Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionPFG Advisors
Latest Disclosed Ownership12,013 shares
Latest Disclosed Value $ 8,510,424
PFG Advisors reports 2.82% increase in ownership of CAT / Caterpillar Inc.

On May 5, 2026 - PFG Advisors filed a 13F-HR form disclosing ownership of 12,013 shares of Caterpillar Inc. (US:CAT) valued at $8,510,730 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 27, 2026 disclosing 11,684 shares of Caterpillar Inc.. This represents a change in shares of 2.82% during the quarter. The current value of the position is $11,126,200 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-05 2026-03-31 13F CATERPILLAR COM 149123101 12,013 329 2.82 8,510 27.15 0.4143
2026-01-27 2025-12-31 13F CATERPILLAR COM 149123101 11,684 -6,194 -34.65 6,694 -21.54 0.3249
2025-11-13 2025-09-30 13F CATERPILLAR COM 149123101 17,878 489 2.81 8,530 26.37 0.3494
2025-08-07 2025-06-30 13F CATERPILLAR COM 149123101 17,389 2,262 14.95 6,750 35.32 0.3118
2025-05-06 2025-03-31 13F CATERPILLAR COM 149123101 15,127 5,891 63.78 4,989 48.90 0.2788
2025-02-07 2024-12-31 13F CATERPILLAR COM 149123101 9,236 -646 -6.54 3,351 -13.32 0.2052
2024-10-15 2024-09-30 13F CATERPILLAR COM 149123101 9,882 -741 -6.98 3,865 9.24 0.2438
2024-08-08 2024-06-30 13F CATERPILLAR COM 149123101 10,623 199 1.91 3,538 -7.36 0.2392
2024-05-07 2024-03-31 13F CATERPILLAR COM 149123101 10,424 86 0.83 3,820 24.97 0.2791
2024-01-19 2023-12-31 13F CATERPILLAR COM 149123101 10,338 -124 -1.19 3,057 7.00 0.2468
2023-10-13 2023-09-30 13F CATERPILLAR COM 149123101 10,462 -1,481 -12.40 2,856 -2.79 0.2565
2023-07-20 2023-06-30 13F CATERPILLAR COM 149123101 11,943 212 1.81 2,939 9.46 0.2238
2023-04-21 2023-03-31 13F CATERPILLAR COM 149123101 11,731 954 8.85 2,685 3.99 0.2246
2023-01-30 2022-12-31 13F CATERPILLAR COM 149123101 10,777 191 1.80 2,582 48.59 0.2529
2022-10-14 2022-09-30 13F CATERPILLAR COM 149123101 10,586 112 1.07 1,737 -7.21 0.1985
2022-07-13 2022-06-30 13F CATERPILLAR COM 149123101 10,474 143 1.38 1,872 -18.68 0.2118
2022-04-19 2022-03-31 13F CATERPILLAR COM 149123101 10,331 234 2.32 2,302 10.25 0.2298
2022-01-21 2021-12-31 13F CATERPILLAR COM 149123101 10,097 1,047 11.57 2,088 20.21 0.2056
2021-11-05 2021-09-30 13F CATERPILLAR COM 149123101 9,050 4,918 119.02 1,737 93.21 0.1921
2021-07-28 2021-06-30 13F CATERPILLAR COM 149123101 4,132 183 4.63 899 -1.86 0.1028
2021-04-27 2021-03-31 13F CATERPILLAR COM 149123101 3,949 -1,388 -26.01 916 -5.66 0.1174
2021-01-26 2020-12-31 13F CATERPILLAR COM 149123101 5,337 84 1.60 971 19.29 0.1644
2020-10-13 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 5,253 143 2.80 814 24.46 0.1563
2020-07-16 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 5,110 555 12.18 654 25.29 0.1474
2020-04-29 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 4,555 2,247 97.36 522 53.08 0.1405
2020-01-14 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 2,308 276 13.58 341 40.33 0.0837
2019-10-15 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 2,032 -194 -8.72 243 -17.91 0.0671
2019-08-05 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 2,226 -1,452 -39.48 296 -39.34 0.0804
2019-02-19 2018-12-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 3,678 3,678 488 0.1530
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.