Prospera Financial Services Inc ownership in FEMB / First Trust Exchange Traded Fund III - First Trust Emerging Markets Local Currency Bond ETF - 13F, 13D, 13G Filings

First Trust Exchange Traded Fund III - First Trust Emerging Markets Local Currency Bond ETF

US ˙ NasdaqGM ˙ US33739P2020

Security	FEMB / First Trust Exchange Traded Fund III - First Trust Emerging Markets Local Currency Bond ETF
Institution	Prospera Financial Services Inc
Ownership	12.00%

Prospera Financial Services Inc ownership in FEMB / First Trust Exchange Traded Fund III - First Trust Emerging Markets Local Currency Bond ETF

Institutional Ownership: 13D/G Filings

This table shows a history of the 13D/G filings made by the investor and/or investor group. Note that the share values in this table are not directly comparable to any numbers shown in the 13F table (if any).

File Date	Effective Date	Form	Prev Shares	Latest Shares	ΔShares (Percent)	Ownership (Percent)	ΔOwnership (Percent)
2017-05-11	2017-05-11	13G	8,900			12.00	102.36
2017-03-21	2017-03-21	13G		8,900		5.93

Important Note: One of the primary uses of the 13D/G filings is to evaluate the ability of a firm to control a company (ie, the "beneficial ownership"). To that end, firms are required to report not just direct holdings in companies, but indirect holdings that they control. For investment firms, these indirect holdings can include shares in funds they manage, advisory accounts, and in the case of activist campaigns, pledged votes. Therefore, share counts listed in 13D/G filings can differ significantly than share counts listed in 13F filings.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)

File Date	Effective Date	Form	Security	Class	ID	Reported Shares	ΔShares	ΔShares (%)	Reported Value (x1000)	ΔValue (%)	Alloc (%)
2026-04-14	2026-03-31	13F	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	33,102	2,355	7.66	951	3.82	0.0153
2026-02-09	2025-12-31	13F	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	30,747	2,465	8.72	916	10.49	0.0150
2025-11-06	2025-09-30	13F	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	28,282	3,328	13.34	830	15.14	0.0142
2025-08-06	2025-06-30	13F	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	24,954	12,519	100.68	721	115.57	0.0134
2025-05-15	2025-03-31	13F	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	12,435	420	3.50	334	7.05	0.0077
2025-02-13	2024-12-31	13F	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	12,015	-14,580	-54.82	312	-59.48	0.0073
2024-11-07	2024-09-30	13F	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	26,595	2,282	9.39	771	16.67	0.0197
2024-08-13	2024-06-30	13F	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	24,313	14,335	143.67	660	134.88	0.0184
2024-08-13	2024-03-31	13F	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	9,978	-2,552	-20.37	281	-22.80	0.0084
2024-02-14	2023-12-31	13F	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	12,530	721	6.11	365	14.11	0.0121
2023-11-13	2023-09-30	13F	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	11,809	1,384	13.28	319	7.05	0.0124
2023-08-08	2023-06-30	13F	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	10,425	-68	-0.65	299	2.76	0.0114
2023-05-12	2023-03-31	13F	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	10,493	-219	-2.04	291	3.20	0.0119
2023-02-08	2022-12-31	13F	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	10,712	-100	-0.92	281	6.04	0.0141
2022-10-27	2022-09-30	13F	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	10,812	6,027	125.96	265	107.03	0.0138
2022-08-08	2022-06-30	13F	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	4,785	660	16.00	128	3.23	0.0065
2022-05-04	2022-03-31	13F	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	4,125	4,125		124		0.0052
2021-11-12	2021-09-30	13F	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	0	-8,600	-100.00	0	-100.00
2021-08-16	2021-06-30	13F/A-1	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	8,600	8,600		300		0.0150
2021-08-12	2021-06-30	13F	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	8,600	8,600		300		0.0154
2021-05-06	2021-03-31	13F	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	0	-7,293	-100.00	0	-100.00
2021-02-12	2020-12-31	13F	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	7,293	0	0.00	278	11.65	0.0192
2020-11-04	2020-09-30	13F	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	7,293	0	0.00	249	-1.19	0.0952
2020-08-10	2020-06-30	13F	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	7,293	-250	-3.31	252	5.44	0.0223
2020-05-15	2020-03-31	13F	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	7,543	-4,639	-38.08	239	-49.79	0.0254
2020-02-12	2019-12-31	13F	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	12,182	2,169	21.66	476	24.93	0.0367
2019-10-22	2019-09-30	13F	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	10,013	237	2.42	381	-0.78	0.0391
2019-08-14	2019-06-30	13F/A-1	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	9,776	9,776	-2.37	384	0.79	0.0431
2018-07-18	2018-06-30	13F	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	0	-5,856	-100.00	0	-100.00
2018-04-12	2018-03-31	13F	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	5,856	1,001	20.62	251	20.10	0.0350
2018-01-23	2017-12-31	13F	FIRST TR EXCH TRADED FD III	EME MRK BD ETF	33739P202	4,855	4,855		209		0.0319

Legend

Shares: The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value: The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price: The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class: This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred

Allocation (%): The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation: The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%): The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis: The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss: This is the market value of the position as of the effective date minus the cost basis.