Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionHigh Falls Advisors, Inc
Latest Disclosed Ownership5,344 shares
Latest Disclosed Value $ 3,061,236
High Falls Advisors, Inc reports 0.04% increase in ownership of CAT / Caterpillar Inc.

On February 17, 2026 - High Falls Advisors, Inc filed a 13F-HR form disclosing ownership of 5,344 shares of Caterpillar Inc. (US:CAT) valued at $3,061,417 USD as of December 31, 2025. The entity filed a previous 13F-HR on November 14, 2025 disclosing 5,342 shares of Caterpillar Inc.. This represents a change in shares of 0.04% during the quarter. The current value of the position is $4,949,506 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-02-17 2025-12-31 13F CATERPILLAR COM 149123101 5,344 2 0.04 3,061 20.13 0.6201
2025-11-14 2025-09-30 13F CATERPILLAR COM 149123101 5,342 356 7.14 2,549 31.68 0.5248
2025-08-15 2025-06-30 13F CATERPILLAR COM 149123101 4,986 12 0.24 1,936 17.99 0.4283
2025-05-13 2025-03-31 13F CATERPILLAR COM 149123101 4,974 59 1.20 1,640 -7.97 0.3851
2025-02-14 2024-12-31 13F CATERPILLAR COM 149123101 4,915 63 1.30 1,783 -6.06 0.4135
2024-11-15 2024-09-30 13F CATERPILLAR COM 149123101 4,852 -10 -0.21 1,898 17.17 0.4344
2024-08-15 2024-06-30 13F CATERPILLAR COM 149123101 4,862 374 8.33 1,619 -1.52 0.3934
2024-05-16 2024-03-31 13F CATERPILLAR COM 149123101 4,488 4 0.09 1,644 24.08 0.4138
2024-02-15 2023-12-31 13F CATERPILLAR COM 149123101 4,484 78 1.77 1,326 10.23 0.3547
2023-11-15 2023-09-30 13F CATERPILLAR COM 149123101 4,406 4 0.09 1,203 10.99 0.3611
2023-08-15 2023-06-30 13F CATERPILLAR COM 149123101 4,402 -20 -0.45 1,083 7.12 0.3089
2023-05-15 2023-03-31 13F CATERPILLAR COM 149123101 4,422 4 0.09 1,012 -4.44 0.3011
2023-02-14 2022-12-31 13F CATERPILLAR COM 149123101 4,418 5 0.11 1,058 46.13 0.3296
2022-11-14 2022-09-30 13F CATERPILLAR COM 149123101 4,413 4 0.09 724 -8.12 0.2373
2022-08-15 2022-06-30 13F CATERPILLAR COM 149123101 4,409 -1,096 -19.91 788 -35.78 0.2449
2022-05-16 2022-03-31 13F CATERPILLAR COM 149123101 5,505 4 0.07 1,227 7.92 0.3292
2022-02-15 2021-12-31 13F CATERPILLAR COM 149123101 5,501 5 0.09 1,137 7.77 0.2902
2021-11-15 2021-09-30 13F CATERPILLAR COM 149123101 5,496 179 3.37 1,055 -8.82 0.2866
2021-08-16 2021-06-30 13F CATERPILLAR COM 149123101 5,317 1,003 23.25 1,157 15.70 0.3113
2021-05-14 2021-03-31 13F CATERPILLAR COM 149123101 4,314 4 0.09 1,000 27.39 0.2871
2021-02-16 2020-12-31 13F CATERPILLAR COM 149123101 4,310 4,310 -0.09 785 -21.50 0.2278
2020-11-16 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 0 -2,306 -100.00 0 -100.00
2020-08-13 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 2,306 2,306 292 0.1088
2019-11-21 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 0 -1,552 -100.00 0 -100.00
2019-08-15 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 1,552 0 0.00 212 0.95 0.0687
2019-05-16 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 1,552 -151 -8.87 210 -2.78 0.0719
2019-02-15 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 1,703 1 0.06 216 -16.60 0.0834
2018-11-16 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 1,702 192 12.72 259 26.34 0.0874
2018-08-15 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 1,510 0 0.00 205 -7.66 0.0704
2018-05-15 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 1,510 58 3.99 222 -3.06 0.0795
2018-02-16 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 1,452 1,452 229 0.0810
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.