Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionMackenzie Financial Corp
Latest Disclosed Ownership426,884 shares
Latest Disclosed Value $ 302,430,239
Mackenzie Financial Corp reports 23.55% increase in ownership of CAT / Caterpillar Inc.

On May 13, 2026 - Mackenzie Financial Corp filed a 13F-HR form disclosing ownership of 426,884 shares of Caterpillar Inc. (US:CAT) valued at $302,430,239 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 18, 2026 disclosing 345,505 shares of Caterpillar Inc.. This represents a change in shares of 23.55% during the quarter. The current value of the position is $395,371,423 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-13 2026-03-31 13F CATERPILLAR COM 149123101 426,884 81,379 23.55 302,430 51.90 0.3629
2026-02-18 2025-12-31 13F CATERPILLAR COM 149123101 345,505 35,457 11.44 199,099 34.58 0.2358
2025-11-13 2025-09-30 13F CATERPILLAR COM 149123101 310,048 141,692 84.16 147,939 126.36 0.1792
2025-08-13 2025-06-30 13F CATERPILLAR COM 149123101 168,356 -4,946 -2.85 65,357 14.35 0.0847
2025-05-07 2025-03-31 13F CATERPILLAR COM 149123101 173,302 2,491 1.46 57,155 -7.76 0.0813
2025-05-02 2024-12-31 13F/A-2 CATERPILLAR COM 149123101 170,811 22,457 15.14 61,963 6.79 0.0844
2025-02-20 2024-12-31 13F/A-1 CATERPILLAR COM 149123101 170,811 22,457 61,963 0.0805
2025-02-14 2024-12-31 13F Caterpillar Common Stock 149123101 170,811 22,457 60,807 0.0873
2024-11-13 2024-09-30 13F CATERPILLAR COM 149123101 148,354 -30,606 -17.10 58,024 -2.66 0.0807
2024-08-14 2024-06-30 13F CATERPILLAR COM 149123101 178,960 4,465 2.56 59,612 -6.77 0.0886
2024-05-10 2024-03-31 13F CATERPILLAR COM 149123101 174,495 -5,865 -3.25 63,940 19.90 0.0921
2024-01-30 2023-12-31 13F CATERPILLAR COM 149123101 180,360 -145,782 -44.70 53,327 -39.21 0.0804
2023-10-25 2023-09-30 13F CATERPILLAR COM 149123101 326,142 66,767 25.74 87,722 36.74 0.1475
2023-08-03 2023-06-30 13F CATERPILLAR COM 149123101 259,375 -152,821 -37.07 64,151 -31.99 0.0973
2023-04-24 2023-03-31 13F CATERPILLAR COM 149123101 412,196 -71,398 -14.76 94,327 -18.58 0.1457
2023-02-14 2022-12-31 13F CATERPILLAR COM 149123101 483,594 38,722 8.70 115,850 58.71 0.1935
2022-10-07 2022-09-30 13F Caterpillar Common Stock 149123101 444,872 -217,846 -32.87 72,995 -38.38 0.1255
2022-08-10 2022-06-30 13F CATERPILLAR COM 149123101 662,718 -17,937 -2.64 118,467 -21.89 0.1897
2022-05-13 2022-03-31 13F CATERPILLAR COM 149123101 680,655 -1,180 -0.17 151,664 7.59 0.2033
2022-02-14 2021-12-31 13F CATERPILLAR COM 149123101 681,835 18,903 2.85 140,963 10.77 0.1899
2021-11-08 2021-09-30 13F CATERPILLAR COM 149123101 662,932 78,754 13.48 127,263 0.10 0.1805
2021-08-11 2021-06-30 13F CATERPILLAR COM 149123101 584,178 -8,110 -1.37 127,135 -7.43 0.1768
2021-05-14 2021-03-31 13F CATERPILLAR COM 149123101 592,288 -127,119 -17.67 137,334 4.88 0.2093
2021-02-10 2020-12-31 13F CATERPILLAR COM 149123101 719,407 80,159 12.54 130,946 37.34 0.2828
2020-11-13 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 639,248 284,526 80.21 95,344 112.48 0.2368
2020-08-13 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 354,722 -154,196 -30.30 44,872 -24.02 0.1201
2020-05-14 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 508,918 -245,138 -32.51 59,055 -46.97 0.1899
2020-02-13 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 754,056 318,679 73.20 111,359 102.50 0.2739
2019-11-14 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 435,377 -138,025 -24.07 54,992 -29.63 0.1445
2019-08-23 2019-06-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 573,402 -13,785 -2.35 78,149 -1.77 0.2016
2019-08-14 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 573,402 -13,785 78,149
2019-05-15 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 587,187 427,402 267.49 79,558 291.83 0.1920
2019-02-06 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 159,785 156,742 5,150.90 20,304 4,275.86 0.0534
2018-11-15 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 3,043 126 4.32 464 17.17 0.0011
2018-08-13 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 2,917 767 35.67 396 24.92 0.0010
2018-05-14 2018-03-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 2,150 2,150 -26.29 317 -19.95 0.0008
2018-05-14 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 2,150 317
2017-05-25 2017-03-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 0 -6,012 -100.00 0 -100.00
2017-02-14 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 6,012 178 3.05 558 7.72 0.0033
2016-11-15 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 5,834 60 1.04 518 18.26 0.0032
2016-08-12 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 5,774 -33,974 -85.47 438 -85.60 0.0025
2016-05-12 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 39,748 5,398 15.71 3,042 30.33 0.0276
2016-02-12 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 34,350 4,296 14.29 2,334 18.84 0.0145
2015-11-13 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 30,054 -7,122 -19.16 1,964 -37.71 0.0119
2015-08-13 2015-06-30 13F CATERPILLAR INC DEL COM 149123101 37,176 3,715 11.10 3,153 17.74 0.0171
2015-05-13 2015-03-31 13F CATERPILLAR INC DEL COM 149123101 33,461 4,517 15.61 2,678 1.09 0.0141
2015-02-11 2014-12-31 13F CATERPILLAR INC DEL COM 149123101 28,944 6,772 30.54 2,649 20.63 0.0135
2014-11-12 2014-09-30 13F CATERPILLAR INC DEL COM 149123101 22,172 -34,095 -60.60 2,196 -64.09 0.0110
2014-08-11 2014-06-30 13F CATERPILLAR INC DEL COM 149123101 56,267 -7,738 -12.09 6,115 -3.85 0.0284
2014-05-14 2014-03-31 13F CATERPILLAR INC DEL COM 149123101 64,005 5,442 9.29 6,360 19.59 0.0312
2014-02-11 2013-12-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 58,563 -2,412 -3.96 5,318 4.58 0.0269
2014-02-03 2013-12-31 13F CATERPILLAR INC DEL COM 149123101 58,563 5,318
2013-11-12 2013-09-30 13F CATERPILLAR INC DEL COM 149123101 60,975 2,620 4.49 5,085 5.63 0.0257
2013-08-20 2013-06-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 58,355 58,355 4,814 0.0230
2013-08-09 2013-06-30 13F CATERPILLAR INC DEL COM 149123101 58,355 4,814 0.0230
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.