Ubs Ag reports 9.01% decrease in ownership of CXA / SPDR(R) Nuveen Barclays California Municipal Bond ETF

SPDR(R) Nuveen Barclays California Municipal Bond ETF

US ˙ NYSE

DIESES SYMBOL IST NICHT MEHR AKTIV

Security	CXA / SPDR(R) Nuveen Barclays California Municipal Bond ETF
Institution	Ubs Ag
Latest Disclosed Ownership	146,130 shares
Latest Disclosed Value	$ 3,474,000

On November 12, 2014 - Ubs Ag filed a 13F-HR form disclosing ownership of 146,130 shares of SPDR(R) Nuveen Barclays California Municipal Bond ETF (US:CXA) valued at $3,474,000 USD as of September 30, 2014. The entity filed a previous 13F-HR on August 14, 2014 disclosing 160,592 shares of SPDR(R) Nuveen Barclays California Municipal Bond ETF. This represents a change in shares of -9.01% during the quarter. The current value of the position is $3,651,789 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)

File Date	Effective Date	Form	Security	Class	ID	Reported Shares	ΔShares	ΔShares (%)	Reported Value (x1000)	ΔValue (%)	Alloc (%)
2014-11-12	2014-09-30	13F	SPDR SERIES TRUST	NUVN CALI MUNI	78464A441	146,130	-14,462	-9.01	3,474	-7.61	0.0026
2014-08-14	2014-06-30	13F	SPDR SERIES TRUST	NUVN CALI MUNI	78464A441	160,592	17,877	12.53	3,760	14.95	0.0029
2014-05-16	2014-03-31	13F/A-1	SPDR SERIES TRUST	NUVN CALI MUNI	78464A441	142,715	13,691	10.61	3,271	15.58	0.0029
2014-05-15	2014-03-31	13F	SPDR SERIES TRUST	NUVN CALI MUNI	78464A441	142,715			3,271
2014-05-21	2013-12-31	13F/A-1	SPDR SERIES TRUST	NUVN CALI MUNI	78464A441	129,024	-27,470	-17.55	2,830	-20.51	0.0026
2014-02-14	2013-12-31	13F	SPDR SERIES TRUST	NUVN CALI MUNI	78464A441	129,024			2,830
2013-11-13	2013-09-30	13F	SPDR SERIES TRUST	NUVN CALI MUNI	78464A441	156,494	-16,636	-9.61	3,560	-7.63	0.0036
2013-08-14	2013-06-30	13F	SPDR SERIES TRUST	NUVN CALI MUNI	78464A441	173,130	173,130		3,854		0.0046

Legend

Shares: The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value: The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price: The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class: This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred

Allocation (%): The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation: The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%): The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis: The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss: This is the market value of the position as of the effective date minus the cost basis.