AstraZeneca PLC - Depositary Receipt (Common Stock)

SecurityAZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
InstitutionIMC-Chicago, LLC
IMC-Chicago, LLC ownership in AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)

IMC-Chicago, LLC has a history of taking positions in derivatives of the underlying security (AZN) in the form of stock options. The firm currently holds call options representing 0 of underlying shares valued at $0 USD and put options representing 0 of underlying shares valued at $0 USD .

Note: prior versions of this page mistakenly stated that the share values represented the number of options, not the number of underlying shares. For more information on the data backing these reports, please see the SEC document Frequently Asked Questions About Form 13F.

Institutional Put/Call Ratios
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In addition to reporting standard equity and debt issues, institutions with more than 100MM assets under management must also disclose their put and call option holdings. Since put options generally indicate negative sentiment, and call options indicate positive sentiment, we can get a sense of the overall institutional sentiment by plotting the ratio of puts to calls. The chart to the right plots the historical put/call ratio for this instrument.

Using Put/Call Ratio as an indicator of investor sentiment overcomes one of the key deficiencies of using total institutional ownership, which is that a significant amount of assets under management are invested passively to track indices. Passively-managed funds do not typically buy options, so the put/call ratio indicator more closely tracks the sentiment of actively-managed funds.

AZN / AstraZeneca PLC - Depositary Receipt (Common Stock) Historical Put/Call Ratio
Disclosed Call Options
File
Date		 Effective
Date		Form Security Class ID Opt Avg Share
Price		 Shares ΔShares
(%)		 Value
(x1000)		 ΔValue
(%)		 Prior Allocation
(%)		 Allocation
(%)		 ΔAllocation
(%)		 Cost Basis
(x1000)		 Profit
(x1000)		 Return
(%)
2026-05-05 2026-03-31 13F ASTRAZENECA SPONSORED ADR Call 0 -100.00 0 n/a n/a n/a
2026-01-29 2025-12-31 13F ASTRAZENECA SPONSORED ADR Call 280,400 9.92 25,777 31.71 n/a n/a n/a
2025-11-04 2025-09-30 13F ASTRAZENECA SPONSORED ADR Call 255,100 21.48 19,571 33.37 n/a n/a n/a
2025-07-22 2025-06-30 13F ASTRAZENECA SPONSORED ADR Call 210,000 -28.21 14,675 -31.74 n/a n/a n/a
2025-04-14 2025-03-31 13F ASTRAZENECA SPONSORED ADR Call 292,500 26.19 21,499 41.56 n/a n/a n/a
2025-01-27 2024-12-31 13F ASTRAZENECA SPONSORED ADR Call 231,800 78.72 15,188 50.31 n/a n/a n/a
2024-10-25 2024-09-30 13F ASTRAZENECA SPONSORED ADR Call 129,700 -22.98 10,105 -23.06 n/a n/a n/a
2024-07-15 2024-06-30 13F ASTRAZENECA SPONSORED ADR Call 168,400 33.23 13,134 53.37 n/a n/a n/a
2024-04-12 2024-03-31 13F ASTRAZENECA SPONSORED ADR Call 126,400 19.81 8,564 20.52 n/a n/a n/a
2024-02-09 2023-12-31 13F ASTRAZENECA SPONSORED ADR Call 105,500 -17.83 7,105 -18.29 n/a n/a n/a
2023-10-12 2023-09-30 13F ASTRAZENECA SPONSORED ADR Call 128,400 19.22 8,695 12.80 n/a n/a n/a
2023-07-14 2023-06-30 13F ASTRAZENECA SPONSORED ADR Call 107,700 50.42 7,708 55.12 n/a n/a n/a
2023-04-24 2023-03-31 13F ASTRAZENECA SPONSORED ADR Call 71,600 -14.76 4,970 -12.75 n/a n/a n/a
