Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionBecker Capital Management Inc
Latest Disclosed Ownership6,872 shares
Latest Disclosed Value $ 4,868,554
Becker Capital Management Inc reports 0.15% increase in ownership of CAT / Caterpillar Inc.

On May 11, 2026 - Becker Capital Management Inc filed a 13F-HR form disclosing ownership of 6,872 shares of Caterpillar Inc. (US:CAT) valued at $4,868,537 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 13, 2026 disclosing 6,862 shares of Caterpillar Inc.. This represents a change in shares of 0.15% during the quarter. The current value of the position is $6,462,979 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-11 2026-03-31 13F CATERPILLAR COM 149123101 6,872 10 0.15 4,869 23.84 0.1431
2026-02-13 2025-12-31 13F CATERPILLAR COM 149123101 6,862 -50 -0.72 3,931 19.19 0.1125
2025-11-12 2025-09-30 13F CATERPILLAR COM 149123101 6,912 -44 -0.63 3,298 22.15 0.0964
2025-08-14 2025-06-30 13F CATERPILLAR COM 149123101 6,956 -580 -7.70 2,700 8.65 0.0842
2025-05-15 2025-03-31 13F CATERPILLAR COM 149123101 7,536 -259 -3.32 2,485 -12.10 0.0819
2025-02-14 2024-12-31 13F CATERPILLAR COM 149123101 7,795 -389 -4.75 2,828 -11.66 0.0923
2024-11-08 2024-09-30 13F CATERPILLAR COM 149123101 8,184 -200 -2.39 3,201 14.61 0.1041
2024-08-13 2024-06-30 13F CATERPILLAR COM 149123101 8,384 -228 -2.65 2,793 -11.51 0.0958
2024-05-15 2024-03-31 13F CATERPILLAR COM 149123101 8,612 -239 -2.70 3,156 20.60 0.1084
2024-02-14 2023-12-31 13F CATERPILLAR COM 149123101 8,851 -314 -3.43 2,617 4.56 0.0944
2023-11-14 2023-09-30 13F CATERPILLAR COM 149123101 9,165 -449 -4.67 2,502 5.79 0.0993
2023-08-14 2023-06-30 13F CATERPILLAR COM 149123101 9,614 -19,485 -66.96 2,366 -64.48 0.0895
2023-05-15 2023-03-31 13F CATERPILLAR COM 149123101 29,099 -1,308 -4.30 6,659 -8.58 0.2633
2023-02-13 2022-12-31 13F CATERPILLAR COM 149123101 30,407 -15,420 -33.65 7,284 -3.13 0.3394
2022-11-14 2022-09-30 13F CATERPILLAR COM 149123101 45,827 -1,221 -2.60 7,519 -10.59 0.3947
2022-08-04 2022-06-30 13F CATERPILLAR COM 149123101 47,048 -5,372 -10.25 8,410 -28.00 0.4050
2022-05-12 2022-03-31 13F CATERPILLAR COM 149123101 52,420 76 0.15 11,680 7.93 0.4712
2022-02-08 2021-12-31 13F CATERPILLAR COM 149123101 52,344 1,342 2.63 10,822 10.53 0.4279
2021-10-14 2021-09-30 13F CATERPILLAR COM 149123101 51,002 -311 -0.61 9,791 -12.32 0.4125
2021-08-12 2021-06-30 13F Caterpillar Common Stock 149123101 51,313 1,255 2.51 11,167 -3.79 0.4741
2021-05-13 2021-03-31 13F Caterpillar COM 149123101 50,058 306 0.62 11,607 28.17 0.5229
2021-02-10 2020-12-31 13F CATERPILLAR INC DEL COM Common Stock 149123101 49,752 -962 -1.90 9,056 19.73 0.4475
2020-11-09 2020-09-30 13F CATERPILLAR INC DEL COM Common Stock 149123101 50,714 625 1.25 7,564 19.38 0.4199
2020-08-11 2020-06-30 13F CATERPILLAR INC DEL COM Common Stock 149123101 50,089 -19,448 -27.97 6,336 -21.48 0.3589
2020-05-07 2020-03-31 13F CATERPILLAR INC DEL COM Common Stock 149123101 69,537 -24,360 -25.94 8,069 -41.81 0.4906
2020-02-11 2019-12-31 13F CATERPILLAR INC DEL COM Common Stock 149123101 93,897 535 0.57 13,867 17.59 0.4918
2019-11-14 2019-09-30 13F CATERPILLAR INC DEL COM Common Stock 149123101 93,362 3,595 4.00 11,793 -3.60 0.4505
2019-08-08 2019-06-30 13F CATERPILLAR INC DEL Common Stock 149123101 89,767 9,645 12.04 12,234 12.69 0.4432
2019-05-08 2019-03-31 13F CATERPILLAR INC DEL COM Common Stock 149123101 80,122 80,122 10,856 0.4022
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.