Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionSegment Wealth Management, LLC
Latest Disclosed Ownership41,290 shares
Latest Disclosed Value $ 29,252,168
Segment Wealth Management, LLC reports 2.08% decrease in ownership of CAT / Caterpillar Inc.

On April 20, 2026 - Segment Wealth Management, LLC filed a 13F-HR form disclosing ownership of 41,290 shares of Caterpillar Inc. (US:CAT) valued at $29,252,313 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 29, 2026 disclosing 42,166 shares of Caterpillar Inc.. This represents a change in shares of -2.08% during the quarter. The current value of the position is $38,241,972 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-20 2026-03-31 13F CATERPILLAR COM 149123101 41,290 -876 -2.08 29,252 21.10 1.7163
2026-01-29 2025-12-31 13F CATERPILLAR COM 149123101 42,166 -200 -0.47 24,156 19.50 1.4009
2025-10-20 2025-09-30 13F CATERPILLAR COM 149123101 42,366 -83 -0.20 20,215 22.67 1.2115
2025-07-21 2025-06-30 13F CATERPILLAR COM 149123101 42,449 506 1.21 16,479 19.14 1.0459
2025-04-22 2025-03-31 13F CATERPILLAR COM 149123101 41,943 1,227 3.01 13,833 -6.35 0.9358
2025-01-17 2024-12-31 13F CATERPILLAR COM 149123101 40,716 64 0.16 14,770 -7.10 1.0068
2024-10-22 2024-09-30 13F CATERPILLAR COM 149123101 40,652 685 1.71 15,900 19.43 1.0926
2024-07-23 2024-06-30 13F CATERPILLAR COM 149123101 39,967 3,442 9.42 13,313 -0.53 0.9822
2024-04-24 2024-03-31 13F CATERPILLAR COM 149123101 36,525 34,345 1,575.46 13,384 1,978.11 1.0170
2024-01-26 2023-12-31 13F CATERPILLAR COM 149123101 2,180 1 0.05 645 8.42 0.0569
2023-10-25 2023-09-30 13F CATERPILLAR COM 149123101 2,179 1 0.05 595 11.03 0.0605
2023-08-22 2023-06-30 13F/A-1 CATERPILLAR COM 149123101 2,178 2 0.09 536 7.43 0.0551
2023-07-21 2023-06-30 13F CATERPILLAR COM 149123101 2,178 2 536 0.0556
2023-04-20 2023-03-31 13F CATERPILLAR COM 149123101 2,176 -649 -22.97 498 -26.33 0.0563
2023-01-13 2022-12-31 13F CATERPILLAR COM 149123101 2,825 -319 -10.15 677 31.01 0.0784
2022-10-24 2022-09-30 13F CATERPILLAR COM 149123101 3,144 1 0.03 516 -8.19 0.0644
2022-07-20 2022-06-30 13F CATERPILLAR COM 149123101 3,143 -8,516 -73.04 562 -78.37 0.0713
2022-04-25 2022-03-31 13F CATERPILLAR COM 149123101 11,659 -248 -2.08 2,598 5.52 0.2677
2022-01-24 2021-12-31 13F CATERPILLAR COM 149123101 11,907 -64 -0.53 2,462 7.14 0.2582
2021-10-19 2021-09-30 13F CATERPILLAR COM 149123101 11,971 -499 -4.00 2,298 -15.33 0.2727
2021-07-20 2021-06-30 13F CATERPILLAR COM 149123101 12,470 0 0.00 2,714 -6.12 0.3221
2021-05-10 2021-03-31 13F CATERPILLAR COM 149123101 12,470 40 0.32 2,891 27.75 0.3834
2021-01-27 2020-12-31 13F CATERPILLAR COM 149123101 12,430 1 0.01 2,263 22.06 0.3267
2020-10-27 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 12,429 -199 -1.58 1,854 16.09 0.3011
2020-07-15 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 12,628 1 0.01 1,597 9.01 0.2953
2020-04-24 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 12,627 -54 -0.43 1,465 -21.78 0.3264
2020-01-23 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 12,681 156 1.25 1,873 18.39 0.3163
2019-10-22 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 12,525 1 0.01 1,582 -7.32 0.3095
2019-07-29 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 12,524 1 0.01 1,707 0.59 0.3472
2019-04-30 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 12,523 0 0.00 1,697 6.66 0.3595
2019-01-31 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 12,523 -351 -2.73 1,591 -18.95 0.4014
2018-11-07 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 12,874 -196 -1.50 1,963 10.65 0.4277
2018-07-17 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 13,070 -18 -0.14 1,774 -8.04 0.4184
2018-04-27 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 13,088 -1,449 -9.97 1,929 -15.80 0.4797
2018-01-22 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 14,537 2,253 18.34 2,291 49.54 0.5538
2017-10-26 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 12,284 2,003 19.48 1,532 38.64 0.4064
2017-08-11 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 10,281 -696 -6.34 1,105 8.55 0.3043
2017-05-08 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 10,977 3 0.03 1,018 0.00 1.0128
2017-02-06 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 10,974 3 0.03 1,018 4.52 0.3735
2016-10-26 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 10,971 -29,949 -73.19 974 -68.60 0.3834
2016-08-09 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 40,920 -4,503 -9.91 3,102 -10.79 1.2804
2016-05-11 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 45,423 4,407 10.74 3,477 24.76 1.2981
2016-02-08 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 41,016 -3,006 -6.83 2,787 -3.13 1.0566
2015-10-23 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 44,022 4,418 11.16 2,877 -14.35 1.0998
2015-07-21 2015-06-30 13F CATERPILLAR INC DEL COM 149123101 39,604 74 0.19 3,359 6.16 1.1663
2015-04-28 2015-03-31 13F CATERPILLAR INC DEL COM 149123101 39,530 39,530 -0.19 3,164 -5.81 1.0570
2015-01-28 2014-12-31 13F CATERPILLAR INC DEL COM 149123101 0 -33,842 -100.00 0 -100.00
2014-10-28 2014-09-30 13F CATERPILLAR INC DEL COM 149123101 33,842 993 3.02 3,351 -6.13 1.2802
2014-07-28 2014-06-30 13F CATERPILLAR INC DEL COM 149123101 32,849 924 2.89 3,570 12.55 1.3821
2014-04-25 2014-03-31 13F CATERPILLAR INC DEL COM 149123101 31,925 2,207 7.43 3,172 17.53 1.4748
2014-01-17 2013-12-31 13F CATERPILLAR INC DEL COM 149123101 29,718 982 3.42 2,699 12.60 1.3312
2013-10-17 2013-09-30 13F CATERPILLAR INC DEL COM 149123101 28,736 15,311 114.05 2,397 116.53 1.3050
2013-07-31 2013-06-30 13F CATERPILLAR INC DEL COM 149123101 13,425 13,425 1,107 0.6623
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.