Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionCanopy Partners, LLC
Latest Disclosed Ownership3,463 shares
Latest Disclosed Value $ 2,453,397
Canopy Partners, LLC reports 2.01% decrease in ownership of CAT / Caterpillar Inc.

On May 11, 2026 - Canopy Partners, LLC filed a 13F-HR form disclosing ownership of 3,463 shares of Caterpillar Inc. (US:CAT) valued at $2,453,397 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 12, 2026 disclosing 3,534 shares of Caterpillar Inc.. This represents a change in shares of -2.01% during the quarter. The current value of the position is $3,207,361 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-11 2026-03-31 13F Caterpillar Common Stock 149123101 3,463 -71 -2.01 2,453 21.20 0.8417
2026-02-12 2025-12-31 13F Caterpillar Common Stock 149123101 3,534 7 0.20 2,025 20.33 0.6596
2025-10-30 2025-09-30 13F Caterpillar Common Stock 149123101 3,527 -366 -9.40 1,683 11.32 0.5622
2025-07-23 2025-06-30 13F Caterpillar Common Stock 149123101 3,893 -695 -15.15 1,511 -0.13 0.5543
2025-05-07 2025-03-31 13F Caterpillar Common Stock 149123101 4,588 7 0.15 1,513 -8.91 0.5896
2025-02-13 2024-12-31 13F Caterpillar Common Stock 149123101 4,581 2,096 84.35 1,662 71.06 0.6344
2024-11-12 2024-09-30 13F Caterpillar Common Stock 149123101 2,485 189 8.23 972 27.09 0.4183
2024-08-09 2024-06-30 13F Caterpillar Common Stock 149123101 2,296 65 2.91 765 -6.49 0.3552
2024-05-15 2024-03-31 13F Caterpillar Common Stock 149123101 2,231 143 6.85 818 32.41 0.3995
2024-02-14 2023-12-31 13F Caterpillar Common Stock 149123101 2,088 2,088 617 0.3761
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.