Carnival Corporation & plc - Depositary Receipt (Common Stock)
US ˙ NYSE ˙ US14365C1036
DIESES SYMBOL IST NICHT MEHR AKTIV

SecurityCUK / Carnival Corporation & plc - Depositary Receipt (Common Stock)
InstitutionIMC-Chicago, LLC
IMC-Chicago, LLC ownership in CUK / Carnival Corporation & plc - Depositary Receipt (Common Stock)

IMC-Chicago, LLC has a history of taking positions in derivatives of the underlying security (CUK) in the form of stock options. The firm currently holds call options representing 2,184,800 of underlying shares valued at $56,542,624 USD and put options representing 2,542,900 of underlying shares valued at $65,810,252 USD .

Note: prior versions of this page mistakenly stated that the share values represented the number of options, not the number of underlying shares. For more information on the data backing these reports, please see the SEC document Frequently Asked Questions About Form 13F.

Institutional Put/Call Ratios
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In addition to reporting standard equity and debt issues, institutions with more than 100MM assets under management must also disclose their put and call option holdings. Since put options generally indicate negative sentiment, and call options indicate positive sentiment, we can get a sense of the overall institutional sentiment by plotting the ratio of puts to calls. The chart to the right plots the historical put/call ratio for this instrument.

Using Put/Call Ratio as an indicator of investor sentiment overcomes one of the key deficiencies of using total institutional ownership, which is that a significant amount of assets under management are invested passively to track indices. Passively-managed funds do not typically buy options, so the put/call ratio indicator more closely tracks the sentiment of actively-managed funds.

