First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund

SecurityFEMS / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund
InstitutionCommonwealth Equity Services, Llc
Latest Disclosed Ownership12,712 shares
Latest Disclosed Value $ 535,140
Commonwealth Equity Services, Llc reports 3.98% decrease in ownership of FEMS / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund

On February 12, 2026 - Commonwealth Equity Services, Llc filed a 13F-HR form disclosing ownership of 12,712 shares of First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund (US:FEMS) valued at $535,123 USD as of December 31, 2025. The entity filed a previous 13F-HR on October 22, 2025 disclosing 13,239 shares of First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund. The current value of the position is $596,701 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-02-12 2025-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 12,712 -527 -3.98 535 0.0007
2025-10-22 2025-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 13,239 -3,095 -18.95 1 0.0008
2025-08-06 2025-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 16,334 -8,628 -34.56 1 0.0009
2025-05-09 2025-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 24,962 -12,032 -32.52 1 -100.00 0.0013
2025-02-10 2024-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 36,994 -16,151 -30.39 1 -50.00 0.0020
2024-10-18 2024-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 53,145 -18,639 -25.97 2 0.00 0.0033
2024-07-31 2024-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 71,784 -14,567 -16.87 3 -33.33 0.0046
2024-04-29 2024-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 86,351 -1,786 -2.03 3 0.00 0.0056
2024-02-06 2023-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 88,137 -10,548 -10.69 3 0.00 0.0062
2023-10-23 2023-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 98,685 17,420 21.44 4 50.00 0.0079
2023-08-10 2023-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 81,265 46,315 132.52 3 100.00 0.0060
2023-05-11 2023-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 34,950 29,789 577.19 1 0.0027
2023-02-07 2022-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 5,161 -1,454 -21.98 0 -100.00 0.0005
2022-11-14 2022-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 6,615 21 0.32 211 -7.86 0.0005
2022-07-19 2022-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 6,594 -1,134 -14.67 229 -27.07 0.0006
2022-05-04 2022-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 7,728 7,728 314 0.0007
2020-11-05 2020-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 0 -14,211 -100.00 0 -100.00
2020-08-12 2020-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 14,211 -2,462 -14.77 462 11.06 0.0017
2020-05-11 2020-03-31 13F FIRST TR EXCHANGE TRADED ALP EM SML CP ALPH 33737J307 16,673 -16,099 -49.12 416 -67.88 0.0019
2020-02-05 2019-12-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 32,772 254 0.78 1,295 16.98 0.0049
2019-10-30 2019-09-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 32,518 -944 -2.82 1,107 -5.55 0.0047
2019-07-19 2019-06-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 33,462 -364 -1.08 1,172 -2.50 0.0052
2019-05-13 2019-03-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 33,826 1,768 5.52 1,202 16.59 0.0055
2019-02-11 2018-12-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 32,058 9,675 43.22 1,031 27.60 0.0055
2018-11-06 2018-09-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 22,383 -1,196 -5.07 808 -10.32 0.0039
2018-07-31 2018-06-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 23,579 -1,300 -5.23 901 -19.34 0.0047
2018-05-14 2018-03-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 24,879 3,931 18.77 1,117 23.02 0.0061
2018-02-12 2017-12-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 20,948 20,948 908 0.0050
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.