First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund
US ˙ ARCA ˙ US35644YBX04

SecurityFDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund
InstitutionSmith, Moore & Co.
Latest Disclosed Ownership8,862 shares
Latest Disclosed Value $ 727,404
Smith, Moore & Co. reports 1.70% increase in ownership of FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund

On May 5, 2026 - Smith, Moore & Co. filed a 13F-HR form disclosing ownership of 8,862 shares of First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund (US:FDM) valued at $727,442 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 23, 2026 disclosing 8,714 shares of First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund. This represents a change in shares of 1.70% during the quarter. The current value of the position is $756,218 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-05 2026-03-31 13F FIRST TRUST DOW JONES SELECT MICROCAP INDEX FUND ETF 33718M105 8,862 148 1.70 727 4.91 0.0529
2026-01-23 2025-12-31 13F FIRST TR EXCHANGE-TRADED FD COM SHS ANNUAL 33718M105 8,714 441 5.33 694 10.70 0.0524
2025-11-12 2025-09-30 13F FIRST TR EXCHANGE-TRADED FD OM SHS ANNUAL 33718M105 8,273 277 3.46 627 9.44 0.0480
2025-08-13 2025-06-30 13F FIRST TR EXCHANGE-TRADED FD COM SHS ANNUAL 33718M105 7,996 431 5.70 573 21.70 0.0481
2025-05-15 2025-03-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 7,565 -62 -0.81 470 -9.44 0.0436
2025-02-13 2024-12-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 7,627 -112 -1.45 520 4.64 0.0475
2024-11-12 2024-09-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 7,739 75 0.98 496 8.06 0.0474
2024-08-14 2024-06-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 7,664 -30 -0.39 459 -4.77 0.0474
2024-05-13 2024-03-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 7,694 -320 -3.99 483 -1.83 0.0515
2024-02-13 2023-12-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 8,014 0 0.00 492 11.85 0.0579
2023-11-15 2023-09-30 13F/A-1 FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 8,014 -87 -1.07 439 -3.52 0.0580
2023-11-14 2023-09-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 8,101 0 456 0.0580
2023-08-11 2023-06-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 8,101 -159 -1.92 456 2.71 0.0580
2023-05-12 2023-03-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 8,260 -36 -0.43 443 -3.70 0.0602
2023-02-13 2022-12-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 8,296 325 4.08 460 15.29 0.0639
2022-11-14 2022-09-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 7,971 1,481 22.82 399 17.35 0.0606
2022-08-12 2022-06-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 6,490 67 1.04 340 -12.14 0.0524
2022-05-12 2022-03-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 6,423 0 0.00 387 -5.84 0.0528
2022-02-08 2021-12-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 6,423 0 0.00 411 6.75 0.0571
2021-11-12 2021-09-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 6,423 -726 -10.16 385 -12.90 0.0587
2021-08-10 2021-06-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 7,149 0 0.00 442 2.79 0.0666
2021-05-14 2021-03-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 7,149 1,889 35.91 430 70.63 0.0696
2021-02-16 2020-12-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 5,260 -2,047 -28.01 252 -8.03 0.0470
2020-11-12 2020-09-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 7,307 0 0.00 274 -4.20 0.0569
2020-08-10 2020-06-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 7,307 7,307 286 0.0632
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.