Capital One Financial Corporation
US ˙ NYSE ˙ US14040H1059

SecurityCOF / Capital One Financial Corporation
InstitutionAllworth Financial LP
Latest Disclosed Ownership20,854 shares
Latest Disclosed Value $ 3,804,375
Allworth Financial LP reports 12.08% increase in ownership of COF / Capital One Financial Corporation

On May 14, 2026 - Allworth Financial LP filed a 13F-HR form disclosing ownership of 20,854 shares of Capital One Financial Corporation (US:COF) valued at $3,804,395 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 5, 2026 disclosing 18,606 shares of Capital One Financial Corporation. This represents a change in shares of 12.08% during the quarter. The current value of the position is $3,704,087 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-14 2026-03-31 13F CAPITAL ONE FINL COM 14040H105 20,854 2,248 12.08 3,804 -15.64 0.0154
2026-02-05 2025-12-31 13F CAPITAL ONE FINL COM 14040H105 18,606 3,468 22.91 4,509 40.12 0.0185
2025-12-02 2025-09-30 13F CAPITAL ONE FINL COM 14040H105 15,138 -1,367 -8.28 3,218 -8.35 0.0142
2025-08-07 2025-06-30 13F CAPITAL ONE FINL COM 14040H105 16,505 11,219 212.24 3,512 259.00 0.0168
2025-04-30 2025-03-31 13F CAPITAL ONE FINL COM 14040H105 5,286 178 3.48 978 -4.68 0.0055
2025-01-30 2024-12-31 13F CAPITAL ONE FINL COM 14040H105 5,108 -3,832 -42.86 1,026 -23.32 0.0056
2024-10-23 2024-09-30 13F CAPITAL ONE FINL COM 14040H105 8,940 -338 -3.64 1,339 -2.05 0.0082
2024-07-24 2024-06-30 13F CAPITAL ONE FINL COM 14040H105 9,278 321 3.58 1,366 2.48 0.0088
2024-04-25 2024-03-31 13F CAPITAL ONE FINL COM 14040H105 8,957 -738 -7.61 1,334 4.88 0.0094
2024-01-24 2023-12-31 13F CAPITAL ONE FINL COM 14040H105 9,695 3,128 47.63 1,271 99.53 0.0097
2023-10-31 2023-09-30 13F CAPITAL ONE FINL COM 14040H105 6,567 152 2.37 637 -9.13 0.0055
2023-07-18 2023-06-30 13F CAPITAL ONE FINL COM 14040H105 6,415 379 6.28 702 20.86 0.0059
2023-04-18 2023-03-31 13F CAPITAL ONE FINL COM 14040H105 6,036 -123 -2.00 580 1.40 0.0058
2023-01-13 2022-12-31 13F CAPITAL ONE FINL COM 14040H105 6,159 -288 -4.47 573 -3.70 0.0063
2022-11-14 2022-09-30 13F/A-1 CAPITAL ONE FINL COM 14040H105 6,447 4,849 303.44 594 257.83 0.0075
2022-10-18 2022-09-30 13F CAPITAL ONE FINL COM 14040H105 6,447 4,849 594 0.0075
2022-07-13 2022-06-30 13F CAPITAL ONE FINL COM 14040H105 1,598 826 106.99 166 64.36 0.0023
2022-04-22 2022-03-31 13F CAPITAL ONE FINL COM 14040H105 772 -25 -3.14 101 -12.93 0.0013
2022-01-21 2021-12-31 13F CAPITAL ONE FINL COM 14040H105 797 -5,005 -86.26 116 -87.66 0.0016
2021-11-02 2021-09-30 13F CAPITAL ONE FINL COM 14040H105 5,802 -813 -12.29 940 -8.11 0.0157
2021-08-02 2021-06-30 13F CAPITAL ONE FINL COM 14040H105 6,615 -39 -0.59 1,023 20.78 0.0189
2021-04-29 2021-03-31 13F CAPITAL ONE FINL COM 14040H105 6,654 6,431 2,883.86 847 3,750.00 0.0174
2021-01-26 2020-12-31 13F CAPITAL ONE FINL COM 14040H105 223 187 519.44 22 633.33 0.0006
2020-11-03 2020-09-30 13F CAPITAL ONE FINL COM 14040H105 36 0 0.00 3 50.00 0.0001
2020-07-24 2020-06-30 13F CAPITAL ONE FINL COM 14040H105 36 -9,424 -99.62 2 -99.58 0.0001
2020-04-17 2020-03-31 13F CAPITAL ONE FINL COM 14040H105 9,460 9,379 11,579.01 477 5,862.50 0.0159
2020-01-16 2019-12-31 13F CAPITAL ONE FINL COM 14040H105 81 0 0.00 8 14.29 0.0003
2019-10-09 2019-09-30 13F CAPITAL ONE FINL COM 14040H105 81 -175 -68.36 7 -69.57 0.0003
2019-07-25 2019-06-30 13F CAPITAL ONE FINL COM 14040H105 256 1 0.39 23 9.52 0.0009
2019-05-07 2019-03-31 13F CAPITAL ONE FINL COM 14040H105 255 1 0.39 21 10.53 0.0009
2019-02-11 2018-12-31 13F CAPITAL ONE FINL COM 14040H105 254 173 213.58 19 137.50 0.0009
2018-10-29 2018-09-30 13F CAPITAL ONE FINL COM 14040H105 81 0 0.00 8 14.29 0.0004
2018-08-08 2018-06-30 13F CAPITAL ONE FINL COM 14040H105 81 45 125.00 7 133.33 0.0003
2018-05-01 2018-03-31 13F CAPITAL ONE FINL COM 14040H105 36 0 0.00 3 -25.00 0.0002
2018-02-21 2017-12-31 13F CAPITAL ONE FINL COM 14040H105 36 0 0.00 4 33.33 0.0003
2017-10-12 2017-09-30 13F CAPITAL ONE FINL COM 14040H105 36 -157 -81.35 3 -81.25 0.0002
2017-08-07 2017-06-30 13F CAPITAL ONE FINL COM 14040H105 193 157 436.11 16 433.33 0.0014
2017-05-09 2017-03-31 13F CAPITAL ONE FINL COM 14040H105 36 0 0.00 3 0.00 0.0003
2017-02-02 2016-12-31 13F CAPITAL ONE FINL COM 14040H105 36 0 0.00 3 0.00 0.0003
2017-02-07 2016-09-30 13F CAPITAL ONE FINL COM 14040H105 36 0 0.00 3 50.00 0.0003
2016-08-22 2016-06-30 13F CAPITAL ONE FINL COM 14040H105 36 0 0.00 2 0.00 0.0002
2016-05-16 2016-03-31 13F CAPITAL ONE FINL COM 14040H105 36 0 0.00 2 -33.33 0.0003
2016-02-16 2015-12-31 13F CAPITAL ONE FINL COM 14040H105 36 0 0.00 3 0.00 0.0005
2015-10-30 2015-09-30 13F CAPITAL ONE FINL COM 14040H105 36 0 0.00 3 0.00 0.0011
2015-08-06 2015-06-30 13F CAPITAL ONE FINL COM 14040H105 36 0 0.00 3 0.00 0.0011
2015-06-01 2015-03-31 13F CAPITAL ONE FINL COM 14040H105 36 36 3 0.0011
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.