Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionSecurian Asset Management, Inc
Latest Disclosed Ownership12,623 shares
Latest Disclosed Value $ 8,942,891
Securian Asset Management, Inc reports 0.80% decrease in ownership of CAT / Caterpillar Inc.

On May 1, 2026 - Securian Asset Management, Inc filed a 13F-HR form disclosing ownership of 12,623 shares of Caterpillar Inc. (US:CAT) valued at $8,942,891 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 4, 2026 disclosing 12,725 shares of Caterpillar Inc.. This represents a change in shares of -0.80% during the quarter. The current value of the position is $11,871,679 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-01 2026-03-31 13F CATERPILLAR COM 149123101 12,623 -102 -0.80 8,943 22.68 0.3540
2026-02-04 2025-12-31 13F CATERPILLAR COM 149123101 12,725 -9,901 -43.76 7,290 -32.48 0.2764
2025-10-23 2025-09-30 13F CATERPILLAR COM 149123101 22,626 -1,964 -7.99 10,796 13.08 0.2859
2025-07-30 2025-06-30 13F CATERPILLAR COM 149123101 24,590 -728 -2.88 9,546 14.34 0.2721
2025-05-01 2025-03-31 13F CATERPILLAR COM 149123101 25,318 -631 -2.43 8,350 -11.30 0.2537
2025-02-10 2024-12-31 13F CATERPILLAR COM 149123101 25,949 -870 -3.24 9,413 -10.26 0.2740
2024-11-13 2024-09-30 13F CATERPILLAR COM 149123101 26,819 -1,302 -4.63 10,489 11.98 0.3027
2024-07-15 2024-06-30 13F CATERPILLAR COM 149123101 28,121 -1,864 -6.22 9,367 -14.74 0.2734
2024-04-26 2024-03-31 13F CATERPILLAR COM 149123101 29,985 -2,348 -7.26 10,987 14.94 0.3222
2024-02-08 2023-12-31 13F CATERPILLAR COM 149123101 32,333 -4,275 -11.68 9,560 -4.34 0.2710
2023-10-30 2023-09-30 13F CATERPILLAR COM 149123101 36,608 -6,223 -14.53 9,994 -5.17 0.2985
2023-08-07 2023-06-30 13F CATERPILLAR COM 149123101 42,831 -922 -2.11 10,539 5.25 0.2706
2023-04-27 2023-03-31 13F CATERPILLAR COM 149123101 43,753 279 0.64 10,012 -3.86 0.2669
2023-02-03 2022-12-31 13F CATERPILLAR COM 149123101 43,474 482 1.12 10,415 148,671.43 0.2912
2022-10-28 2022-09-30 13F CATERPILLAR COM 149123101 42,992 -254 -0.59 7 0.00 0.2103
2022-08-04 2022-06-30 13F CATERPILLAR COM 149123101 43,246 -766 -1.74 8 -22.22 0.1852
2022-05-03 2022-03-31 13F CATERPILLAR COM 149123101 44,012 -697 -1.56 10 0.00 0.1915
2022-02-10 2021-12-31 13F CATERPILLAR COM 149123101 44,709 -1,774 -3.82 9 12.50 0.1706
2021-11-08 2021-09-30 13F CATERPILLAR COM 149123101 46,483 -493 -1.05 9 -20.00 0.1834
2021-08-10 2021-06-30 13F CATERPILLAR COM 149123101 46,976 -209 -0.44 10 0.00 0.2077
2021-05-10 2021-03-31 13F CATERPILLAR COM 149123101 47,185 -1,248 -2.58 11 25.00 0.2377
2021-02-08 2020-12-31 13F CATERPILLAR INC DEL COM 149123101 48,433 -1,376 -2.76 9 -99.89 0.1994
2020-11-04 2020-09-30 13F Caterpillar COMMON STOCK 149123101 49,809 -671 -1.33 7,429 16.33 0.1801
2020-08-06 2020-06-30 13F Caterpillar COMMON STOCK 149123101 50,480 -4,305 -7.86 6,386 0.46 0.1634
2020-05-07 2020-03-31 13F Caterpillar COMMON STOCK 149123101 54,785 -910 -1.63 6,357 -22.71 0.1794
2020-02-04 2019-12-31 13F Caterpillar COMMON STOCK 149123101 55,695 -1,866 -3.24 8,225 13.12 0.1815
2019-11-12 2019-09-30 13F Caterpillar COMMON STOCK 149123101 57,561 -1,416 -2.40 7,271 90,787.50 0.1667
2019-08-05 2019-06-30 13F Caterpillar COMMON STOCK 149123101 58,977 18 0.03 8 14.29 0.1862
2019-04-26 2019-03-31 13F Caterpillar COMMON STOCK 149123101 58,959 -785 -1.31 8 0.00 0.1905
2019-02-04 2018-12-31 13F Caterpillar COMMON STOCK 149123101 59,744 -988 -1.63 8 -22.22 0.2038
2018-10-26 2018-09-30 13F Caterpillar COMMON STOCK 149123101 60,732 -275 -0.45 9 12.50 0.2200
