Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionCwm, Llc
Latest Disclosed Ownership130,235 shares
Latest Disclosed Value $ 92,266,520
Cwm, Llc reports 10.97% increase in ownership of CAT / Caterpillar Inc.

On May 14, 2026 - Cwm, Llc filed a 13F-HR form disclosing ownership of 130,235 shares of Caterpillar Inc. (US:CAT) valued at $92,266,288 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 26, 2026 disclosing 117,356 shares of Caterpillar Inc.. This represents a change in shares of 10.97% during the quarter. The current value of the position is $120,621,052 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-14 2026-03-31 13F CATERPILLAR COM 149123101 130,235 12,879 10.97 92,267 137,610.45 0.2399
2026-01-26 2025-12-31 13F CATERPILLAR COM 149123101 117,356 16,168 15.98 67 39.58 0.1822
2025-10-15 2025-09-30 13F CATERPILLAR COM 149123101 101,188 10,555 11.65 48 37.14 0.1452
2025-07-25 2025-06-30 13F CATERPILLAR COM 149123101 90,633 -63 -0.07 35 20.69 0.1241
2025-05-01 2025-03-31 13F CATERPILLAR COM 149123101 90,696 6,622 7.88 30 -3.33 0.1193
2025-02-04 2024-12-31 13F CATERPILLAR COM 149123101 84,074 6,263 8.05 30 0.00 0.1266
2024-10-08 2024-09-30 13F CATERPILLAR COM 149123101 77,811 8,212 11.80 30 30.43 0.1309
2024-07-10 2024-06-30 13F CATERPILLAR COM 149123101 69,599 14,937 27.33 23 15.00 0.1093
2024-04-05 2024-03-31 13F CATERPILLAR COM 149123101 54,662 6,374 13.20 20 42.86 0.0974
2024-02-01 2023-12-31 13F CATERPILLAR COM 149123101 48,288 12,324 34.27 14 55.56 0.0768
2023-10-11 2023-09-30 13F CATERPILLAR COM 149123101 35,964 15,673 77.24 10 125.00 0.0602
2023-08-03 2023-06-30 13F CATERPILLAR COM 149123101 20,291 254 1.27 5 0.00 0.0309
2023-05-01 2023-03-31 13F CATERPILLAR COM 149123101 20,037 1,761 9.64 5 0.00 0.0310
2023-02-01 2022-12-31 13F CATERPILLAR COM 149123101 18,276 3,618 24.68 4 -99.83 0.0322
2022-10-27 2022-09-30 13F CATERPILLAR COM 149123101 14,658 -1,909 -11.52 2,405 -18.80 0.0191
2022-07-28 2022-06-30 13F CATERPILLAR COM 149123101 16,567 1,430 9.45 2,962 -12.18 0.0229
2022-04-21 2022-03-31 13F CATERPILLAR COM 149123101 15,137 445 3.03 3,373 11.06 0.0239
2022-01-31 2021-12-31 13F CATERPILLAR COM 149123101 14,692 3,464 30.85 3,037 24.31 0.0214
2021-09-15 2021-06-30 13F/A-1 CATERPILLAR COM 149123101 11,228 0 0.00 2,443 0.00 0.0195
2021-07-29 2021-06-30 13F CATERPILLAR COM 149123101 11,228 0 2,443 0.0195
2021-09-15 2021-03-31 13F/A-1 CATERPILLAR COM 149123101 11,228 0 0.00 2,443 0.00 0.0195
2021-04-27 2021-03-31 13F CATERPILLAR COM 149123101 10,324 -904 2,394 0.0211
2021-09-15 2020-12-31 13F/A-1 CATERPILLAR COM 149123101 11,228 0 0.00 2,443 0.00 0.0195
2021-01-27 2020-12-31 13F CATERPILLAR COM 149123101 8,431 -2,797 1,535 0.0144
2021-09-15 2020-09-30 13F/A-1 CATERPILLAR COM 149123101 11,228 0 0.00 2,443 0.00 0.0195
2020-10-19 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 8,266 -2,962 1,233 0.0137
2021-09-15 2020-06-30 13F/A-1 CATERPILLAR COM 149123101 11,228 0 0.00 2,443 0.00 0.0195
2020-07-22 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 6,678 -4,550 845 0.0100
2021-09-15 2020-03-31 13F/A-1 CATERPILLAR COM 149123101 11,228 0 0.00 2,443 0.00 0.0195
2020-04-28 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 6,281 -4,947 729 0.0109
2021-09-14 2019-12-31 13F/A-1 CATERPILLAR COM 149123101 11,228 0 0.00 2,443 0.00 0.0195
2020-01-27 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 5,079 -6,149 750 0.0096
2021-09-14 2019-09-30 13F/A-1 CATERPILLAR COM 149123101 11,228 0 0.00 2,443 0.00 0.0195
2019-10-22 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 5,622 -5,606 710 0.0103
2021-09-14 2019-06-30 13F/A-1 CATERPILLAR COM 149123101 11,228 0 0.00 2,443 0.00 0.0195
2019-07-31 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 6,087 -5,141 830 0.0137
2021-09-02 2019-03-31 13F/A-1 CATERPILLAR COM 149123101 11,228 8,426 300.71 2,443 586.24 0.0195
2019-04-22 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 2,609 -3,478 353 0.0071
2019-01-25 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 2,802 797 39.75 356 16.34 0.0089
2018-10-29 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 2,005 238 13.47 306 27.50 0.0078
2018-07-31 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 1,767 155 9.62 240 0.84 0.0079
2018-04-26 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 1,612 0 0.00 238 -6.30 0.0095
2018-01-16 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 1,612 -48 -2.89 254 22.71 0.0113
2017-10-16 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 1,660 -50 -2.92 207 12.50 0.0098
2017-07-17 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 1,710 -76 -4.26 184 10.84 0.0094
2017-04-17 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 1,786 -1,530 -46.14 166 -46.10 0.0094
2017-01-19 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 3,316 542 19.54 308 25.20 0.0189
2016-10-17 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 2,774 200 7.77 246 26.15 0.0170
2016-07-21 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 2,574 1,708 197.23 195 195.45 0.0142
2016-04-18 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 866 -74,900 -98.86 66 -98.72 0.0058
2016-02-01 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 75,766 2,458 3.35 5,149 7.47 0.5031
2015-10-30 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 73,308 -69,723 -48.75 4,791 -60.51 0.4823
2015-07-09 2015-06-30 13F CATERPILLAR INC DEL COM 149123101 143,031 142,204 17,195.16 12,132 16,076.00 1.1640
2014-02-14 2013-12-31 13F CATERPILLAR INC DEL COM 149123101 827 -8,601 -91.23 75 -90.46 0.0117
2013-11-14 2013-09-30 13F CATERPILLAR INC DEL COM 149123101 9,428 9,428 786 0.2062
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.