Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionProbity Advisors, Inc.
Latest Disclosed Ownership2,875 shares
Latest Disclosed Value $ 2,036,826
Probity Advisors, Inc. reports 2.58% decrease in ownership of CAT / Caterpillar Inc.

On April 28, 2026 - Probity Advisors, Inc. filed a 13F-HR form disclosing ownership of 2,875 shares of Caterpillar Inc. (US:CAT) valued at $2,036,822 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 27, 2026 disclosing 2,951 shares of Caterpillar Inc.. This represents a change in shares of -2.58% during the quarter. The current value of the position is $2,662,768 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-28 2026-03-31 13F CATERPILLAR COM 149123101 2,875 -76 -2.58 2,037 20.47 0.3227
2026-01-27 2025-12-31 13F CATERPILLAR COM 149123101 2,951 102 3.58 1,691 24.36 0.2707
2025-10-30 2025-09-30 13F CATERPILLAR COM 149123101 2,849 -145 -4.84 1,359 16.95 0.2204
2025-07-30 2025-06-30 13F CATERPILLAR COM 149123101 2,994 -521 -14.82 1,162 0.26 0.2041
2025-05-09 2025-03-31 13F CATERPILLAR COM 149123101 3,515 -164 -4.46 1,159 -13.12 0.2226
2025-03-05 2024-12-31 13F CATERPILLAR COM 149123101 3,679 -491 -11.77 1,335 -18.21 0.2569
2024-10-16 2024-09-30 13F CATERPILLAR COM 149123101 4,170 -310 -6.92 1,631 9.32 0.3123
2024-08-14 2024-06-30 13F CATERPILLAR COM 149123101 4,480 -566 -11.22 1,492 -19.31 0.3092
2024-05-03 2024-03-31 13F CATERPILLAR COM 149123101 5,046 -300 -5.61 1,849 17.03 0.3824
2024-02-12 2023-12-31 13F CATERPILLAR COM 149123101 5,346 -1,029 -16.14 1,581 -9.20 0.3444
2023-11-14 2023-09-30 13F CATERPILLAR COM 149123101 6,375 -684 -9.69 1,741 0.23 0.4013
2023-08-10 2023-06-30 13F CATERPILLAR COM 149123101 7,059 -34 -0.48 1,737 2.18 0.3792
2023-02-15 2022-12-31 13F CATERPILLAR COM 149123101 7,093 -297 -4.02 1,699 40.07 0.3849
2022-11-14 2022-09-30 13F CATERPILLAR COM 149123101 7,390 -491 -6.23 1,213 -13.91 0.3011
2022-08-12 2022-06-30 13F CATERPILLAR COM 149123101 7,881 98 1.26 1,409 -18.74 0.3263
2022-05-10 2022-03-31 13F CATERPILLAR COM 149123101 7,783 -339 -4.17 1,734 3.28 0.3578
2022-02-10 2021-12-31 13F CATERPILLAR COM 149123101 8,122 -332 -3.93 1,679 3.45 0.3321
2021-10-08 2021-09-30 13F CATERPILLAR COM 149123101 8,454 589 7.49 1,623 -5.20 0.3353
2021-08-06 2021-06-30 13F CATERPILLAR COM 149123101 7,865 -330 -4.03 1,712 -9.89 0.3605
2021-04-28 2021-03-31 13F CATERPILLAR COM 149123101 8,195 -72 -0.87 1,900 54.10 0.4243
2020-11-09 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 8,267 410 5.22 1,233 24.04 0.3488
2020-08-03 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 7,857 1,677 27.14 994 38.63 0.3080
2020-05-15 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 6,180 909 17.25 717 -7.84 0.2634
2020-02-13 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 5,271 228 4.52 778 22.14 0.2351
2019-11-14 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 5,043 693 15.93 637 7.42 0.2067
2019-08-08 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 4,350 557 14.68 593 15.37 0.1969
2019-04-29 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 3,793 764 25.22 514 33.51 0.1767
2019-02-12 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 3,029 3,029 385 0.1429
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.