Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionNwam Llc
Latest Disclosed Ownership5,493 shares
Latest Disclosed Value $ 3,891,590
Nwam Llc reports 10.92% increase in ownership of CAT / Caterpillar Inc.

On May 4, 2026 - Nwam Llc filed a 13F-HR form disclosing ownership of 5,493 shares of Caterpillar Inc. (US:CAT) valued at $3,891,571 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 4, 2026 disclosing 4,952 shares of Caterpillar Inc.. This represents a change in shares of 10.92% during the quarter. The current value of the position is $5,087,507 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-04 2026-03-31 13F CATERPILLAR COM 149123101 5,493 541 10.92 3,892 28.54 0.2239
2026-02-04 2025-12-31 13F CATERPILLAR COM 149123101 4,952 43 0.88 3,028 20.93 0.1692
2026-02-04 2025-09-30 13F/A-1 CATERPILLAR COM 149123101 4,909 253 5.43 2,503 28.82 0.1358
2025-10-28 2025-09-30 13F CATERPILLAR COM 149123101 4,906 2,178 2,450 0.1723
2026-02-04 2025-06-30 13F/A-1 CATERPILLAR COM 149123101 4,656 -136 -2.84 1,943 22.97 0.1129
2025-08-07 2025-06-30 13F CATERPILLAR COM 149123101 2,728 -2,064 1,184 0.0964
2025-05-05 2025-03-31 13F CATERPILLAR COM 149123101 4,792 -12 -0.25 1,580 -9.30 0.1359
2025-02-05 2024-12-31 13F CATERPILLAR COM 149123101 4,804 2 0.04 1,743 -7.19 0.1077
2024-11-12 2024-09-30 13F CATERPILLAR COM 149123101 4,802 421 9.61 1,878 28.65 0.1145
2024-07-24 2024-06-30 13F CATERPILLAR COM 149123101 4,381 607 16.08 1,459 11.72 0.4288
2024-05-09 2024-03-31 13F CATERPILLAR COM 149123101 3,774 -451 -10.67 1,306 4.56 0.1055
2024-02-14 2023-12-31 13F CATERPILLAR COM 149123101 4,225 2,171 105.70 1,249 123.04 0.1004
2023-11-01 2023-09-30 13F CATERPILLAR COM 149123101 2,054 -1,612 -43.97 561 -37.92 0.0569
2023-08-10 2023-06-30 13F CATERPILLAR COM 149123101 3,666 1,443 64.91 902 77.56 0.0741
2023-05-12 2023-03-31 13F CATERPILLAR COM 149123101 2,223 -1,654 -42.66 509 -45.26 0.0516
2023-02-08 2022-12-31 13F CATERPILLAR COM 149123101 3,877 -167 -4.13 929 39.97 0.0823
2022-11-14 2022-09-30 13F CATERPILLAR COM 149123101 4,044 367 9.98 663 2.31 0.0633
2022-08-10 2022-06-30 13F CATERPILLAR COM 149123101 3,677 -159 -4.14 648 -24.21 0.0599
2022-05-12 2022-03-31 13F CATERPILLAR COM 149123101 3,836 -162 -4.05 855 3.51 0.0657
2022-02-10 2021-12-31 13F CATERPILLAR COM 149123101 3,998 -649 -13.97 826 -7.40 0.0653
2021-11-03 2021-09-30 13F CATERPILLAR COM 149123101 4,647 547 13.34 892 0.00 0.0809
2021-08-04 2021-06-30 13F CATERPILLAR COM 149123101 4,100 77 1.91 892 -4.39 0.0828
2021-04-23 2021-03-31 13F CATERPILLAR COM 149123101 4,023 44 1.11 933 28.87 0.0929
2021-01-22 2020-12-31 13F CATERPILLAR COM 149123101 3,979 3,979 -1.09 724 -22.40 0.0826
2020-10-16 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 0 -4,350 -100.00 0 -100.00
2020-07-21 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 4,350 1,060 32.22 550 43.98 0.0770
2020-04-16 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 3,290 -1,441 -30.46 382 -45.35 0.0103
2020-01-23 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 4,731 -2,184 -31.58 699 -19.93 0.1209
2019-10-15 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 6,915 3,715 116.09 873 100.23 0.1634
2019-07-18 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 3,200 947 42.03 436 42.95 0.0868
2019-04-17 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 2,253 2,253 -29.59 305 -30.05 0.0658
2019-01-30 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 0 -1,332 -100.00 0 -100.00
2018-10-09 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 1,332 1,332 203 0.0456
2018-04-16 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 0 -1,669 -100.00 0 -100.00
2018-02-07 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 1,669 -134 -7.43 263 16.89 0.0666
2017-11-01 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 1,803 1,803 225 0.0585
2016-09-08 2014-12-31 13F CATERPILLAR INC DEL COM 149123101 0 -3,312 -100.00 0 -100.00
2016-09-08 2014-09-30 13F CATERPILLAR INC DEL COM 149123101 3,312 21 0.64 328 -8.38 0.1168
2016-09-08 2014-06-30 13F CATERPILLAR INC DEL COM 149123101 3,291 3,291 -0.63 358 9.15 0.1114
2016-09-08 2013-03-31 13F CATERPILLAR INC DEL COM 149123101 0 -6,912 -100.00 0 -100.00
2016-09-08 2012-12-31 13F CATERPILLAR INC DEL COM 149123101 6,912 -287 -3.99 619 0.00 0.2617
2016-09-08 2012-09-30 13F CATERPILLAR INC DEL COM 149123101 7,199 -85 -1.17 619 0.16 0.2600
2016-09-08 2012-06-30 13F CATERPILLAR INC DEL COM 149123101 7,284 7,284 618 0.2862
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.