Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionLegacy Advisors, LLC
Latest Disclosed Ownership983 shares
Latest Disclosed Value $ 696,423
Legacy Advisors, LLC reports 0.72% increase in ownership of CAT / Caterpillar Inc.

On May 5, 2026 - Legacy Advisors, LLC filed a 13F-HR form disclosing ownership of 983 shares of Caterpillar Inc. (US:CAT) valued at $696,416 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 27, 2026 disclosing 976 shares of Caterpillar Inc.. This represents a change in shares of 0.72% during the quarter. The current value of the position is $910,435 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-05 2026-03-31 13F CATERPILLAR COM 149123101 983 7 0.72 696 24.51 0.0821
2026-01-27 2025-12-31 13F CATERPILLAR COM 149123101 976 23 2.41 559 23.13 0.0601
2025-11-13 2025-09-30 13F CATERPILLAR COM 149123101 953 953 455 0.0562
2025-08-07 2025-06-30 13F CATERPILLAR COM 149123101 0 -3,426 -100.00 0 -100.00
2025-04-23 2025-03-31 13F CATERPILLAR COM 149123101 3,426 311 9.98 1,130 0.00 0.1163
2025-02-14 2024-12-31 13F CATERPILLAR COM 149123101 3,115 0 0.00 1,130 -7.31 0.1096
2024-11-13 2024-09-30 13F CATERPILLAR COM 149123101 3,115 407 15.03 1,218 35.03 0.1319
2024-07-30 2024-06-30 13F CATERPILLAR COM 149123101 2,708 -1,718 -38.82 902 -44.36 0.1097
2024-04-30 2024-03-31 13F CATERPILLAR COM 149123101 4,426 -1,211 -21.48 1,622 -2.70 0.2049
2024-02-12 2023-12-31 13F CATERPILLAR COM 149123101 5,637 815 16.90 1,667 26.60 0.2147
2023-11-14 2023-09-30 13F CATERPILLAR COM 149123101 4,822 2,954 158.14 1,316 186.71 0.2121
2023-07-20 2023-06-30 13F CATERPILLAR COM 149123101 1,868 63 3.49 460 11.14 0.0682
2023-05-01 2023-03-31 13F CATERPILLAR COM 149123101 1,805 69 3.97 413 -0.48 0.0762
2023-02-01 2022-12-31 13F CATERPILLAR Common Stock 149123101 1,736 287 19.81 416 74.37 0.0761
2022-11-09 2022-09-30 13F CATERPILLAR COM 149123101 1,449 1,449 238 0.0526
2020-04-15 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 0 -2,597 -100.00 0 -100.00
2020-01-21 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 2,597 2,597 384 0.2437
2019-10-10 2019-09-30 13F CATERPILLAR INC DEL COM COM 149123101 0 -345 -100.00 0 -100.00
2019-07-15 2019-06-30 13F CATERPILLAR INC DEL COM COM 149123101 345 0 0.00 47 0.00 0.0318
2019-04-08 2019-03-31 13F CATERPILLAR INC DEL COM COM 149123101 345 345 47 0.0293
2019-01-14 2018-12-31 13F CATERPILLAR INC DEL COM COM 149123101 0 -345 -100.00 0 -100.00
2018-10-18 2018-09-30 13F CATERPILLAR INC DEL COM COM 149123101 345 0 0.00 53 12.77 0.0261
2018-07-19 2018-06-30 13F CATERPILLAR INC DEL COM COM 149123101 345 0 0.00 47 -9.62 0.0351
2018-04-17 2018-03-31 13F CATERPILLAR INC DEL COM COM 149123101 345 0 0.00 52 -3.70 0.0384
2018-01-26 2017-12-31 13F CATERPILLAR INC DEL COM COM 149123101 345 0 0.00 54 25.58 0.0526
2017-11-03 2017-09-30 13F/A-1 Caterpillar COM 149123101 345 0 0.00 43 16.22 0.0479
2017-11-01 2017-09-30 13F Caterpillar COM 149123101 345 0 37
2017-11-01 2017-06-30 13F Caterpillar COM 149123101 345 0 0.00 37 15.63 0.0472
2017-11-02 2017-03-31 13F Caterpillar COM 149123101 345 0 0.00 32 3.23 0.0432
2017-11-03 2016-12-31 13F Caterpillar COM 149123101 345 345 31 0.0424
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.