Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionOppenheimer & Co Inc
Latest Disclosed Ownership71,566 shares
Latest Disclosed Value $ 50,701,648
Oppenheimer & Co Inc reports 1.47% increase in ownership of CAT / Caterpillar Inc.

On April 23, 2026 - Oppenheimer & Co Inc filed a 13F-HR form disclosing ownership of 71,566 shares of Caterpillar Inc. (US:CAT) valued at $50,701,648 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 2, 2026 disclosing 70,526 shares of Caterpillar Inc.. This represents a change in shares of 1.47% during the quarter. The current value of the position is $66,282,998 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-23 2026-03-31 13F CATERPILLAR COM 149123101 71,566 1,040 1.47 50,702 25.49 0.6175
2026-02-02 2025-12-31 13F CATERPILLAR COM 149123101 70,526 5,771 8.91 40,402 30.76 0.5737
2025-11-06 2025-09-30 13F CATERPILLAR COM 149123101 64,755 5,253 8.83 30,898 33.76 0.3769
2025-07-31 2025-06-30 13F CATERPILLAR COM 149123101 59,502 826 1.41 23,099 19.37 0.3055
2025-04-23 2025-03-31 13F CATERPILLAR COM 149123101 58,676 3,552 6.44 19,351 -3.23 0.2922
2025-02-05 2024-12-31 13F CATERPILLAR COM 149123101 55,124 -6,074 -9.93 19,997 -16.46 0.2984
2024-11-05 2024-09-30 13F CATERPILLAR COM 149123101 61,198 -5,373 -8.07 23,936 7.94 0.3650
2024-08-08 2024-06-30 13F CATERPILLAR COM 149123101 66,571 5,517 9.04 22,175 -0.89 0.3520
2024-05-07 2024-03-31 13F CATERPILLAR COM 149123101 61,054 -6,336 -9.40 22,372 12.28 0.3710
2024-02-13 2023-12-31 13F CATERPILLAR COM 149123101 67,390 -807 -1.18 19,925 7.03 0.3662
2023-11-08 2023-09-30 13F CATERPILLAR COM 149123101 68,197 -6,483 -8.68 18,618 1.32 0.3843
2023-08-03 2023-06-30 13F CATERPILLAR COM 149123101 74,680 4,251 6.04 18,375 14.02 0.3676
2023-05-10 2023-03-31 13F CATERPILLAR COM 149123101 70,429 4,225 6.38 16,117 1.62 0.3418
2023-02-08 2022-12-31 13F CATERPILLAR COM 149123101 66,204 -3,338 -4.80 15,860 38.99 0.3610
2022-11-14 2022-09-30 13F CATERPILLAR COM 149123101 69,542 22,523 47.90 11,410 35.75 0.2669
2022-08-08 2022-06-30 13F CATERPILLAR COM 149123101 47,019 -4,912 -9.46 8,405 -27.36 0.1809
2022-05-12 2022-03-31 13F CATERPILLAR COM 149123101 51,931 1,088 2.14 11,571 10.08 0.2086
2022-02-02 2021-12-31 13F CATERPILLAR COM 149123101 50,843 698 1.39 10,511 9.19 0.1838
2021-11-12 2021-09-30 13F CATERPILLAR COM 149123101 50,145 6,642 15.27 9,626 1.68 0.1802
2021-08-03 2021-06-30 13F CATERPILLAR COM 149123101 43,503 5,025 13.06 9,467 6.10 0.1697
2021-05-10 2021-03-31 13F CATERPILLAR COM 149123101 38,478 -7,948 -17.12 8,923 5.60 0.1781
2021-02-11 2020-12-31 13F CATERPILLAR COM 149123101 46,426 6,433 16.09 8,450 41.68 0.1783
2020-11-13 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 39,993 10,105 33.81 5,964 57.74 0.1492
2020-08-11 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 29,888 -4,106 -12.08 3,781 -4.16 0.0978
2020-05-08 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 33,994 -1,173 -3.34 3,945 -24.03 0.1198
2020-02-07 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 35,167 1,468 4.36 5,193 21.99 0.1286
2019-10-31 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 33,699 -8,351 -19.86 4,257 -25.72 0.1160
2019-08-09 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 42,050 1,490 3.67 5,731 4.29 0.1557
2019-04-24 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 40,560 174 0.43 5,495 7.05 0.1468
2019-01-29 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 40,386 3,926 10.77 5,133 -7.66 0.1605
2018-10-26 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 36,460 -22,967 -38.65 5,559 -31.05 0.1415
2018-08-10 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 59,427 -18,163 -23.41 8,062 -29.50 0.2188
2018-05-01 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 77,590 19,428 33.40 11,435 24.77 0.2937
2018-02-07 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 58,162 487 0.84 9,165 27.40 0.2359
2017-11-09 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 57,675 -4,949 -7.90 7,194 6.89 0.1926
2017-08-09 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 62,624 -1,639 -2.55 6,730 12.90 0.1855
2017-05-15 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 64,263 1,777 2.84 5,961 2.86 0.1687
2017-02-01 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 62,486 1,970 3.26 5,795 7.85 0.1687
2016-11-07 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 60,516 -4,292 -6.62 5,373 9.36 0.1566
2016-08-08 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 64,808 -1,039 -1.58 4,913 -2.52 0.1465
2016-04-26 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 65,847 -35,798 -35.22 5,040 -27.04 0.1530
2016-02-03 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 101,645 -9,669 -8.69 6,908 -5.06 0.2055
2015-11-13 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 111,314 -2,978 -2.61 7,276 -24.94 0.2210
2015-08-12 2015-06-30 13F CATERPILLAR INC DEL COM 149123101 114,292 14,865 14.95 9,694 21.85 0.2697
2015-05-08 2015-03-31 13F CATERPILLAR INC DEL COM 149123101 99,427 806 0.82 7,956 -11.86 0.2166
2015-02-10 2014-12-31 13F CATERPILLAR INC DEL COM 149123101 98,621 -8,696 -8.10 9,027 -15.06 0.2592
2014-11-12 2014-09-30 13F CATERPILLAR INC DEL COM 149123101 107,317 -6,687 -5.87 10,627 -14.22 0.3161
2014-08-14 2014-06-30 13F CATERPILLAR INC DEL COM 149123101 114,004 -9,804 -7.92 12,389 0.71 0.3728
2014-05-09 2014-03-31 13F CATERPILLAR INC DEL COM 149123101 123,808 11,953 10.69 12,302 21.12 0.3688
2014-02-12 2013-12-31 13F CATERPILLAR INC DEL COM 149123101 111,855 11,230 11.16 10,157 21.03 0.3249
2013-11-01 2013-09-30 13F CATERPILLAR INC DEL COM 149123101 100,625 12,140 13.72 8,392 14.97 0.2950
2013-08-14 2013-06-30 13F CATERPILLAR INC DEL COM 149123101 88,485 88,485 7,299 0.2822
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.