First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
US ˙ NasdaqGM ˙ US33739N1081

SecurityFMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
InstitutionSigma Planning Corp
Latest Disclosed Ownership31,681 shares
Latest Disclosed Value $ 1,604,970
Sigma Planning Corp reports 1.54% decrease in ownership of FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF

On May 4, 2026 - Sigma Planning Corp filed a 13F-HR form disclosing ownership of 31,681 shares of First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF (US:FMB) valued at $1,604,959 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 30, 2026 disclosing 32,176 shares of First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF. This represents a change in shares of -1.54% during the quarter. The current value of the position is $1,623,968 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-04 2026-03-31 13F FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 31,681 -495 -1.54 1,605 -2.49 0.0446
2026-01-30 2025-12-31 13F FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 32,176 -2,795 -7.99 1,645 -7.22 0.0454
2025-11-10 2025-09-30 13F FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 34,971 -3,646 -9.44 1,773 -7.80 0.0504
2025-08-05 2025-06-30 13F FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 38,617 474 1.24 1,924 0.00 0.0578
2025-05-02 2025-03-31 13F FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 38,143 -1,902 -4.75 1,923 -5.83 0.0613
2025-02-03 2024-12-31 13F FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 40,045 503 1.27 2,043 -0.58 0.0641
2024-11-04 2024-09-30 13F FIRST TR EXCHANGE-TRADED FD MANAGD MUN ETF 33739N108 39,542 113 0.29 2,055 2.04 0.0629
2024-08-06 2024-06-30 13F FIRST TR EXCHANGE-TRADED FD MANAGD MUN ETF 33739N108 39,429 1,051 2.74 2,013 2.13 0.0638
2024-05-02 2024-03-31 13F FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 38,378 23,309 154.68 1,971 153.34 0.0619
2024-02-01 2023-12-31 13F FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 15,069 -12,477 -45.30 779 -42.20 0.0609
2023-11-06 2023-09-30 13F FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 27,546 2,564 10.26 1,346 6.32 0.0505
2023-08-02 2023-06-30 13F FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 24,982 948 3.94 1,266 3.43 0.0455
2023-05-08 2023-03-31 13F FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 24,034 9,749 68.25 1,224 71.19 0.0407
2023-01-24 2022-12-31 13F FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 14,285 -1,225 -7.90 716 -5.42 0.0256
2022-11-10 2022-09-30 13F FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 15,510 -332 -2.10 756 -5.74 0.0288
2022-08-11 2022-06-30 13F FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 15,842 2,007 14.51 802 9.26 0.0279
2022-04-20 2022-03-31 13F FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 13,835 167 1.22 734 -5.78 0.0220
2022-02-02 2021-12-31 13F FIRST TRUST MANAGED MUNICIPAL ETF ETF 33739N108 13,668 -325 -2.32 779 -2.01 0.0217
2021-10-28 2021-09-30 13F FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 13,993 1,076 8.33 795 7.43 0.0239
2021-08-13 2021-06-30 13F FIRST TRUST MANAGED MUNICIPAL ETF ETF 33739N108 12,917 2,954 29.65 740 31.67 0.0221
2021-05-06 2021-03-31 13F FIRST TRUST MANAGED MUNICIPAL ETF ETF 33739N108 9,963 915 10.11 562 9.55 0.0180
2021-02-09 2020-12-31 13F FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 9,048 2,240 32.90 513 35.36 0.0174
2020-11-03 2020-09-30 13F FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 6,808 -2,301 -25.26 379 -24.35 0.0150
2020-07-31 2020-06-30 13F FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 9,109 330 3.76 501 5.47 0.0220
2020-05-01 2020-03-31 13F FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 8,779 -741 -7.78 475 -10.21 0.0282
2020-02-03 2019-12-31 13F FIRST TR EXCHANG TRADED FD I MANAGD MUN ETF 33739N108 9,520 4,695 97.31 529 97.39 0.0223
2019-11-01 2019-09-30 13F FIRST TR EXCHANG TRADED FD I MANAGD MUN ETF 33739N108 4,825 4,825 268 0.0129
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.