Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionAries Wealth Management
Latest Disclosed Ownership17,590 shares
Latest Disclosed Value $ 12,461,811
Aries Wealth Management reports 0.92% decrease in ownership of CAT / Caterpillar Inc.

On May 14, 2026 - Aries Wealth Management filed a 13F-HR form disclosing ownership of 17,590 shares of Caterpillar Inc. (US:CAT) valued at $12,461,811 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 30, 2026 disclosing 17,753 shares of Caterpillar Inc.. This represents a change in shares of -0.92% during the quarter. The current value of the position is $16,291,506 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-14 2026-03-31 13F CATERPILLAR COM 149123101 17,590 -163 -0.92 12,462 22.53 2.7399
2026-01-30 2025-12-31 13F CATERPILLAR COM 149123101 17,753 -222 -1.24 10,170 18.59 2.2518
2025-11-10 2025-09-30 13F CATERPILLAR COM 149123101 17,975 83 0.46 8,577 23.48 2.0293
2025-07-28 2025-06-30 13F CATERPILLAR COM 149123101 17,892 -100 -0.56 6,946 17.06 1.8151
2025-04-17 2025-03-31 13F CATERPILLAR COM 149123101 17,992 0 0.00 5,934 -9.09 1.6112
2025-01-30 2024-12-31 13F CATERPILLAR COM 149123101 17,992 0 0.00 6,527 -7.26 1.7970
2024-10-31 2024-09-30 13F CATERPILLAR COM 149123101 17,992 -100 -0.55 7,037 16.78 1.9343
2024-07-25 2024-06-30 13F CATERPILLAR COM 149123101 18,092 -36 -0.20 6,026 -9.27 1.8989
2024-05-03 2024-03-31 13F CATERPILLAR COM 149123101 18,128 0 0.00 6,643 23.94 2.1408
2024-01-10 2023-12-31 13F CATERPILLAR COM 149123101 18,128 -500 -2.68 5,360 6.25 1.9114
2023-10-19 2023-09-30 13F CATERPILLAR COM 149123101 18,628 500 2.76 5,044 13.09 1.9744
2023-07-14 2023-06-30 13F CATERPILLAR COM 149123101 18,128 0 0.00 4,460 7.52 1.7295
2023-04-11 2023-03-31 13F CATERPILLAR COM 149123101 18,128 100 0.55 4,148 -3.94 1.7012
2023-01-19 2022-12-31 13F CATERPILLAR COM 149123101 18,028 0 0.00 4,319 10.66 1.8616
2022-11-02 2022-09-30 13F CATERPILLAR COM 149123101 18,028 -72 -0.40 3,902 20.58 1.7269
2022-07-27 2022-06-30 13F CATERPILLAR COM 149123101 18,100 18,100 3,236 1.4693
2022-04-23 2022-03-31 13F CATERPILLAR COM 149123101 0 -18,294 -100.00 0 -100.00
2022-06-06 2021-12-31 13F/A-1 CATERPILLAR COM 149123101 18,294 0 0.00 3,782 7.69 1.4412
2022-01-18 2021-12-31 13F CATERPILLAR COM 149123101 128,058 109,764 26,475 1.4489
2021-10-13 2021-09-30 13F CATERPILLAR COM 149123101 18,294 0 0.00 3,512 -11.78 1.4856
2021-07-14 2021-06-30 13F CATERPILLAR COM 149123101 18,294 -270 -1.45 3,981 -7.80 1.7028
2021-04-20 2021-03-31 13F CATERPILLAR COM 149123101 18,564 -230 -1.22 4,318 18.27 1.9397
2021-01-22 2020-12-31 13F CATERPILLAR COM 149123101 18,794 127 0.68 3,651 31.14 1.8240
2020-10-14 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 18,667 -660 -3.41 2,784 13.87 1.5801
2020-07-09 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 19,327 0 0.00 2,445 8.38 1.4924
2020-04-09 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 19,327 -200 -1.02 2,256 -22.13 1.7200
2020-01-13 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 19,527 0 0.00 2,897 15.56 1.7684
2019-10-22 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 19,527 0 0.00 2,507 -5.25 1.6674
2019-07-15 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 19,527 0 0.00 2,646 0.00 1.8497
2019-04-09 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 19,527 9,657 97.84 2,646 111.00 1.9784
2019-01-15 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 9,870 1,040 11.78 1,254 -6.84 1.3298
2018-11-14 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 8,830 0 0.00 1,346 5.98 1.2086
2018-08-07 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 8,830 250 2.91 1,270 -0.08 1.1740
2018-04-17 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 8,580 500 6.19 1,271 -7.70 1.2314
2018-02-05 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 8,080 8,080 1,377 1.2680
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.