CUK / Carnival Corporation & plc - Depositary Receipt (Common Stock) Historical Put/Call Ratio
Disclosed Call Options
File
Date		 Effective
Date		Form Security Class ID Opt Avg Share
Price		 Shares ΔShares
(%)		 Value
(x1000)		 ΔValue
(%)		 Prior Allocation
(%)		 Allocation
(%)		 ΔAllocation
(%)		 Cost Basis
(x1000)		 Profit
(x1000)		 Return
(%)
2026-05-05 2026-03-31 13F CARNIVAL COMMON STOCK Call 2,184,800 -9.18 56,543 -23.04 n/a n/a n/a
2026-01-29 2025-12-31 13F CARNIVAL UNIT 99/99/9999 Call 2,405,700 19.37 73,470 26.10 n/a n/a n/a
2025-11-04 2025-09-30 13F CARNIVAL UNIT 99/99/9999 Call 2,015,300 -0.18 58,262 2.62 n/a n/a n/a
2025-07-22 2025-06-30 13F CARNIVAL UNIT 99/99/9999 Call 2,019,000 10.79 56,774 59.52 n/a n/a n/a
2025-04-14 2025-03-31 13F CARNIVAL UNIT 99/99/9999 Call 1,822,400 -15.05 35,591 -33.42 n/a n/a n/a
2025-01-27 2024-12-31 13F CARNIVAL UNIT 99/99/9999 Call 2,145,200 5.77 53,458 42.63 n/a n/a n/a
2024-10-25 2024-09-30 13F CARNIVAL UNIT 99/99/9999 Call 2,028,200 10.10 37,481 8.69 n/a n/a n/a
2024-07-15 2024-06-30 13F CARNIVAL UNIT 99/99/9999 Call 1,842,200 19.55 34,486 36.96 n/a n/a n/a
2024-04-12 2024-03-31 13F CARNIVAL UNIT 99/99/9999 Call 1,541,000 8.05 25,180 -4.77 n/a n/a n/a
2024-02-09 2023-12-31 13F CARNIVAL UNIT 99/99/9999 Call 1,426,200 11.89 26,442 51.20 n/a n/a n/a
2023-10-12 2023-09-30 13F CARNIVAL COMMON STOCK Call 1,274,600 -44.24 17,488 -59.37 n/a n/a n/a
2023-07-14 2023-06-30 13F CARNIVAL COMMON STOCK Call 2,285,800 60.53 43,042 197.82 n/a n/a n/a
2023-04-24 2023-03-31 13F CARNIVAL COMMON STOCK Call 1,423,900 -12.31 14,453 10.43 n/a n/a n/a
2023-04-24 2022-12-31 13F/A CARNIVAL COMMON STOCK Call 1,623,800 -3.13 13,088 11.06 n/a n/a n/a
2023-02-09 2022-12-31 13F CARNIVAL COMMON STOCK Call 1,623,800 13 n/a n/a n/a
2022-11-08 2022-09-30 13F CARNIVAL COMMON STOCK Call 1,676,200 41.77 11,784 15.22 n/a n/a n/a
2022-08-05 2022-06-30 13F CARNIVAL COMMON STOCK Call 1,182,300 -13.29 10,227 -62.91 n/a n/a n/a
2022-04-19 2022-03-31 13F CARNIVAL UNIT 99/99/9999 Call 1,363,500 -18.15 27,570 -17.75 n/a n/a n/a
2022-02-08 2021-12-31 13F CARNIVAL COMMON STOCK Call 1,665,900 33,518 n/a n/a n/a
2021-11-05 2021-09-30 13F CARNIVAL UNIT 99/99/9999 Call 0 -100.00 0 -100.00 n/a n/a n/a
2021-08-06 2021-06-30 13F CARNIVAL UNIT 99/99/9999 Call 1,223,100 31.08 32,241 30.19 n/a n/a n/a
2021-05-14 2021-03-31 13F CARNIVAL UNIT 99/99/9999 Call 933,100 -14.47 24,764 4.80 n/a n/a n/a
2021-02-17 2020-12-31 13F CARNIVAL UNIT 99/99/9999 Call 1,090,900 -6.64 23,629 33.21 n/a n/a n/a
2020-11-17 2020-09-30 13F CARNIVAL UNIT 99/99/9999 Call 1,168,500 49.75 17,738 38.44 n/a n/a n/a
2020-08-14 2020-06-30 13F CARNIVAL UNIT 99/99/9999 Call 780,300 13.68 12,813 41.74 n/a n/a n/a
2020-05-14 2020-03-31 13F CARNIVAL UNIT 99/99/9999 Call 686,400 825.07 9,040 139.66 n/a n/a n/a
2020-02-13 2019-12-31 13F CARNIVAL UNIT 99/99/9999 Call 74,200 -29.60 3,772 -18.12 n/a n/a n/a
2019-11-12 2019-09-30 13F CARNIVAL UNIT 99/99/9999 Call 105,400 122.36 4,607 108.84 n/a n/a n/a
2019-08-15 2019-06-30 13F CARNIVAL UNIT 99/99/9999 Call 47,400 12.59 2,206 3.33 n/a n/a n/a
2019-05-15 2019-03-31 13F CARNIVAL UNIT 99/99/9999 Call 42,100 4.99 2,135 7.99 n/a n/a n/a
