Capital One Financial Corporation
US ˙ NYSE ˙ US14040H1059

SecurityCOF / Capital One Financial Corporation
InstitutionPinnacle Associates Ltd
Latest Disclosed Ownership45,223 shares
Latest Disclosed Value $ 8,249,944
Pinnacle Associates Ltd reports 8.19% decrease in ownership of COF / Capital One Financial Corporation

On April 21, 2026 - Pinnacle Associates Ltd filed a 13F-HR form disclosing ownership of 45,223 shares of Capital One Financial Corporation (US:COF) valued at $8,250,032 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 5, 2026 disclosing 49,256 shares of Capital One Financial Corporation. This represents a change in shares of -8.19% during the quarter. The current value of the position is $8,032,509 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-21 2026-03-31 13F CAPITAL ONE FINL COM 14040H105 45,223 -4,033 -8.19 8,250 -30.90 0.1058
2026-02-05 2025-12-31 13F CAPITAL ONE FINL COM 14040H105 49,256 3,141 6.81 11,938 21.77 0.1508
2025-11-13 2025-09-30 13F CAPITAL ONE FINL COM 14040H105 46,115 -112 -0.24 9,803 -0.33 0.1301
2025-08-04 2025-06-30 13F CAPITAL ONE FINL COM 14040H105 46,227 30,076 186.22 9,835 239.72 0.1424
2025-05-06 2025-03-31 13F CAPITAL ONE FINL COM 14040H105 16,151 -24 -0.15 2,896 0.38 0.0424
2025-02-14 2024-12-31 13F CAPITAL ONE FINL COM 14040H105 16,175 -1,434 -8.14 2,884 24.96 0.0391
2024-10-25 2024-09-30 13F CAPITAL ONE FINL COM 14040H105 17,609 1,129 6.85 2,309 1.18 0.0393
2024-07-30 2024-06-30 13F CAPITAL ONE FINL COM 14040H105 16,480 -69 -0.42 2,282 -7.39 0.0357
2024-04-26 2024-03-31 13F CAPITAL ONE FINL COM 14040H105 16,549 -1,060 -6.02 2,464 6.72 0.0388
2024-01-19 2023-12-31 13F CAPITAL ONE FINL COM 14040H105 17,609 1,112 6.74 2,309 44.16 0.0388
2023-10-24 2023-09-30 13F CAPITAL ONE FINL COM 14040H105 16,497 -630 -3.68 1,601 -14.52 0.0298
2023-07-27 2023-06-30 13F CAPITAL ONE FINL COM 14040H105 17,127 4,000 30.47 1,873 48.42 0.0325
2023-05-05 2023-03-31 13F CAPITAL ONE FINL COM 14040H105 13,127 649 5.20 1,262 8.89 0.0258
2023-02-01 2022-12-31 13F/A-1 CAPITAL ONE FINL COM 14040H105 12,478 67 0.54 1,160 1.31 0.0253
2023-01-25 2022-12-31 13F CAPITAL ONE FINL COM 14040H105 12,642 231 1,286 0.0000
2022-11-01 2022-09-30 13F CAPITAL ONE FINL COM 14040H105 12,411 337 2.79 1,144 -9.06 0.0263
2022-08-02 2022-06-30 13F CAPITAL ONE FINL COM 14040H105 12,074 451 3.88 1,258 -17.56 0.0274
2022-05-05 2022-03-31 13F CAPITAL ONE FINL COM 14040H105 11,623 -7,475 -39.14 1,526 -44.93 0.0270
2022-02-02 2021-12-31 13F CAPITAL ONE FINL COM 14040H105 19,098 -2,775 -12.69 2,771 -21.79 0.0478
