First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF
US ˙ NasdaqGM ˙ US33739Q5071

SecurityFCVT / First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF
InstitutionBenjamin F. Edwards & Company, Inc.
Latest Disclosed Ownership4,731 shares
Latest Disclosed Value $ 160
Benjamin F. Edwards & Company, Inc. reports 2.21% decrease in ownership of FCVT / First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF

On August 12, 2024 - Benjamin F. Edwards & Company, Inc. filed a 13F-HR form disclosing ownership of 4,731 shares of First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (US:FCVT) valued at $160,286 USD as of June 30, 2024. The entity filed a previous 13F-HR on April 29, 2024 disclosing 4,838 shares of First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF. The current value of the position is $255,353 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2024-08-12 2024-06-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 4,731 -107 -2.21 0 0.0028
2024-04-29 2024-03-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 4,838 -2,555 -34.56 0 0.0030
2024-02-06 2023-12-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 7,393 540 7.88 0 0.0049
2023-11-13 2023-09-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 6,853 -311 -4.34 0 0.0082
2023-08-15 2023-06-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 7,164 359 5.28 0 0.0089
2023-04-27 2023-03-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 6,805 -791 -10.41 0 0.0091
2023-02-07 2022-12-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 7,596 -34,073 -81.77 0 -100.00 0.0108
2022-10-28 2022-09-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 41,669 2,266 5.75 1,298 4.26 0.0651
2022-08-12 2022-06-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 39,403 2,132 5.72 1,245 -13.78 0.0602
2022-05-04 2022-03-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 37,271 1,159 3.21 1,444 -3.48 0.0645
2022-02-07 2021-12-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 36,112 1,407 4.05 1,496 -15.10 0.0666
2021-11-02 2021-09-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 34,705 -1,326 -3.68 1,762 -5.22 0.0886
2021-08-11 2021-06-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 36,031 3,313 10.13 1,859 13.15 0.0947
2021-05-14 2021-03-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 32,718 -367 -1.11 1,643 1.42 0.0885
2021-02-16 2020-12-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 33,085 -4,729 -12.51 1,620 6.30 0.0962
2020-11-13 2020-09-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 37,814 1,656 4.58 1,524 18.78 0.1022
2020-08-14 2020-06-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 36,158 -47,953 -57.01 1,283 -46.63 0.0931
2020-05-07 2020-03-31 13F FIRST TR EXCHANGE-TRADE SSI STRG ETF 33739Q507 84,111 49,014 139.65 2,404 107.06 0.2055
2020-02-06 2019-12-31 13F FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 35,097 203 0.58 1,161 6.61 0.0817
2019-11-05 2019-09-30 13F FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 34,894 28,903 482.44 1,089 479.26 0.0852
2019-08-08 2019-06-30 13F FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 5,991 -4,057 -40.38 188 -38.36 0.0158
2019-05-15 2019-03-31 13F FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 10,048 3,795 60.69 305 77.33 0.0276
2019-01-31 2018-12-31 13F FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 6,253 -4,042 -39.26 172 -45.74 0.0178
2018-10-29 2018-09-30 13F FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 10,295 287 2.87 317 6.38 0.0298
2018-07-19 2018-06-30 13F FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 10,008 750 8.10 298 9.96 0.0293
2018-04-17 2018-03-31 13F FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 9,258 9,224 27,129.41 271 27,000.00 0.0276
2018-01-17 2017-12-31 13F FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 34 34 1 0.0001
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.