Advent Convertible and Income Fund
US ˙ NYSE ˙ US00764C1099

SecurityAVK / Advent Convertible and Income Fund
InstitutionOppenheimer & Co Inc
Latest Disclosed Ownership11,517 shares
Latest Disclosed Value $ 128,530
Oppenheimer & Co Inc reports 0.05% increase in ownership of AVK / Advent Convertible and Income Fund

On April 23, 2026 - Oppenheimer & Co Inc filed a 13F-HR form disclosing ownership of 11,517 shares of Advent Convertible and Income Fund (US:AVK) valued at $128,530 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 2, 2026 disclosing 11,511 shares of Advent Convertible and Income Fund. This represents a change in shares of 0.05% during the quarter. The current value of the position is $149,721 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-23 2026-03-31 13F ADVENT CONV & INCOME FD COM 00764C109 11,517 6 0.05 129 -11.11 0.0016
2026-02-02 2025-12-31 13F ADVENT CONV & INCOME FD COM 00764C109 11,511 -535 -4.44 144 -6.49 0.0020
2025-11-06 2025-09-30 13F ADVENT CONV & INCOME FD COM 00764C109 12,046 6 0.05 154 6.21 0.0019
2025-07-31 2025-06-30 13F ADVENT CONV & INCOME FD COM 00764C109 12,040 6 0.05 146 5.07 0.0019
2025-04-23 2025-03-31 13F ADVENT CONV & INCOME FD COM 00764C109 12,034 1,337 12.50 139 10.40 0.0021
2025-02-05 2024-12-31 13F ADVENT CONV & INCOME FD COM 00764C109 10,697 -2,600 -19.55 126 -19.87 0.0019
2024-11-05 2024-09-30 13F ADVENT CONV & INCOME FD COM 00764C109 13,297 0 0.00 156 -1.27 0.0024
2024-08-08 2024-06-30 13F ADVENT CONV & INCOME FD COM 00764C109 13,297 0 0.00 158 0.00 0.0025
2024-05-07 2024-03-31 13F ADVENT CONV & INCOME FD COM 00764C109 13,297 -700 -5.00 159 -0.63 0.0026
2024-02-13 2023-12-31 13F ADVENT CONV & INCOME FD COM 00764C109 13,997 -3,000 -17.65 159 -10.67 0.0029
2023-11-08 2023-09-30 13F ADVENT CONV & INCOME FD COM 00764C109 16,997 2,900 20.57 178 7.88 0.0037
2023-08-03 2023-06-30 13F ADVENT CONV & INCOME FD COM 00764C109 14,097 0 0.00 165 1.85 0.0033
2023-05-10 2023-03-31 13F ADVENT CONV & INCOME FD COM 00764C109 14,097 0 0.00 163 5.88 0.0035
2023-02-08 2022-12-31 13F ADVENT CONV & INCOME FD COM 00764C109 14,097 0 0.00 154 2.00 0.0035
2022-11-14 2022-09-30 13F ADVENT CONV & INCOME FD COM 00764C109 14,097 0 0.00 150 -11.76 0.0035
2022-08-08 2022-06-30 13F ADVENT CONV & INCOME FD COM 00764C109 14,097 1,415 11.16 170 -14.57 0.0037
2022-05-12 2022-03-31 13F ADVENT CONV & INCOME FD COM 00764C109 12,682 1,000 8.56 199 -7.87 0.0036
2022-02-02 2021-12-31 13F ADVENT CONV & INCOME FD COM 00764C109 11,682 -145 -1.23 216 1.41 0.0038
2021-11-12 2021-09-30 13F ADVENT CONV & INCOME FD COM 00764C109 11,827 11,827 213 0.0040
2019-08-09 2019-06-30 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 0 -25,556 -100.00 0 -100.00
2019-04-24 2019-03-31 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 25,556 -3,761 -12.83 377 2.45 0.0101
2019-01-29 2018-12-31 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 29,317 -10,193 -25.80 368 -40.55 0.0115
2018-10-26 2018-09-30 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 39,510 39,510 233.42 619 196.17 0.0158
2014-02-12 2013-12-31 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 0 -11,850 -100.00 0 -100.00
2013-11-01 2013-09-30 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 11,850 -650 -5.20 209 -1.42 0.0073
2013-08-14 2013-06-30 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 12,500 12,500 212 0.0082
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.