Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionHm Payson & Co
Latest Disclosed Ownership109,265 shares
Latest Disclosed Value $ 77,410,172
Hm Payson & Co reports 12.20% decrease in ownership of CAT / Caterpillar Inc.

On April 13, 2026 - Hm Payson & Co filed a 13F-HR form disclosing ownership of 109,265 shares of Caterpillar Inc. (US:CAT) valued at $77,409,882 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 12, 2026 disclosing 124,445 shares of Caterpillar Inc.. This represents a change in shares of -12.20% during the quarter. The current value of the position is $101,199,058 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-13 2026-03-31 13F CATERPILLAR COM 149123101 109,265 -15,180 -12.20 77,410 8.58 0.5803
2026-02-12 2025-12-31 13F CATERPILLAR COM 149123101 124,445 -648 -0.52 71,291 19.44 1.0054
2025-10-17 2025-09-30 13F CATERPILLAR COM 149123101 125,093 -12,933 -9.37 59,688 11.40 0.8583
2025-10-17 2025-06-30 13F CATERPILLAR COM 149123101 138,026 -17,845 -11.45 53,583 4.23 0.8486
2025-04-29 2025-03-31 13F CATERPILLAR COM 149123101 155,871 26,430 20.42 51,406 9.48 0.9022
2025-02-07 2024-12-31 13F CATERPILLAR COM 149123101 129,441 -1,268 -0.97 46,956 -8.15 0.7965
2024-10-28 2024-09-30 13F CATERPILLAR COM 149123101 130,709 76,260 140.06 51,123 181.87 0.8767
2024-08-13 2024-06-30 13F CATERPILLAR COM 149123101 54,449 49,064 911.12 18,137 819.26 0.3295
2024-06-20 2024-03-31 13F CATERPILLAR COM 149123101 5,385 2 0.04 1,973 24.01 0.0367
2024-02-13 2023-12-31 13F CATERPILLAR COM 149123101 5,383 -9 -0.17 1,592 8.08 0.0330
2023-11-06 2023-09-30 13F CATERPILLAR COM 149123101 5,392 109 2.06 1,472 13.32 0.0345
2023-07-17 2023-06-30 13F CATERPILLAR COM 149123101 5,283 107 2.07 1,300 9.71 0.0292
2023-04-18 2023-03-31 13F CATERPILLAR COM 149123101 5,176 -1 -0.02 1,184 -4.52 0.0284
2023-02-06 2022-12-31 13F CATERPILLAR COM 149123101 5,177 5 0.10 1,240 46.05 0.0309
2022-10-25 2022-09-30 13F CATERPILLAR COM 149123101 5,172 -83 -1.58 849 -9.58 0.0233
2022-08-15 2022-06-30 13F CATERPILLAR COM 149123101 5,255 -47 -0.89 939 -20.49 0.0241
2022-05-12 2022-03-31 13F CATERPILLAR COM 149123101 5,302 -88 -1.63 1,181 6.01 0.0269
2022-02-15 2021-12-31 13F CATERPILLAR COM 149123101 5,390 -171 -3.07 1,114 4.31 0.0242
2021-11-30 2021-09-30 13F CATERPILLAR COM 149123101 5,561 -70 -1.24 1,068 -12.82 0.0260
2021-08-17 2021-06-30 13F CATERPILLAR COM 149123101 5,631 620 12.37 1,225 5.42 0.0299
2021-06-15 2021-03-31 13F CATERPILLAR COM 149123101 5,011 102 2.08 1,162 29.98 0.0309
2021-03-10 2020-12-31 13F CATERPILLAR COM 149123101 4,909 -1,466 -23.00 894 -5.99 0.0247
2020-12-21 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 6,375 -425 -6.25 951 10.58 0.0293
2020-08-13 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 6,800 -329 -4.61 860 3.99 0.0288