2021-10-19 2021-09-30 13F CAPITAL ONE FINL COM 14040H105 21,873 5,444 33.14 3,543 39.43 0.0653
2021-08-02 2021-06-30 13F CAPITAL ONE FINL COM 14040H105 16,429 2,122 14.83 2,541 39.62 0.0459
2021-05-12 2021-03-31 13F CAPITAL ONE FINL COM 14040H105 14,307 16 0.11 1,820 28.80 0.0347
2021-01-26 2020-12-31 13F CAPITAL ONE FINL COM 14040H105 14,291 6 0.04 1,413 37.72 0.0287
2020-10-23 2020-09-30 13F CAPITAL ONE FINL COM 14040H105 14,285 -227 -1.56 1,026 13.00 0.0244
2020-08-14 2020-06-30 13F CAPITAL ONE FINL COM 14040H105 14,512 -4,924 -25.33 908 -7.35 0.0224
2020-05-13 2020-03-31 13F CAPITAL ONE FINL COM 14040H105 19,436 -1,673 -7.93 980 -54.88 0.0298
2020-02-03 2019-12-31 13F CAPITAL ONE FINL COM 14040H105 21,109 -200 -0.94 2,172 12.02 0.0476
2019-11-08 2019-09-30 13F CAPITAL ONE FINL COM 14040H105 21,309 33 0.16 1,939 0.41 0.0457
2019-08-05 2019-06-30 13F CAPITAL ONE FINL COM 14040H105 21,276 7,800 57.88 1,931 75.39 0.0452
2019-05-10 2019-03-31 13F CAPITAL ONE FINL COM 14040H105 13,476 0 0.00 1,101 8.05 0.0249
2019-02-05 2018-12-31 13F CAPITAL ONE FINL COM 14040H105 13,476 -75 -0.55 1,019 -20.76 0.0263
2018-11-09 2018-09-30 13F CAPITAL ONE FINL COM 14040H105 13,551 -25 -0.18 1,286 3.04 0.0267
2018-08-08 2018-06-30 13F CAPITAL ONE FINL COM 14040H105 13,576 0 0.00 1,248 -4.07 0.0257
2018-05-11 2018-03-31 13F CAPITAL ONE FINL COM 14040H105 13,576 0 0.00 1,301 -3.77 0.0255
2018-02-12 2017-12-31 13F CAPITAL ONE FINL COM 14040H105 13,576 2,794 25.91 1,352 48.08 0.0260
2017-11-13 2017-09-30 13F CAPITAL ONE FINL COM 14040H105 10,782 -200 -1.82 913 0.66 0.0168
2017-08-09 2017-06-30 13F CAPITAL ONE FINL COM 14040H105 10,982 -710 -6.07 907 -10.46 0.0174
2017-05-09 2017-03-31 13F CAPITAL ONE FINL COM 14040H105 11,692 1,710 17.13 1,013 16.30 0.0193
2017-02-10 2016-12-31 13F CAPITAL ONE FINL COM 14040H105 9,982 725 7.83 871 30.98 0.0176
2016-11-14 2016-09-30 13F CAPITAL ONE FINL COM 14040H105 9,257 -5,100 -35.52 665 -27.08 0.0133
2016-08-15 2016-06-30 13F CAPITAL ONE FINL COM 14040H105 14,357 -4,089 -22.17 912 -28.69 0.0197
2016-05-13 2016-03-31 13F CAPITAL ONE FINL COM 14040H105 18,446 5,808 45.96 1,279 40.24 0.0274
2016-02-11 2015-12-31 13F/A-1 CAPITAL ONE FINL COM 14040H105 12,638 6,598 109.24 912 108.22 0.0191
2016-02-09 2015-12-31 13F CAPITAL ONE FINL COM 14040H105 12,638 6,598 912 0.0195
2015-11-10 2015-09-30 13F CAPITAL ONE FINL COM 14040H105 6,040 3,750 163.76 438 117.91 0.0097
2015-08-12 2015-06-30 13F CAPITAL ONE FINL COM 14040H105 2,290 2,290 201 0.0037
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.