First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF
US ˙ NasdaqGM ˙ US33739Q5071

SecurityFCVT / First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF
InstitutionCwm, Llc
Latest Disclosed Ownership26,376 shares
Latest Disclosed Value $ 1,165,226
Cwm, Llc reports 313.09% increase in ownership of FCVT / First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF

On May 14, 2026 - Cwm, Llc filed a 13F-HR form disclosing ownership of 26,376 shares of First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (US:FCVT) valued at $1,165,226 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 26, 2026 disclosing 6,385 shares of First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF. The current value of the position is $1,418,981 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-14 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 26,376 19,991 313.09 1,165 0.0030
2026-01-26 2025-12-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 6,385 -23,191 -78.41 0 -100.00 0.0007
2025-10-15 2025-09-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 29,576 -5,410 -15.46 1 0.00 0.0038
2025-07-25 2025-06-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 34,986 -6,751 -16.18 1 0.00 0.0048
2025-05-01 2025-03-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 41,737 -1,902 -4.36 1 0.00 0.0058
2025-02-04 2024-12-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 43,639 42,184 2,899.24 2 0.0067
2024-10-08 2024-09-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 1,455 -54,355 -97.39 0 -100.00 0.0002
2024-07-10 2024-06-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 55,810 54,693 4,896.42 2 0.0089
2024-04-05 2024-03-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 1,117 -190 -14.54 0 0.0002
2024-02-01 2023-12-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 1,307 899 220.34 0 0.0002
2023-10-11 2023-09-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 408 -219 -34.93 0 0.0001
2023-08-03 2023-06-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 627 0 0.00 0 0.0001
2023-05-01 2023-03-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 627 96 18.08 0 0.0001
2023-02-01 2022-12-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 531 -189,237 -99.72 0 -100.00 0.0001
2022-10-27 2022-09-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 189,768 186,360 5,468.31 5,911 5,373.15 0.0470
2022-07-28 2022-06-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 3,408 484 16.55 108 -4.42 0.0008
2022-04-21 2022-03-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 2,924 -143,748 -98.01 113 -98.14 0.0008
2022-01-31 2021-12-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 146,672 11,484 8.49 6,074 -12.93 0.0428
2021-09-15 2021-06-30 13F/A-1 FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 135,188 0 0.00 6,976 0.00 0.0556
2021-07-29 2021-06-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 135,188 0 6,976 0.0556
2021-09-15 2021-03-31 13F/A-1 FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 135,188 0 0.00 6,976 0.00 0.0556
2021-04-27 2021-03-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 135,203 15 6,789 0.0597
2021-09-15 2020-12-31 13F/A-1 FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 135,188 0 0.00 6,976 0.00 0.0556
2021-01-27 2020-12-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 245,261 110,073 12,008 0.1125
2021-09-15 2020-09-30 13F/A-1 FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 135,188 0 0.00 6,976 0.00 0.0556
2020-10-19 2020-09-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 391,468 256,280 15,781 0.1754
2021-09-15 2020-06-30 13F/A-1 FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 135,188 0 0.00 6,976 0.00 0.0556
2020-07-22 2020-06-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 827,554 692,366 29,369 0.3484
2021-09-15 2020-03-31 13F/A-1 FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 135,188 0 0.00 6,976 0.00 0.0556
2020-04-28 2020-03-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 8,442 -126,746 241 0.0036
2021-09-14 2019-12-31 13F/A-1 FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 135,188 0 0.00 6,976 0.00 0.0556
2020-01-27 2019-12-31 13F FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 580,996 445,808 19,225 0.2456
2021-09-14 2019-09-30 13F/A-1 FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 135,188 0 0.00 6,976 0.00 0.0556
2019-10-22 2019-09-30 13F FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 684,894 549,706 21,369 0.3111
2021-09-14 2019-06-30 13F/A-1 FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 135,188 0 0.00 6,976 0.00 0.0556
2019-07-31 2019-06-30 13F FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 615,306 480,118 19,290 0.3191
2021-09-02 2019-03-31 13F/A-1 FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 135,188 135,188 6,976 0.0556
2019-04-22 2019-03-31 13F FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 520,553 520,553 15,825 0.3174
2019-01-25 2018-12-31 13F FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 0 -100 -100.00 0 -100.00
2018-10-29 2018-09-30 13F FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 100 100 3 0.0001
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.