Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionRetirement Planning Group
Latest Disclosed Ownership2,540 shares
Latest Disclosed Value $ 1,799,486
Retirement Planning Group reports 11.26% increase in ownership of CAT / Caterpillar Inc.

On May 4, 2026 - Retirement Planning Group filed a 13F-HR form disclosing ownership of 2,540 shares of Caterpillar Inc. (US:CAT) valued at $1,799,488 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 3, 2026 disclosing 2,283 shares of Caterpillar Inc.. This represents a change in shares of 11.26% during the quarter. The current value of the position is $2,352,497 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-04 2026-03-31 13F CATERPILLAR COM 149123101 2,540 257 11.26 1,799 37.54 0.0558
2026-02-03 2025-12-31 13F CATERPILLAR COM 149123101 2,283 66 2.98 1,308 23.75 0.0430
2025-10-27 2025-09-30 13F CATERPILLAR COM 149123101 2,217 796 56.02 1,058 91.83 0.0367
2025-07-30 2025-06-30 13F CATERPILLAR COM 149123101 1,421 15 1.07 551 19.01 0.0235
2025-04-10 2025-03-31 13F CATERPILLAR COM 149123101 1,406 -174 -11.01 464 -19.06 0.0218
2025-02-18 2024-12-31 13F CATERPILLAR COM 149123101 1,580 347 28.14 573 18.67 0.0288
2024-10-10 2024-09-30 13F CATERPILLAR COM 149123101 1,233 130 11.79 482 31.34 0.0263
2024-07-12 2024-06-30 13F CATERPILLAR COM 149123101 1,103 -278 -20.13 367 -27.47 0.0234
2024-04-12 2024-03-31 13F CATERPILLAR COM 149123101 1,381 0 0.00 506 24.02 0.0388
2024-01-16 2023-12-31 13F CATERPILLAR COM 149123101 1,381 389 39.21 408 51.11 0.0366
2023-10-25 2023-09-30 13F CATERPILLAR COM 149123101 992 0 0.00 271 10.66 0.0288
2023-07-24 2023-06-30 13F CATERPILLAR COM 149123101 992 0 0.00 244 7.49 0.0244
2023-04-20 2023-03-31 13F CATERPILLAR COM 149123101 992 0 0.00 227 -4.22 0.0242
2023-01-19 2022-12-31 13F CATERPILLAR COM 149123101 992 992 238 0.0271
2022-07-13 2022-06-30 13F CATERPILLAR COM 149123101 0 -992 -100.00 0 -100.00
2022-04-19 2022-03-31 13F CATERPILLAR COM 149123101 992 0 0.00 221 7.80 0.0242
2022-01-20 2021-12-31 13F CATERPILLAR COM 149123101 992 992 205 0.0198
2016-05-16 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 0 0 0 0.0000
2016-02-08 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 0 0 0 0.0000
2015-11-12 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 0 -2,739 -100.00 0 -100.00
2015-08-07 2015-06-30 13F CATERPILLAR INC DEL COM 149123101 2,739 -531 -16.24 232 -11.45 0.0949
2015-05-13 2015-03-31 13F CATERPILLAR INC DEL COM 149123101 3,270 -944 -22.40 262 -32.12 0.1044
2015-02-24 2014-12-31 13F CATERPILLAR INC DEL COM 149123101 4,214 4 0.10 386 -7.43 0.1190
2014-10-21 2014-09-30 13F Caterpillar COM 149123101 4,210 -204 -4.62 417 -13.12 0.1300
2014-07-30 2014-06-30 13F Caterpillar COM 149123101 4,414 4 0.09 480 9.59 0.1453
2014-07-30 2014-03-31 13F Caterpillar COM 149123101 4,410 4 0.09 438 9.50 0.1414
2014-01-30 2013-12-31 13F Caterpillar COM 149123101 4,406 -121 -2.67 400 5.82 0.1422
2013-10-25 2013-09-30 13F Caterpillar COM 149123101 4,527 6 0.13 378 1.34 0.1371
2013-08-28 2013-06-30 13F Caterpillar COM 149123101 4,521 4,521 373 0.1534
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.