First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund
US ˙ ARCA ˙ US35644YBX04

SecurityFDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund
InstitutionUBS Group AG
Latest Disclosed Ownership11,922 shares
Latest Disclosed Value $ 978,617
UBS Group AG reports 1.52% decrease in ownership of FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund

On May 5, 2026 - UBS Group AG filed a 13F-HR form disclosing ownership of 11,922 shares of First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund (US:FDM) valued at $978,623 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 29, 2026 disclosing 12,106 shares of First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund. This represents a change in shares of -1.52% during the quarter. The current value of the position is $1,040,826 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-05 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD COM SHS ANNUAL 33718M105 11,922 -184 -1.52 979 1.56 0.0000
2026-01-29 2025-12-31 13F FIRST TR EXCHANGE-TRADED FD COM SHS ANNUAL 33718M105 12,106 85 0.71 964 5.82 0.0002
2025-11-13 2025-09-30 13F FIRST TR EXCHANGE-TRADED FD COM SHS ANNUAL 33718M105 12,021 1,146 10.54 911 16.82 0.0001
2025-08-14 2025-06-30 13F FIRST TR EXCHANGE-TRADED FD COM SHS ANNUAL 33718M105 10,875 -1,918 -14.99 779 -2.01 0.0001
2025-05-13 2025-03-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 12,793 -7,979 -38.41 796 -43.82 0.0001
2025-02-14 2024-12-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 20,772 -96 -0.46 1,416 5.83 0.0003
2024-11-14 2024-09-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 20,868 508 2.50 1,338 9.59 0.0003
2024-08-14 2024-06-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 20,360 27 0.13 1,220 -4.39 0.0003
2024-05-13 2024-03-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 20,333 487 2.45 1,276 4.85 0.0003
2024-02-09 2023-12-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 19,846 -2,709 -12.01 1,217 -1.46 0.0004
2023-11-09 2023-09-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 22,555 8,385 59.17 1,236 55.15 0.0004
2023-08-11 2023-06-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 14,170 -2,717 -16.09 797 -12.14 0.0003
2023-05-12 2023-03-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 16,887 -1,553 -8.42 906 -11.44 0.0003
2023-02-08 2022-12-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 18,440 -544 -2.87 1,023 7.80 0.0004
2022-11-10 2022-09-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 18,984 -3,060 -13.88 949 -17.76 0.0004
2022-08-10 2022-06-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 22,044 -9,352 -29.79 1,154 -39.01 0.0005
2022-05-16 2022-03-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 31,396 -9,572 -23.36 1,892 -27.76 0.0006
2022-02-14 2021-12-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 40,968 10,363 33.86 2,619 42.80 0.0008
2021-11-15 2021-09-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 30,605 -2,651 -7.97 1,834 -10.71 0.0006
2021-08-13 2021-06-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 33,256 8 0.02 2,054 2.75 0.0007
2021-05-12 2021-03-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 33,248 25 0.08 1,999 25.64 0.0007
2021-02-11 2020-12-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 33,223 -7,309 -18.03 1,591 4.67 0.0005
2020-11-12 2020-09-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 40,532 -5,248 -11.46 1,520 -15.13 0.0006
2020-07-31 2020-06-30 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 45,780 15,851 52.96 1,791 91.14 0.0008
2020-05-01 2020-03-31 13F FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 29,929 -23,408 -43.89 937 -65.51 0.0004
2020-02-14 2019-12-31 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 53,337 -2,320 -4.17 2,717 6.80 0.0009
2019-11-14 2019-09-30 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 55,657 5,270 10.46 2,544 11.68 0.0010
2019-08-14 2019-06-30 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 50,387 10,962 27.80 2,278 29.36 0.0009
2019-05-14 2019-03-31 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 39,425 24,031 156.11 1,761 181.76 0.0007
2019-02-14 2018-12-31 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 15,394 -9,345 -37.77 625 -50.55 0.0003
2018-11-14 2018-09-30 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 24,739 8,222 49.78 1,264 50.30 0.0005
2018-08-14 2018-06-30 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 16,517 10,926 195.42 841 217.36 0.0004
2018-05-15 2018-03-31 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 5,591 1,688 43.25 265 43.24 0.0001
2018-02-14 2017-12-31 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 3,903 -268 -6.43 185 -4.15 0.0001
2017-11-14 2017-09-30 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 4,171 -1,503 -26.49 193 -22.80 0.0001
2017-11-14 2017-06-30 13F/A-1 FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 5,674 -4,206 -42.57 250 -40.62 0.0001
2017-08-14 2017-06-30 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 5,674 250
2017-11-14 2017-03-31 13F/A-1 FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 9,880 4,105 71.08 421 65.10 0.0002
2017-05-12 2017-03-31 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 9,880 421
2017-02-14 2016-12-31 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 5,775 -4,374 -43.10 255 -30.71 0.0001
2016-11-14 2016-09-30 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 10,149 4,042 66.19 368 80.39 0.0002
2016-08-12 2016-06-30 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 6,107 -5,786 -48.65 204 -48.22 0.0001
2016-05-12 2016-03-31 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 11,893 -664 -5.29 394 -4.60 0.0003
2016-02-16 2015-12-31 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 12,557 -1,796 -12.51 413 -9.23 0.0003
2015-11-13 2015-09-30 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 14,353 1,429 11.06 455 1.34 0.0003
2015-08-14 2015-06-30 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 12,924 888 7.38 449 10.05 0.0003
2015-05-14 2015-03-31 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 12,036 1,628 15.64 408 17.24 0.0003
2015-02-17 2014-12-31 13F FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 10,408 10,408 348 0.0002
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.