2019-04-24 2018-12-31 13F CARNIVAL UNIT 99/99/9999 Call 40,100 1,977 n/a n/a n/a
Disclosed Put Options
File
Date		 Effective
Date		Form Security Class ID Opt Avg Share Price Shares ΔShares
(%)		 Value
(x1000)		 ΔValue
(%)		 Prior Allocation
(%)		 Allocation
(%)		 ΔAllocation
(%)		 Cost Basis
(x1000)		 Profit
(x1000)		 Return
(%)
2026-05-05 2026-03-31 13F CARNIVAL COMMON STOCK Put 2,542,900 -7.77 65,810 -21.84 n/a n/a n/a
2026-01-29 2025-12-31 13F CARNIVAL UNIT 99/99/9999 Put 2,757,000 7.09 84,199 13.13 n/a n/a n/a
2025-11-04 2025-09-30 13F CARNIVAL UNIT 99/99/9999 Put 2,574,500 -5.33 74,429 -2.67 n/a n/a n/a
2025-07-22 2025-06-30 13F CARNIVAL UNIT 99/99/9999 Put 2,719,400 22.83 76,470 76.85 n/a n/a n/a
2025-04-14 2025-03-31 13F CARNIVAL UNIT 99/99/9999 Put 2,214,000 -18.17 43,239 -35.87 n/a n/a n/a
2025-01-27 2024-12-31 13F CARNIVAL UNIT 99/99/9999 Put 2,705,700 2.40 67,426 38.08 n/a n/a n/a
2024-10-25 2024-09-30 13F CARNIVAL UNIT 99/99/9999 Put 2,642,400 28.07 48,832 26.43 n/a n/a n/a
2024-07-15 2024-06-30 13F CARNIVAL UNIT 99/99/9999 Put 2,063,300 -0.21 38,625 14.32 n/a n/a n/a
2024-04-12 2024-03-31 13F CARNIVAL UNIT 99/99/9999 Put 2,067,700 48.47 33,786 30.85 n/a n/a n/a
2024-02-09 2023-12-31 13F CARNIVAL UNIT 99/99/9999 Put 1,392,700 2.53 25,821 38.56 n/a n/a n/a
2023-10-12 2023-09-30 13F CARNIVAL COMMON STOCK Put 1,358,300 -39.07 18,636 -55.60 n/a n/a n/a
2023-07-14 2023-06-30 13F CARNIVAL COMMON STOCK Put 2,229,100 56.48 41,974 190.31 n/a n/a n/a
2023-04-24 2023-03-31 13F CARNIVAL COMMON STOCK Put 1,424,500 -9.45 14,459 14.03 n/a n/a n/a
2023-04-24 2022-12-31 13F/A CARNIVAL COMMON STOCK Put 1,573,100 62.88 12,679 86.73 n/a n/a n/a
2023-02-09 2022-12-31 13F CARNIVAL COMMON STOCK Put 1,573,100 13 n/a n/a n/a
2022-11-08 2022-09-30 13F CARNIVAL COMMON STOCK Put 965,800 -18.04 6,790 -33.39 n/a n/a n/a
2022-08-05 2022-06-30 13F CARNIVAL COMMON STOCK Put 1,178,400 3.17 10,193 -55.86 n/a n/a n/a
2022-04-19 2022-03-31 13F CARNIVAL UNIT 99/99/9999 Put 1,142,200 -14.40 23,095 -13.97 n/a n/a n/a
2022-02-08 2021-12-31 13F CARNIVAL COMMON STOCK Put 1,334,300 26,846 n/a n/a n/a
2021-11-05 2021-09-30 13F CARNIVAL UNIT 99/99/9999 Put 0 -100.00 0 -100.00 n/a n/a n/a
2021-08-06 2021-06-30 13F CARNIVAL UNIT 99/99/9999 Put 1,084,900 25.68 28,598 24.83 n/a n/a n/a
2021-05-14 2021-03-31 13F CARNIVAL UNIT 99/99/9999 Put 863,200 -14.42 22,909 4.87 n/a n/a n/a
2021-02-17 2020-12-31 13F CARNIVAL UNIT 99/99/9999 Put 1,008,600 31.93 21,846 88.25 n/a n/a n/a
2020-11-17 2020-09-30 13F CARNIVAL UNIT 99/99/9999 Put 764,500 0.26 11,605 -7.31 n/a n/a n/a
2020-08-14 2020-06-30 13F CARNIVAL UNIT 99/99/9999 Put 762,500 40.06 12,520 74.62 n/a n/a n/a
2020-05-14 2020-03-31 13F CARNIVAL UNIT 99/99/9999 Put 544,400 674.40 7,170 100.67 n/a n/a n/a
2020-02-13 2019-12-31 13F CARNIVAL UNIT 99/99/9999 Put 70,300 -18.16 3,573 -4.85 n/a n/a n/a
2019-11-12 2019-09-30 13F CARNIVAL UNIT 99/99/9999 Put 85,900 39.67 3,755 31.16 n/a n/a n/a
2019-08-15 2019-06-30 13F CARNIVAL UNIT 99/99/9999 Put 61,500 14.10 2,863 4.72 n/a n/a n/a
2019-05-15 2019-03-31 13F CARNIVAL UNIT 99/99/9999 Put 53,900 138.50 2,734 145.42 n/a n/a n/a
2019-04-24 2018-12-31 13F CARNIVAL UNIT 99/99/9999 Put 22,600 1,114 n/a n/a n/a
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.