2018-08-09 2018-06-30 13F Caterpillar COMMON STOCK 149123101 61,007 129 0.21 8 0.00 0.2052
2018-04-30 2018-03-31 13F Caterpillar COMMON STOCK 149123101 60,878 302 0.50 9 -11.11 0.2301
2018-02-05 2017-12-31 13F Caterpillar COMMON STOCK 149123101 60,576 662 1.10 10 28.57 0.2359
2017-11-03 2017-09-30 13F Caterpillar COMMON STOCK 149123101 59,914 420 0.71 7 16.67 0.1939
2017-08-14 2017-06-30 13F Caterpillar COMMON STOCK 149123101 59,494 461 0.78 6 20.00 0.1683
2017-05-11 2017-03-31 13F Caterpillar COMMON STOCK 149123101 59,033 381 0.65 5 0.00 0.1466
2017-02-10 2016-12-31 13F Caterpillar COMMON STOCK 149123101 58,652 1,342 2.34 5 0.00 0.1455
2016-11-14 2016-09-30 13F Caterpillar COMMON STOCK 149123101 57,310 479 0.84 5 25.00 0.1376
2016-08-10 2016-06-30 13F Caterpillar COMMON STOCK 149123101 56,831 748 1.33 4 0.00 0.1205
2016-11-08 2016-03-31 13F/A-1 Caterpillar COMMON STOCK 149123101 56,083 492 0.89 4 33.33 0.1236
2016-05-09 2016-03-31 13F Caterpillar COMMON STOCK 149123101 56,083 4,293
2016-11-08 2015-12-31 13F/A-1 Caterpillar COMMON STOCK 149123101 55,591 -875 -1.55 4 0.00 0.1122
2016-02-10 2015-12-31 13F Caterpillar COMMON STOCK 149123101 55,591 3,778
2016-11-08 2015-09-30 13F/A-1 Caterpillar COMMON STOCK 149123101 56,466 -640 -1.12 4 -25.00 0.1212
2015-11-12 2015-09-30 13F Caterpillar COMMON STOCK 149123101 56,466 3,691
2016-11-08 2015-06-30 13F/A-2 Caterpillar COMMON STOCK 149123101 57,106 590 1.04 5 0.00 0.1513
2015-08-10 2015-06-30 13F Caterpillar COMMON STOCK 149123101 57,106 4,844
2016-11-08 2015-03-31 13F/A-2 Caterpillar COMMON STOCK 149123101 56,516 1,634 2.98 5 -20.00 0.1319
2015-04-27 2015-03-31 13F Caterpillar COMMON STOCK 149123101 56,516 4,523
2016-11-08 2014-12-31 13F/A-2 Caterpillar COMMON STOCK 149123101 54,882 -1,147 -2.05 5 0.00 0.1554
2016-11-08 2014-09-30 13F/A-2 Caterpillar COMMON STOCK 149123101 56,029 -86 -0.15 6 -16.67 0.1882
2014-10-28 2014-09-30 13F Caterpillar COMMON STOCK 149123101 56,029 5,549
2016-11-08 2014-06-30 13F/A-2 Caterpillar COMMON STOCK 149123101 56,115 -1,492 -2.59 6 20.00 0.2065
2014-08-01 2014-06-30 13F Caterpillar COMMON STOCK 149123101 56,115 6,098
2016-11-08 2014-03-31 13F/A-2 Caterpillar COMMON STOCK 149123101 57,607 224 0.39 6 0.00 0.2073
2014-05-07 2014-03-31 13F Caterpillar COMMON STOCK 149123101 57,607 5,724,408
2016-11-08 2013-12-31 13F/A-2 Caterpillar COMMON STOCK 149123101 57,383 -106 -0.18 5 25.00 0.1970
2014-01-23 2013-12-31 13F Caterpillar COMMON STOCK 149123101 57,383 5,210,950
2016-11-08 2013-09-30 13F/A-2 Caterpillar COMMON STOCK 149123101 57,489 -1,565 -2.65 5 0.00 0.1928
2013-11-08 2013-09-30 13F Caterpillar COMMON STOCK 149123101 57,489 4,795
2016-11-08 2013-06-30 13F/A-2 Caterpillar COMMON STOCK 149123101 59,054 1,669 2.91 5 0.00 0.1977
2013-08-13 2013-06-30 13F Caterpillar COMMON STOCK 149123101 59,054 4,871
2016-11-08 2013-03-31 13F/A-2 Caterpillar COMMON STOCK 149123101 57,385 60 0.10 5 -20.00 0.2038
2016-11-08 2012-12-31 13F/A-2 Caterpillar COMMON STOCK 149123101 57,325 -379 -0.66 5 25.00 0.2288
2016-11-08 2012-09-30 13F/A-2 Caterpillar COMMON STOCK 149123101 57,704 244 0.42 5 0.00 0.2217
2016-11-08 2012-06-30 13F/A-2 CATERPILLAR COMMON STOCK 149123101 57,460 -44 -0.08 5 -33.33 0.2293
2016-11-08 2012-03-31 13F/A-2 Caterpillar COMMON STOCK 149123101 57,504 627 1.10 6 20.00 0.2761
2016-11-08 2011-12-31 13F/A-2 Caterpillar COMMON STOCK 149123101 56,877 570 1.01 5 25.00 0.2629
2016-11-08 2011-09-30 13F/A-2 Caterpillar COMMON STOCK 149123101 56,307 56,307 4 0.2385
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.