SCOTLAND RBS NASD LKD41 78009P143 850 335 28 0.0000
2013-11-13 2013-09-30 13F ROYAL BK OF SCOTLAND ROGR ENH AGRIC 78009P184 1,311 461 28 0.0000
2013-11-13 2013-09-30 13F ROYAL BK OF SCOTLAND ROGR ENH INMET 78009P218 1,449 138 34 0.0000
2013-11-13 2013-09-30 13F ROYAL BK OF SCOTLAND RBS OIL TRNDPL 78009P127 1,816 281 37 0.0000
2013-08-14 2013-06-30 13F ROYAL BK OF SCOTLAND ROGR ENH PRECI 78009P200 25 25 0 0.0000
2013-08-14 2013-06-30 13F ROYAL BK OF SCOTLAND ROGR ENH ENERG 78009P192 53 28 1 0.0000
2013-08-14 2013-06-30 13F ROYAL BK OF SCOTLAND RBS NASD LKD41 78009P143 100 47 3 0.0000
2013-08-14 2013-06-30 13F ROYAL BK OF SCOTLAND ROGRS ENH ETNS 78009P176 237 137 5 0.0000
2013-08-14 2013-06-30 13F ROYAL BK OF SCOTLAND CHINA TRNDP ETF 78009P150 490 253 11 0.0000
2013-08-14 2013-06-30 13F ROYAL BK OF SCOTLAND RBS OIL TRNDPL 78009P127 830 340 16 0.0000
2013-08-14 2013-06-30 13F ROYAL BK OF SCOTLAND BIG PHARMA ETN 78009P135 784 -46 26 0.0000
2013-08-14 2013-06-30 13F ROYAL BK OF SCOTLAND ROGR ENH INMET 78009P218 1,535 1,535 35 0.0000
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.