First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
US ˙ NasdaqGM ˙ US33734K1097

SecurityFEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
InstitutionAE Wealth Management LLC
Latest Disclosed Ownership10,415 shares
Latest Disclosed Value $ 1,269,842
AE Wealth Management LLC reports 11.32% decrease in ownership of FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund

On May 13, 2026 - AE Wealth Management LLC filed a 13F-HR form disclosing ownership of 10,415 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund (US:FEX) valued at $1,269,877 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 26, 2026 disclosing 11,744 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund. This represents a change in shares of -11.32% during the quarter. The current value of the position is $1,426,688 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-13 2026-03-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33734K109 10,415 -1,329 -11.32 1,270 -8.84 0.0069
2026-01-26 2025-12-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33734K109 11,744 200 1.73 1,393 3.26 0.0080
2025-11-03 2025-09-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33734K109 11,544 -1,637 -12.42 1,349 -6.97 0.0086
2025-08-06 2025-06-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33734K109 13,181 -486 -3.56 1,449 3.50 0.0106
2025-05-06 2025-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 13,667 64 0.47 1,400 -1.27 0.0118
2025-02-13 2024-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 13,603 12 0.09 1,419 0.21 0.0120
2024-11-14 2024-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 13,591 -1,101 -7.49 1,416 -0.70 0.0128
2024-08-12 2024-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 14,692 -538 -3.53 1,425 -5.69 0.0143
2024-05-15 2024-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 15,230 -7,892 -34.13 1,511 -28.08 0.0171
2024-02-14 2023-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 23,122 -4,602 -16.60 2,102 -6.54 0.0107
2023-10-11 2023-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 27,724 -1,724 -5.85 2,248 -9.10 0.0134
2023-07-10 2023-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 29,448 -2,723 -8.46 2,474 -4.48 0.0149
2023-04-14 2023-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 32,171 -19,663 -37.93 2,590 -37.61 0.0167
2023-01-31 2022-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 51,834 -3,378 -6.12 4,150 4.09 0.0300
2022-10-25 2022-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 55,212 -1,257 -2.23 3,987 -7.19 0.0316
2022-08-03 2022-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 56,469 2,853 5.32 4,296 -9.23 0.0344
2022-04-18 2022-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 53,616 2,341 4.57 4,733 -0.02 0.0325
2022-01-20 2021-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 51,275 2,636 5.42 4,734 14.10 0.0330
2021-11-01 2021-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 48,639 -6,137 -11.20 4,149 -11.80 0.0342
2021-07-21 2021-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 54,776 36,783 204.43 4,704 226.44 0.0411
2021-04-27 2021-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 17,993 2 0.01 1,441 9.08 0.0145
2021-02-01 2020-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 17,991 2,395 15.36 1,321 33.98 0.0150
2020-11-06 2020-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 15,596 -1,428 -8.39 986 -2.67 0.0141
2020-08-05 2020-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 17,024 403 2.42 1,013 27.90 0.0157
2020-05-07 2020-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 16,621 3,893 30.59 792 -4.58 0.0182
2020-01-15 2019-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 12,728 2,163 20.47 830 29.08 0.0180
2019-11-05 2019-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 10,565 -4,558 -30.14 643 -30.56 0.0186
2019-07-22 2019-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 15,123 3,715 32.56 926 36.38 0.0278
2019-05-14 2019-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 11,408 1,818 18.96 679 35.80 0.0472
2019-02-14 2018-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 9,590 -5,385 -35.96 500 -46.52 0.0856
2018-11-13 2018-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 14,975 2,481 19.86 935 26.18 0.0514
2018-08-14 2018-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 12,494 -17,104 -57.79 741 -57.14 0.0504
2018-05-14 2018-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 29,598 -2,033 -6.43 1,729 -6.64 0.1334
2018-02-06 2017-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 31,631 -40,446 -56.11 1,852 -53.20 0.1635
2017-11-08 2017-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 72,077 -5,828 -7.48 3,957 -4.44 0.3672
2017-08-11 2017-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 77,905 -44,831 -36.53 4,141 -34.64 0.4941
2017-05-10 2017-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 122,736 28,144 29.75 6,336 37.35 1.1744
2017-02-14 2016-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 94,592 94,592 4,613 1.8685
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.