Capital One Financial Corporation
US ˙ NYSE ˙ US14040H1059

SecurityCOF / Capital One Financial Corporation
InstitutionAE Wealth Management LLC
Latest Disclosed Ownership8,535 shares
Latest Disclosed Value $ 1,557,212
AE Wealth Management LLC reports 9.44% increase in ownership of COF / Capital One Financial Corporation

On May 13, 2026 - AE Wealth Management LLC filed a 13F-HR form disclosing ownership of 8,535 shares of Capital One Financial Corporation (US:COF) valued at $1,557,040 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 26, 2026 disclosing 7,799 shares of Capital One Financial Corporation. This represents a change in shares of 9.44% during the quarter. The current value of the position is $1,515,987 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-13 2026-03-31 13F CAPITAL ONE FINL COM 14040H105 8,535 736 9.44 1,557 -17.62 0.0084
2026-01-26 2025-12-31 13F CAPITAL ONE FINL COM 14040H105 7,799 684 9.61 1,890 25.00 0.0108
2025-11-03 2025-09-30 13F CAPITAL ONE FINL COM 14040H105 7,115 428 6.40 1,513 6.33 0.0096
2025-08-06 2025-06-30 13F CAPITAL ONE FINL COM 14040H105 6,687 4,664 230.55 1,423 292.82 0.0104
2025-05-06 2025-03-31 13F CAPITAL ONE FINL COM 14040H105 2,023 -16,408 -89.02 363 -88.98 0.0031
2025-02-13 2024-12-31 13F CAPITAL ONE FINL COM 14040H105 18,431 287 1.58 3,287 20.99 0.0279
2024-11-14 2024-09-30 13F CAPITAL ONE FINL COM 14040H105 18,144 -1,006 -5.25 2,717 2.45 0.0246
2024-08-12 2024-06-30 13F CAPITAL ONE FINL COM 14040H105 19,150 1,899 11.01 2,651 3.23 0.0265
2024-05-15 2024-03-31 13F CAPITAL ONE FINL COM 14040H105 17,251 6,322 57.85 2,569 69.39 0.0290
2024-02-14 2023-12-31 13F CAPITAL ONE FINL COM 14040H105 10,929 -23,190 -67.97 1,516 -54.21 0.0077
2023-10-11 2023-09-30 13F CAPITAL ONE FINL COM 14040H105 34,119 1,450 4.44 3,311 -7.33 0.0198
2023-07-10 2023-06-30 13F CAPITAL ONE FINL COM 14040H105 32,669 -3,163 -8.83 3,573 3.72 0.0215
2023-04-14 2023-03-31 13F CAPITAL ONE FINL COM 14040H105 35,832 5,480 18.05 3,446 22.12 0.0222
2023-01-31 2022-12-31 13F CAPITAL ONE FINL COM 14040H105 30,352 610 2.05 2,822 2.92 0.0204
2022-10-25 2022-09-30 13F CAPITAL ONE FINL COM 14040H105 29,742 3,227 12.17 2,741 -0.80 0.0217
2022-08-03 2022-06-30 13F CAPITAL ONE FINL COM 14040H105 26,515 3,311 14.27 2,763 -9.29 0.0221
2022-04-18 2022-03-31 13F CAPITAL ONE FINL COM 14040H105 23,204 -1,018 -4.20 3,046 -13.32 0.0209
2022-01-20 2021-12-31 13F CAPITAL ONE FINL COM 14040H105 24,222 820 3.50 3,514 -7.28 0.0245
2021-11-01 2021-09-30 13F CAPITAL ONE FINL COM 14040H105 23,402 23 0.10 3,790 4.78 0.0312
2021-07-21 2021-06-30 13F CAPITAL ONE FINL COM 14040H105 23,379 -13,688 -36.93 3,617 -23.30 0.0316
2021-04-27 2021-03-31 13F CAPITAL ONE FINL COM 14040H105 37,067 -18,589 -33.40 4,716 -14.29 0.0476
2021-02-01 2020-12-31 13F CAPITAL ONE FINL COM 14040H105 55,656 6,348 12.87 5,502 55.29 0.0624
2020-11-06 2020-09-30 13F CAPITAL ONE FINL COM 14040H105 49,308 21,811 79.32 3,543 105.87 0.0506
2020-08-05 2020-06-30 13F CAPITAL ONE FINL COM 14040H105 27,497 -1,242 -4.32 1,721 18.77 0.0266
2020-05-07 2020-03-31 13F CAPITAL ONE FINL COM 14040H105 28,739 8,929 45.07 1,449 -28.94 0.0333
2020-01-15 2019-12-31 13F CAPITAL ONE FINL COM 14040H105 19,810 2,648 15.43 2,039 30.62 0.0442
2019-11-05 2019-09-30 13F CAPITAL ONE FINL COM 14040H105 17,162 -231 -1.33 1,561 -1.08 0.0451
2019-07-22 2019-06-30 13F CAPITAL ONE FINL COM 14040H105 17,393 13,965 407.38 1,578 463.57 0.0474
2019-05-14 2019-03-31 13F CAPITAL ONE FINL COM 14040H105 3,428 3,428 280 0.0195
2019-02-14 2018-12-31 13F CAPITAL ONE FINL COM 14040H105 0 -3,158 -100.00 0 -100.00
2018-11-13 2018-09-30 13F CAPITAL ONE FINL COM 14040H105 3,158 -459 -12.69 300 -9.64 0.0165
2018-08-14 2018-06-30 13F CAPITAL ONE FINL COM 14040H105 3,617 712 24.51 332 19.42 0.0226
2018-05-14 2018-03-31 13F CAPITAL ONE FINL COM 14040H105 2,905 17 0.59 278 -3.47 0.0215
2018-02-06 2017-12-31 13F CAPITAL ONE FINL COM 14040H105 2,888 -86 -2.89 288 14.29 0.0254
2017-11-08 2017-09-30 13F CAPITAL ONE FINL COM 14040H105 2,974 2,974 252 0.0234
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.