First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund
US ˙ NasdaqGM ˙ US33733F1012

SecurityFAD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund
InstitutionNwam Llc
Latest Disclosed Ownership2,801 shares
Latest Disclosed Value $ 445,197
Nwam Llc reports 30.91% decrease in ownership of FAD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund

On May 4, 2026 - Nwam Llc filed a 13F-HR form disclosing ownership of 2,801 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund (US:FAD) valued at $445,143 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 4, 2026 disclosing 4,054 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund. This represents a change in shares of -30.91% during the quarter. The current value of the position is $531,462 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-04 2026-03-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33733F101 2,801 -1,253 -30.91 445 -35.23 0.0256
2026-02-04 2025-12-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33733F101 4,054 196 5.08 688 9.22 0.0384
2026-02-04 2025-09-30 13F/A-1 FIRST TR EXCHANGE-TRADED ALP COM SHS 33733F101 3,858 0 0.00 630 8.64 0.0342
2025-10-28 2025-09-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33733F101 3,858 0 618 0.0434
2026-02-04 2025-06-30 13F/A-1 FIRST TR EXCHANGE-TRADED ALP COM SHS 33733F101 3,858 0 0.00 580 16.03 0.0337
2025-08-07 2025-06-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33733F101 3,858 0 582 0.0473
2025-05-05 2025-03-31 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 3,858 -8 -0.21 499 -6.55 0.0429
2025-02-05 2024-12-31 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 3,866 -221 -5.41 534 -2.02 0.0330
2024-11-12 2024-09-30 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 4,087 4,087 546 0.0333
2024-07-24 2024-06-30 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 0 -4,049 -100.00 0 -100.00
2024-05-09 2024-03-31 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 4,049 0 0.00 492 8.37 0.0398
2024-02-14 2023-12-31 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 4,049 1 0.02 455 12.10 0.0365
2023-11-01 2023-09-30 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 4,048 -42 -1.03 405 -6.03 0.0411
2023-08-10 2023-06-30 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 4,090 0 0.00 432 7.75 0.0355
2023-05-12 2023-03-31 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 4,090 42 1.04 401 4.44 0.0406
2023-02-08 2022-12-31 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 4,048 -239 -5.57 384 -0.26 0.0340
2022-11-14 2022-09-30 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 4,287 1 0.02 384 -3.27 0.0366
2022-08-10 2022-06-30 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 4,286 899 26.54 397 4.47 0.0367
2022-05-12 2022-03-31 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 3,387 1,634 93.21 380 72.73 0.0292
2022-02-10 2021-12-31 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 1,753 1,753 220 0.0174
2020-07-21 2020-06-30 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 0 -16,557 -100.00 0 -100.00
2020-04-16 2020-03-31 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 16,557 2,428 17.18 1,001 -8.33 0.0270
2020-01-23 2019-12-31 13F FIRST TR MULTI CAP GR ALPHAD COM SHS 33733F101 14,129 2,183 18.27 1,092 24.66 0.1888
2019-10-15 2019-09-30 13F FIRST TR MULTI CAP GR ALPHAD COM SHS 33733F101 11,946 895 8.10 876 6.18 0.1639
2019-07-18 2019-06-30 13F FIRST TR MULTI CAP GR ALPHAD COM SHS 33733F101 11,051 1,227 12.49 825 17.19 0.1642
2019-04-17 2019-03-31 13F FIRST TR MULTI CAP GR ALPHAD COM SHS 33733F101 9,824 91 0.93 704 17.92 0.1518
2019-01-30 2018-12-31 13F FIRST TR MULTI CAP GR ALPHAD COM SHS 33733F101 9,733 9,733 597 0.1534
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.