DBX ETF Trust - Xtrackers MSCI Emerging Markets Hedged Equity ETF
US ˙ ARCA

SecurityDBEM / DBX ETF Trust - Xtrackers MSCI Emerging Markets Hedged Equity ETF
InstitutionSimplex Trading, Llc
Simplex Trading, Llc ownership in DBEM / DBX ETF Trust - Xtrackers MSCI Emerging Markets Hedged Equity ETF

Simplex Trading, Llc has a history of taking positions in derivatives of the underlying security (DBEM) in the form of stock options.

Institutional Put/Call Ratios
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In addition to reporting standard equity and debt issues, institutions with more than 100MM assets under management must also disclose their put and call option holdings. Since put options generally indicate negative sentiment, and call options indicate positive sentiment, we can get a sense of the overall institutional sentiment by plotting the ratio of puts to calls. The chart to the right plots the historical put/call ratio for this instrument.

Using Put/Call Ratio as an indicator of investor sentiment overcomes one of the key deficiencies of using total institutional ownership, which is that a significant amount of assets under management are invested passively to track indices. Passively-managed funds do not typically buy options, so the put/call ratio indicator more closely tracks the sentiment of actively-managed funds.

DBEM / DBX ETF Trust - Xtrackers MSCI Emerging Markets Hedged Equity ETF Historical Put/Call Ratio
Disclosed Put Options
File
Date		 Effective
Date		Form Security Class ID Opt Avg Share Price Shares ΔShares
(%)		 Value
(x1000)		 ΔValue
(%)		 Prior Allocation
(%)		 Allocation
(%)		 ΔAllocation
(%)		 Cost Basis
(x1000)		 Profit
(x1000)		 Return
(%)
2026-05-14 2026-03-31 13F DBX ETF TR PUT Put 329,800 -51.68 10,775 -52.13 n/a n/a n/a
2026-02-11 2025-12-31 13F DBX ETF TR PUT Put 682,500 -41.31 22,508 59,128.95 n/a n/a n/a
2025-11-12 2025-09-30 13F DBX ETF TR PUT Put 1,162,900 15.10 38 40.74 n/a n/a n/a
2025-08-05 2025-06-30 13F DBX ETF TR PUT Put 1,010,300 -24.58 28 -22.86 n/a n/a n/a
2025-05-12 2025-03-31 13F DBX ETF TR PUT Put 1,339,600 180.90 36 191.67 n/a n/a n/a
2025-02-11 2024-12-31 13F DBX ETF TR PUT Put 476,900 37.00 13 33.33 n/a n/a n/a
2024-11-08 2024-09-30 13F DBX ETF TR PUT Put 348,100 147.76 10 200.00 n/a n/a n/a
2024-07-25 2024-06-30 13F DBX ETF TR PUT Put 140,500 -41.77 3 -40.00 n/a n/a n/a
2024-04-25 2024-03-31 13F DBX ETF TR PUT Put 241,300 162.00 6 150.00 n/a n/a n/a
2024-02-02 2023-12-31 13F DBX ETF TR PUT Put 92,100 -47.22 2 -50.00 n/a n/a n/a
2023-11-01 2023-09-30 13F DBX ETF TR PUT Put 174,500 116.23 5 100.00 n/a n/a n/a
2023-08-04 2023-06-30 13F DBX ETF TR PUT Put 80,700 -66.42 2 -71.43 n/a n/a n/a
2023-04-27 2023-03-31 13F DBX ETF TR PUT Put 240,300 -6.72 7 0.00 n/a n/a n/a