2023-04-24 2022-12-31 13F/A ASTRAZENECA SPONSORED ADR Call 84,000 3.32 5,695 27.75 n/a n/a n/a
2023-02-09 2022-12-31 13F ASTRAZENECA SPONSORED ADR Call 84,000 6 n/a n/a n/a
2022-11-08 2022-09-30 13F ASTRAZENECA SPONSORED ADR Call 81,300 -14.24 4,458 -28.82 n/a n/a n/a
2022-08-05 2022-06-30 13F ASTRAZENECA SPONSORED ADR Call 94,800 -11.15 6,263 -11.51 n/a n/a n/a
2022-04-19 2022-03-31 13F ASTRAZENECA SPONSORED ADR Call 106,700 -31.73 7,078 -22.25 n/a n/a n/a
2022-02-08 2021-12-31 13F ASTRAZENECA SPONSORED ADR Call 156,300 40.94 9,104 36.68 n/a n/a n/a
2021-08-06 2021-06-30 13F ASTRAZENECA SPONSORED ADR Call 150,500 -21.57 9,015 -5.51 n/a n/a n/a
2021-05-14 2021-03-31 13F ASTRAZENECA SPONSORED ADR Call 191,900 -38.87 9,541 -39.20 n/a n/a n/a
2021-02-17 2020-12-31 13F ASTRAZENECA SPONSORED ADR Call 313,900 110.67 15,692 92.19 n/a n/a n/a
2020-11-17 2020-09-30 13F ASTRAZENECA SPONSORED ADR Call 149,000 8,165 n/a n/a n/a
Disclosed Put Options
File
Date		 Effective
Date		Form Security Class ID Opt Avg Share Price Shares ΔShares
(%)		 Value
(x1000)		 ΔValue
(%)		 Prior Allocation
(%)		 Allocation
(%)		 ΔAllocation
(%)		 Cost Basis
(x1000)		 Profit
(x1000)		 Return
(%)
2026-05-05 2026-03-31 13F ASTRAZENECA SPONSORED ADR Put 0 -100.00 0 n/a n/a n/a
2026-01-29 2025-12-31 13F ASTRAZENECA SPONSORED ADR Put 185,500 26.71 17,053 51.84 n/a n/a n/a
2025-11-04 2025-09-30 13F ASTRAZENECA SPONSORED ADR Put 146,400 -12.75 11,232 -4.21 n/a n/a n/a
2025-07-22 2025-06-30 13F ASTRAZENECA SPONSORED ADR Put 167,800 -8.11 11,726 -12.64 n/a n/a n/a
2025-04-14 2025-03-31 13F ASTRAZENECA SPONSORED ADR Put 182,600 48.58 13,421 66.68 n/a n/a n/a
2025-01-27 2024-12-31 13F ASTRAZENECA SPONSORED ADR Put 122,900 23.15 8,052 3.56 n/a n/a n/a
2024-10-25 2024-09-30 13F ASTRAZENECA SPONSORED ADR Put 99,800 -18.40 7,775 -18.48 n/a n/a n/a
2024-07-15 2024-06-30 13F ASTRAZENECA SPONSORED ADR Put 122,300 -4.75 9,538 9.64 n/a n/a n/a
2024-04-12 2024-03-31 13F ASTRAZENECA SPONSORED ADR Put 128,400 116.89 8,699 118.18 n/a n/a n/a
2024-02-09 2023-12-31 13F ASTRAZENECA SPONSORED ADR Put 59,200 -29.02 3,987 -29.40 n/a n/a n/a
2023-10-12 2023-09-30 13F ASTRAZENECA SPONSORED ADR Put 83,400 -63.34 5,648 -65.32 n/a n/a n/a
2023-07-14 2023-06-30 13F ASTRAZENECA SPONSORED ADR Put 227,500 172.78 16,282 181.31 n/a n/a n/a
2023-04-24 2023-03-31 13F ASTRAZENECA SPONSORED ADR Put 83,400 -1.53 5,789 0.80 n/a n/a n/a
2023-04-24 2022-12-31 13F/A ASTRAZENECA SPONSORED ADR Put 84,700 47.30 5,743 82.11 n/a n/a n/a
2023-02-09 2022-12-31 13F ASTRAZENECA SPONSORED ADR Put 84,700 6 n/a n/a n/a
2022-11-08 2022-09-30 13F ASTRAZENECA SPONSORED ADR Put 57,500 -39.47 3,153 -49.77 n/a n/a n/a
2022-08-05 2022-06-30 13F ASTRAZENECA SPONSORED ADR Put 95,000 10.34 6,277 9.89 n/a n/a n/a
2022-04-19 2022-03-31 13F ASTRAZENECA SPONSORED ADR Put 86,100 -25.78 5,712 -15.47 n/a n/a n/a
2022-02-08 2021-12-31 13F ASTRAZENECA SPONSORED ADR Put 116,000 -3.49 6,757 -6.40 n/a n/a n/a
2021-08-06 2021-06-30 13F ASTRAZENECA SPONSORED ADR Put 129,300 20.50 7,745 45.17 n/a n/a n/a
2021-05-14 2021-03-31 13F ASTRAZENECA SPONSORED ADR Put 107,300 -29.59 5,335 -29.97 n/a n/a n/a
2021-02-17 2020-12-31 13F ASTRAZENECA SPONSORED ADR Put 152,400 20.19 7,618 9.63 n/a n/a n/a
2020-11-17 2020-09-30 13F ASTRAZENECA SPONSORED ADR Put 126,800 6,949 n/a n/a n/a
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.