Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionWealthfront Inc
Latest Disclosed Ownership22,155 shares
Latest Disclosed Value $ 3,378,000
Wealthfront Inc reports 11.72% decrease in ownership of CAT / Caterpillar Inc.

On April 30, 2019 - Wealthfront Inc filed a 13F-HR/A form disclosing ownership of 22,155 shares of Caterpillar Inc. (US:CAT) valued at $3,378,416 USD as of September 30, 2018. The entity filed a previous 13F-HR/A on April 30, 2019 disclosing 25,095 shares of Caterpillar Inc.. This represents a change in shares of -11.72% during the quarter. The current value of the position is $20,832,125 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2019-04-30 2018-09-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 22,155 -2,940 -11.72 3,378 -0.79 0.0326
2018-11-13 2018-09-30 13F CATERPILLAR INC DEL COM COM 149123101 22,155 -2,940 3,378
2019-04-30 2018-06-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 25,095 -6,093 -19.54 3,405 -25.91 0.0348
2018-08-10 2018-06-30 13F CATERPILLAR INC DEL COM COM 149123101 25,095 -6,093 3,405
2019-04-30 2018-03-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 31,188 1,384 4.64 4,596 -2.15 0.0466
2018-05-07 2018-03-31 13F CATERPILLAR INC DEL COM COM 149123101 31,188 1,384 4,596
2019-04-30 2017-12-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 29,804 2,371 8.64 4,697 37.30 0.0522
2018-02-09 2017-12-31 13F CATERPILLAR INC DEL COM COM 149123101 29,804 2,371 4,697
2019-04-30 2017-09-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 27,433 3,612 15.16 3,421 33.63 0.0442
2017-11-14 2017-09-30 13F CATERPILLAR INC DEL COM COM 149123101 27,433 3,612 3,421
2019-05-02 2017-06-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 23,821 6,253 35.59 2,560 57.06 0.0384
2017-08-11 2017-06-30 13F CATERPILLAR COM 149123101 23,821 6,253 2,560
2019-05-02 2017-03-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 17,568 2,228 14.52 1,630 14.55 0.0290
2017-05-15 2017-03-31 13F CATERPILLAR COM 149123101 17,568 2,228 1,630
2019-04-30 2016-12-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 15,340 1,991 14.91 1,423 20.08 0.0313
2017-03-13 2016-12-31 13F CATERPILLAR COM 149123101 15,340 1,991 1,423
2019-04-30 2016-09-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 13,349 2,207 19.81 1,185 40.24 0.0281
2016-11-14 2016-09-30 13F CATERPILLAR COM 149123101 13,349 2,207 1,185
2019-04-30 2016-06-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 11,142 2,426 27.83 845 26.69 0.0233
2016-08-16 2016-06-30 13F CATERPILLAR COM 149123101 11,142 2,426 845
2016-05-18 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 8,716 -896 -9.32 667 2.14 0.0211
2016-02-17 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 9,612 5,541 136.11 653 145.49 0.0235
2015-11-18 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 4,071 -5,104 -55.63 266 -65.81 0.0106
2015-08-18 2015-06-30 13F CATERPILLAR COM 149123101 9,175 5,996 188.61 778 206.30 0.0320
2015-05-14 2015-03-31 13F CATERPILLAR COM 149123101 3,179 1,097 52.69 254 32.98 0.0122
2015-02-17 2014-12-31 13F CATERPILLAR COM 149123101 2,082 -946 -31.24 191 -36.33 0.0112
2014-11-14 2014-09-30 13F CATERPILLAR Common 149123101 3,028 139 4.81 300 -6.54 0.0208
2014-07-24 2014-06-30 13F CATERPILLAR Common 149123101 2,889 835 40.65 321 56.59 0.0278
2014-05-29 2014-03-31 13F CATERPILLAR Common 149123101 2,054 2,054 205 0.0278
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.