2020-07-01 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 7,129 -4,597 -39.20 827 -52.25 0.0325
2020-02-18 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 11,726 100 0.86 1,732 17.98 0.0556
2019-11-12 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 11,626 0 0.00 1,468 -7.38 0.0517
2019-08-15 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 11,626 -5,300 -31.31 1,585 -30.88 0.0568
2019-07-31 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 16,926 16,731 8,580.00 2,293 -8.28 0.0876
2019-02-15 2018-12-31 13F CATERPILLAR COMMON STOCK 149123101 195 -16,747 -98.85 2,500 -3.25 0.0733
2018-11-30 2018-09-30 13F CATERPILLAR COMMON STOCK 149123101 16,942 -445 -2.56 2,584 9.54 0.1157
2018-08-27 2018-06-30 13F CATERPILLAR COMMON STOCK 149123101 17,387 17,387 2,359 0.1008
2018-05-14 2018-03-31 13F CATERPILLAR COMMON STOCK 149123101 0 -15,818 -100.00 0 -100.00
2018-02-16 2017-12-31 13F CATERPILLAR COMMON STOCK 149123101 15,818 550 3.60 2,493 30.93 0.1002
2017-11-06 2017-09-30 13F CATERPILLAR COMMON STOCK 149123101 15,268 -493 -3.13 1,904 12.40 0.0819
2017-08-04 2017-06-30 13F CATERPILLAR COMMON STOCK 149123101 15,761 -100 -0.63 1,694 15.16 0.0764
2017-05-25 2017-03-31 13F CATERPILLAR COMMON STOCK 149123101 15,861 -500 -3.06 1,471 -3.03 0.0671
2017-02-15 2016-12-31 13F CATERPILLAR COMMON STOCK 149123101 16,361 -114 -0.69 1,517 3.69 0.0723
2016-11-14 2016-09-30 13F CATERPILLAR COMMON STOCK 149123101 16,475 -200 -1.20 1,463 15.74 0.0714
2016-08-08 2016-06-30 13F CATERPILLAR COMMON STOCK 149123101 16,675 -1,482 -8.16 1,264 -9.06 0.0631
2016-05-19 2016-03-31 13F CATERPILLAR COMMON STOCK 149123101 18,157 969 5.64 1,390 19.01 0.0723
2016-02-23 2015-12-31 13F CATERPILLAR COMMON STOCK 149123101 17,188 643 3.89 1,168 8.05 0.0600
2015-11-02 2015-09-30 13F CATERPILLAR COMMON STOCK 149123101 16,545 0 0.00 1,081 -22.95 0.0586
2015-08-11 2015-06-30 13F CATERPILLAR COMMON STOCK 149123101 16,545 -6,030 -26.71 1,403 -22.36 0.0698
2015-05-06 2015-03-31 13F CATERPILLAR COMMON STOCK 149123101 22,575 -800 -3.42 1,807 -15.56 0.0903
2015-02-10 2014-12-31 13F CATERPILLAR COMMON STOCK 149123101 23,375 -1,147 -4.68 2,140 -11.86 0.1059
2014-11-12 2014-09-30 13F CATERPILLAR COMMON STOCK 149123101 24,522 2,700 12.37 2,428 2.40 0.1244
2014-08-13 2014-06-30 13F CATERPILLAR COMMON STOCK 149123101 21,822 600 2.83 2,371 12.42 0.1218
2014-05-07 2014-03-31 13F CATERPILLAR COMMON STOCK 149123101 21,222 -20,301 -48.89 2,109 -44.07 0.1116
2014-02-10 2013-12-31 13F CATERPILLAR COMMON STOCK 149123101 41,523 -35 -0.08 3,771 8.80 0.2020
2013-11-13 2013-09-30 13F CATERPILLAR COMMON STOCK 149123101 41,558 265 0.64 3,466 1.73 0.2010
2013-08-13 2013-06-30 13F CATERPILLAR COMMON STOCK 149123101 41,293 41,293 3,407 0.2045
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.