Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionCWM Advisors, LLC
Latest Disclosed Ownership18,827 shares
Latest Disclosed Value $ 13,338,177
CWM Advisors, LLC reports 60.21% decrease in ownership of CAT / Caterpillar Inc.

On May 13, 2026 - CWM Advisors, LLC filed a 13F-HR/A form disclosing ownership of 18,827 shares of Caterpillar Inc. (US:CAT) valued at $13,338,176 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 47,315 shares of Caterpillar Inc.. This represents a change in shares of -60.21% during the quarter. The current value of the position is $17,437,191 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-13 2026-03-31 13F/A-1 CATERPILLAR COM 149123101 18,827 -28,488 -60.21 13,338 -50.79 2.6758
2026-04-23 2026-03-31 13F CATERPILLAR COM 149123101 46,559 -756 32,985 2.7147
2026-02-17 2025-12-31 13F CATERPILLAR COM 149123101 47,315 -82 -0.17 27,105 19.85 2.4389
2025-10-15 2025-09-30 13F CATERPILLAR COM 149123101 47,397 -2,835 -5.64 22,616 15.97 2.2013
2025-07-24 2025-06-30 13F CATERPILLAR COM 149123101 50,232 4,195 9.11 19,500 28.44 2.1243
2025-06-03 2025-03-31 13F CATERPILLAR COM 149123101 46,037 2,873 6.66 15,183 -3.04 1.8047
2025-01-17 2024-12-31 13F CATERPILLAR COM 149123101 43,164 -1,088 -2.46 15,658 -9.53 1.7523
2024-10-10 2024-09-30 13F CATERPILLAR COM 149123101 44,252 -4,624 -9.46 17,308 6.31 1.7706
2024-08-12 2024-06-30 13F CATERPILLAR COM 149123101 48,876 -5,668 -10.39 16,280 -18.54 1.8764
2024-05-07 2024-03-31 13F CATERPILLAR COM 149123101 54,544 4,756 9.55 19,987 35.77 2.0450
2024-02-12 2023-12-31 13F CATERPILLAR COM 149123101 49,788 -1,244 -2.44 14,721 5.66 1.6190
2023-10-26 2023-09-30 13F CATERPILLAR COM 149123101 51,032 46,678 1,072.07 13,932 1,200.75 1.7787
2023-07-31 2023-06-30 13F CATERPILLAR COM 149123101 4,354 2,383 120.90 1,071 138.00 0.1296
2023-04-24 2023-03-31 13F CATERPILLAR COM 149123101 1,971 135 7.35 451 2.51 0.0574
2023-01-26 2022-12-31 13F CATERPILLAR COM 149123101 1,836 -362 -16.47 440 21.61 0.0566
2022-11-07 2022-09-30 13F CATERPILLAR COM 149123101 2,198 142 6.91 361 -1.63 0.0510
2022-08-10 2022-06-30 13F CATERPILLAR COM 149123101 2,056 -6,296 -75.38 367 -80.28 0.0487
2022-04-21 2022-03-31 13F CATERPILLAR COM 149123101 8,352 -476 -5.39 1,861 1.97 0.2154
2022-02-14 2021-12-31 13F/A-1 CATERPILLAR COM 149123101 8,828 -174 -1.93 1,825 5.61 0.2093
2022-02-03 2021-12-31 13F CATERPILLAR COM 149123101 5,581 -3,421 1,154 0.3267
2021-11-09 2021-09-30 13F CATERPILLAR COM 149123101 9,002 -32,778 -78.45 1,728 -81.00 0.2184
2021-08-10 2021-06-30 13F CATERPILLAR COM 149123101 41,780 3,494 9.13 9,093 2.43 1.1965
2021-04-30 2021-03-31 13F CATERPILLAR COM 149123101 38,286 16,088 72.47 8,877 119.67 1.3613
2021-02-12 2020-12-31 13F CATERPILLAR COM 149123101 22,198 -1,098 -4.71 4,041 16.29 0.8937
2020-11-16 2020-09-30 13F CATERPILLAR COM 149123101 23,296 3,341 16.74 3,475 37.68 0.9562
2020-08-12 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 19,955 9,145 84.60 2,524 101.28 0.8717
2020-05-08 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 10,810 -1,046 -8.82 1,254 -28.38 0.5009
2020-01-24 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 11,856 -851 -6.70 1,751 9.10 0.6279
2019-11-13 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 12,707 2,656 26.43 1,605 17.15 0.6119
2019-07-16 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 10,051 -70 -0.69 1,370 -0.07 0.5763
2019-05-16 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 10,121 10,121 0.70 1,371 0.07 0.6366
2019-02-22 2018-03-31 13F/A-1 Caterpillar COM 149123101 0 -6 -100.00 0 -100.00
2019-02-21 2017-12-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 6 6 1 0.0009
2018-02-15 2017-12-31 13F Caterpillar COM 149123101 6 1 0.0008
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.