First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund

SecurityFEMS / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund
InstitutionPrivate Advisor Group, LLC
Latest Disclosed Ownership121,082 shares
Latest Disclosed Value $ 5,515,545
Private Advisor Group, LLC reports 0.74% decrease in ownership of FEMS / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund

On April 24, 2026 - Private Advisor Group, LLC filed a 13F-HR form disclosing ownership of 121,082 shares of First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund (US:FEMS) valued at $5,515,527 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 121,988 shares of First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund. This represents a change in shares of -0.74% during the quarter. The current value of the position is $5,683,589 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-24 2026-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 121,082 -906 -0.74 5,516 7.40 0.0245
2026-02-17 2025-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 121,988 10,472 9.39 5,135 4.24 0.0231
2025-11-13 2025-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 111,516 1,242 1.13 4,927 10.00 0.0242
2025-08-11 2025-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 110,274 935 0.86 4,478 10.19 0.0241
2025-05-05 2025-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 109,339 396 0.36 4,064 -1.12 0.0246
2025-02-03 2024-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 108,943 -4,823 -4.24 4,110 -12.05 0.0231
2024-10-22 2024-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 113,766 -7,003 -5.80 4,674 -4.65 0.0290
2024-08-05 2024-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 120,769 -64,091 -34.67 4,902 -31.50 0.0329
2024-04-30 2024-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 184,860 -92,790 -33.42 7,156 -32.96 0.0514
2024-02-06 2023-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 277,650 69,636 33.48 10,673 33.40 0.0830
2023-11-03 2023-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 208,014 11,723 5.97 8,000 12.12 0.0715
2023-08-10 2023-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 196,291 11,167 6.03 7,135 3.59 0.0620
2023-05-10 2023-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 185,124 107,177 137.50 6,888 229,500.00 0.0658
2023-01-18 2022-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 77,947 -9,137 -10.49 3 -99.91 0.0002
2022-05-10 2022-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 87,084 0 0.00 3,499 0.00 0.0263
2022-02-10 2021-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 87,084 -54,370 -38.44 3,499 -41.51 0.0262
2021-10-14 2021-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 141,454 9,700 7.36 5,982 -2.65 0.0380
2021-08-12 2021-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 131,754 9,507 7.78 6,145 15.49 0.0537
2021-04-22 2021-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 122,247 116,249 1,938.13 5,321 2,063.01 0.0508
2021-04-01 2020-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 5,998 5,998 246 0.0026
2020-10-30 2020-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 0 -4,191 -100.00 0 -100.00
2020-08-17 2020-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 4,191 4,191 136 0.0019
2018-11-01 2018-09-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 0 -25,482 -100.00 0 -100.00
2018-08-09 2018-06-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 25,482 25,482 973 0.0160
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.