Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionCourier Capital Llc
Latest Disclosed Ownership6,354 shares
Latest Disclosed Value $ 4,501,821
Courier Capital Llc reports 4.88% decrease in ownership of CAT / Caterpillar Inc.

On April 23, 2026 - Courier Capital Llc filed a 13F-HR/A form disclosing ownership of 6,354 shares of Caterpillar Inc. (US:CAT) valued at $4,501,555 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 29, 2026 disclosing 6,680 shares of Caterpillar Inc.. This represents a change in shares of -4.88% during the quarter. The current value of the position is $5,975,810 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-23 2026-03-31 13F/A-1 CATERPILLAR COM 149123101 6,354 -326 -4.88 4,502 17.64 0.2516
2026-04-20 2026-03-31 13F CATERPILLAR COM 149123101 6,354 -326 -4.88 4,502 17.64 0.2516
2026-01-29 2025-12-31 13F CATERPILLAR COM 149123101 6,680 -121 -1.78 3,827 17.90 0.2149
2025-10-29 2025-09-30 13F CATERPILLAR COM 149123101 6,801 2,410 54.88 3,245 90.43 0.1859
2025-07-28 2025-06-30 13F CATERPILLAR COM 149123101 4,391 129 3.03 1,705 21.28 0.1035
2025-04-14 2025-03-31 13F CATERPILLAR COM 149123101 4,262 -72 -1.66 1,406 -10.62 0.0920
2025-01-13 2024-12-31 13F CATERPILLAR COM 149123101 4,334 -768 -15.05 1,572 -21.20 0.1085
2024-10-22 2024-09-30 13F CATERPILLAR COM 149123101 5,102 55 1.09 1,996 18.68 0.1367
2024-07-23 2024-06-30 13F CATERPILLAR COM 149123101 5,047 -219 -4.16 1,681 -12.86 0.1336
2024-04-16 2024-03-31 13F CATERPILLAR COM 149123101 5,266 -28 -0.53 1,930 23.26 0.1396
2024-01-17 2023-12-31 13F CATERPILLAR COM 149123101 5,294 2,660 100.99 1,565 117.66 0.1188
2023-10-13 2023-09-30 13F CATERPILLAR COM 149123101 2,634 0 0.00 719 10.96 0.0596
2023-07-31 2023-06-30 13F CATERPILLAR COM 149123101 2,634 -1,179 -30.92 648 -25.69 0.0510
2023-05-18 2023-03-31 13F CATERPILLAR COM 149123101 3,813 1 0.03 873 -4.49 0.0964
2023-01-24 2022-12-31 13F CATERPILLAR COM 149123101 3,812 -27 -0.70 913 44.92 0.1052
2022-10-18 2022-09-30 13F CATERPILLAR COM 149123101 3,839 28 0.73 630 -7.49 0.0781
2022-07-20 2022-06-30 13F CATERPILLAR COM 149123101 3,811 1 0.03 681 -19.79 0.0798
2022-05-02 2022-03-31 13F CATERPILLAR COM 149123101 3,810 0 0.00 849 7.74 0.0849
2022-01-18 2021-12-31 13F CATERPILLAR COM 149123101 3,810 -149 -3.76 788 3.68 0.0733
2021-10-14 2021-09-30 13F CATERPILLAR COM 149123101 3,959 1 0.03 760 -11.73 0.0723
2021-07-12 2021-06-30 13F CATERPILLAR COM 149123101 3,958 -469 -10.59 861 -16.16 0.0819
2021-04-12 2021-03-31 13F CATERPILLAR COM 149123101 4,427 1 0.02 1,027 27.42 0.1037
2021-02-10 2020-12-31 13F CATERPILLAR COM 149123101 4,426 500 12.74 806 27.33 0.0874
2020-11-09 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 3,926 -23 -0.58 633 25.60 0.0758
2020-07-06 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 3,949 2 0.05 504 16.13 0.0649
2020-04-22 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 3,947 2 0.05 434 -25.30 0.0644
2020-01-10 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 3,945 52 1.34 581 24.41 0.0682
2019-10-04 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 3,893 152 4.06 467 -8.43 0.0608
2019-07-16 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 3,741 -149 -3.83 510 -3.23 0.0652
2019-04-25 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 3,890 -1,834 -32.04 527 -27.51 0.0685
2019-02-08 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 5,724 -74 -1.28 727 -17.76 0.1065
2018-10-12 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 5,798 806 16.15 884 30.58 0.1081
2018-07-19 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 4,992 371 8.03 677 -0.59 0.0873
2018-04-27 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 4,621 1,464 46.37 681 36.75 0.0898
2018-01-25 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 3,157 0 0.00 498 26.40 0.0639
2017-11-03 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 3,157 -69 -2.14 394 13.54 0.0551
2017-08-10 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 3,226 2 0.06 347 16.05 0.0594
2017-04-19 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 3,224 251 8.44 299 8.33 0.0526
2017-01-31 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 2,973 251 9.22 276 14.05 0.0526
2016-11-15 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 2,722 0 0.00 242 17.48 0.0479
2016-08-01 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 2,722 -33 -1.20 206 -2.37 0.0411
2016-05-16 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 2,755 -351 -11.30 211 0.00 0.0439
2016-02-10 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 3,106 0 0.00 211 3.94 0.0453
2015-10-21 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 3,106 0 0.00 203 -22.81 0.0447
2015-08-03 2015-06-30 13F CATERPILLAR INC DEL COM 149123101 3,106 151 5.11 263 11.44 0.0530
2015-04-28 2015-03-31 13F CATERPILLAR INC DEL COM 149123101 2,955 0 0.00 236 -12.59 0.0466
2015-01-22 2014-12-31 13F CATERPILLAR INC DEL COM 149123101 2,955 0 0.00 270 -7.85 0.0543
2014-11-04 2014-09-30 13F CATERPILLAR INC DEL COM 149123101 2,955 0 0.00 293 -8.72 0.0593
2014-08-06 2014-06-30 13F CATERPILLAR INC DEL COM 149123101 2,955 -2,610 -46.90 321 -41.95 0.0635
2014-05-02 2014-03-31 13F CATERPILLAR INC DEL COM 149123101 5,565 -510 -8.40 553 0.18 0.1140
2014-02-14 2013-12-31 13F CATERPILLAR INC DEL COM 149123101 6,075 800 15.17 552 25.45 0.1176
2013-11-14 2013-09-30 13F CATERPILLAR INC DEL COM 149123101 5,275 -75 -1.40 440 -0.23 0.1010
2013-08-01 2013-06-30 13F CATERPILLAR INC DEL COM 149123101 5,350 5,350 441 0.1099
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.