First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund
US ˙ ARCA ˙ US35644YBX04

SecurityFDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund
InstitutionStifel Financial Corp
Latest Disclosed Ownership9,541 shares
Latest Disclosed Value $ 783,277
Stifel Financial Corp reports 28.94% decrease in ownership of FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund

On May 12, 2026 - Stifel Financial Corp filed a 13F-HR form disclosing ownership of 9,541 shares of First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund (US:FDM) valued at $783,178 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 13, 2026 disclosing 13,427 shares of First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund. This represents a change in shares of -28.94% during the quarter. The current value of the position is $832,958 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-12 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD COM SHS ANNUAL 33718M105 9,541 -3,886 -28.94 783 -26.75 0.0002
2026-02-13 2025-12-31 13F FIRST TR EXCHANGE-TRADED FD COM SHS ANNUAL 33718M105 13,427 3,505 35.33 1,069 42.34 0.0010
2025-11-12 2025-09-30 13F FIRST TR EXCHANGE-TRADED FD COM SHS ANNUAL 33718M105 9,922 -1,197 -10.77 752 -5.65 0.0007
2025-08-14 2025-06-30 13F FIRST TR EXCHANGE-TRADED FD COM SHS ANNUAL 33718M105 11,119 1,962 21.43 797 39.89 0.0008
2025-05-14 2025-03-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 9,157 -11,027 -54.63 569 -58.65 0.0006
2025-02-13 2024-12-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 20,184 10,137 100.90 1,376 113.66 0.0014
2024-11-14 2024-09-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 10,047 759 8.17 644 15.83 0.0007
2024-08-13 2024-06-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 9,288 -3,512 -27.44 557 -30.76 0.0006
2024-05-14 2024-03-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 12,800 -2,096 -14.07 803 -12.05 0.0009
2024-02-12 2023-12-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 14,896 -242 -1.60 914 10.13 0.0011
2023-11-13 2023-09-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 15,138 -5,624 -27.09 829 -28.96 0.0012
2023-08-14 2023-06-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 20,762 563 2.79 1,167 7.76 0.0016
2023-05-12 2023-03-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 20,199 3,621 21.84 1,084 17.72 0.0016
2023-02-13 2022-12-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 16,578 3,828 30.02 920 44.20 0.0014
2022-11-14 2022-09-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 12,750 334 2.69 638 -1.85 0.0010
2022-08-15 2022-06-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 12,416 -7,668 -38.18 650 -46.28 0.0010
2022-05-13 2022-03-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 20,084 -2,623 -11.55 1,210 -16.67 0.0017
2022-02-14 2021-12-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 22,707 5,989 35.82 1,452 44.91 0.0019
2021-11-15 2021-09-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 16,718 -3,020 -15.30 1,002 -17.80 0.0015
2021-08-13 2021-06-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 19,738 2,586 15.08 1,219 18.23 0.0018
2021-05-14 2021-03-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 17,152 8,577 100.02 1,031 150.85 0.0017
2021-02-12 2020-12-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 8,575 8,575 411 0.0007
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.