2023-02-02 2022-12-31 13F DBX ETF TR PUT Put 257,600 -9.07 7 -99.91 n/a n/a n/a
2022-11-04 2022-09-30 13F DBX ETF TR PUT Put 283,300 -83.95 7,676 -87.27 n/a n/a n/a
2022-08-03 2022-06-30 13F DBX ETF TR PUT Put 1,764,700 104.27 60,297 110.81 n/a n/a n/a
2022-05-02 2022-03-31 13F DBX ETF TR PUT Put 863,900 153.12 28,602 114.09 n/a n/a n/a
2022-02-23 2021-12-31 13F/A DBX ETF TR PUT Put 341,300 5.70 13,360 3.14 n/a n/a n/a
2022-02-04 2021-12-31 13F DBX ETF TR PUT Put 322,900 12,953 n/a n/a n/a
2021-10-28 2021-09-30 13F DBX ETF TR PUT Put 322,900 3.66 12,953 2.59 n/a n/a n/a
2021-08-12 2021-06-30 13F DBX ETF TR PUT Put 311,500 9,634.38 12,626 63,030.00 n/a n/a n/a
2021-04-26 2021-03-31 13F DBX ETF TR PUT Put 3,200 7.31 20 -99.83 n/a n/a n/a
2021-02-02 2020-12-31 13F DBX ETF TR PUT Put 2,982 105.80 11,940 138.99 n/a n/a n/a
2020-10-14 2020-09-30 13F DBX ETF TR PUT Put 1,449 -32.23 4,996 -21.34 n/a n/a n/a
2020-07-13 2020-06-30 13F DBX ETF TR PUT Put 2,138 -37.43 6,351 -28.19 n/a n/a n/a
2020-04-29 2020-03-31 13F DBX ETF TR PUT Put 3,417 72.66 8,844 50.92 n/a n/a n/a
2020-02-05 2019-12-31 13F DBX ETF TR PUT Put 1,979 35.55 5,860 48.35 n/a n/a n/a
2019-10-15 2019-09-30 13F DBX ETF TR PUT Put 1,460 -44.63 3,950 -46.79 n/a n/a n/a
2019-07-26 2019-06-30 13F DBX ETF TR PUT Put 2,637 -15.26 7,423 -18.13 n/a n/a n/a
2019-04-18 2019-03-31 13F DBX ETF TR PUT Put 3,112 171.55 9,067 260.95 n/a n/a n/a
2019-01-16 2018-12-31 13F DBX ETF TR PUT Put 1,146 -20.42 2,512 -31.18 n/a n/a n/a
2018-10-23 2018-09-30 13F DBX ETF TR PUT Put 1,440 186.85 3,650 174.23 n/a n/a n/a
2018-07-30 2018-06-30 13F DBX ETF TR PUT Put 502 -5.10 1,331 2,616.33 n/a n/a n/a
2018-04-26 2018-03-31 13F DBX ETF TR PUT Put 529 -29.65 49 122.73 n/a n/a n/a
2018-01-10 2017-12-31 13F DBX ETF TR PUT Put 752 10.10 22 -45.00 n/a n/a n/a
2017-10-25 2017-09-30 13F DBX ETF TR PUT Put 683 -47.34 40 -69.70 n/a n/a n/a
2017-07-12 2017-06-30 13F DBX ETF TR PUT Put 1,297 3.18 132 -22.35 n/a n/a n/a
2017-04-21 2017-03-31 13F DBX ETF TR PUT Put 1,257 28.00 170 6.25 n/a n/a n/a
2017-01-11 2016-12-31 13F DBX ETF TR PUT Put 982 -41.37 160 -3.03 n/a n/a n/a
2016-10-07 2016-09-30 13F DBX ETF TR PUT Put 1,675 -41.88 165 -45.72 n/a n/a n/a
2016-07-18 2016-06-30 13F DBX ETF TR PUT Put 2,882 11.97 304 -45.52 n/a n/a n/a
2016-04-14 2016-03-31 13F DBX ETF TR PUT Put 2,574 45.75 558 38.12 n/a n/a n/a
2016-01-20 2015-12-31 13F DBX ETF TR PUT Put 1,766 -27.50 404 -64.53 n/a n/a n/a
2015-10-08 2015-09-30 13F DBX ETF TR PUT Put 2,436 30.83 1,139 126.44 n/a n/a n/a
2015-07-08 2015-06-30 13F DBX ETF TR PUT Put 1,862 465.96 503 3,492.86 n/a n/a n/a
2015-04-21 2015-03-31 13F DBX ETF TR PUT Put 329 14 n/a n/a n/a
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.