First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
US ˙ NasdaqGM ˙ US33735B1089

SecurityFNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
InstitutionHm Payson & Co
Latest Disclosed Ownership1,737 shares
Latest Disclosed Value $ 222,758
Hm Payson & Co ownership in FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund

On April 13, 2026 - Hm Payson & Co filed a 13F-HR form disclosing ownership of 1,737 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund (US:FNX) valued at $222,757 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 12, 2026 disclosing 1,737 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund. This represents a change in shares of 0.00% during the quarter. The current value of the position is $244,074 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-13 2026-03-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735B108 1,737 0 0.00 223 1.83 0.0017
2026-02-12 2025-12-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735B108 1,737 0 0.00 219 0.46
2025-10-17 2025-09-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735B108 1,737 0 0.00 218 9.05 0.0031
2025-10-17 2025-06-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735B108 1,737 0 0.00 199 5.29 0.0032
2025-04-29 2025-03-31 13F FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 1,737 -500 -22.35 189 -26.74 0.0033
2025-02-07 2024-12-31 13F FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 2,237 -37 -1.63 259 -3.01 0.0044
2024-10-28 2024-09-30 13F FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 2,274 0 0.00 266 8.13 0.0046
2024-08-13 2024-06-30 13F FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 2,274 0 0.00 247 -4.28 0.0045
2024-06-20 2024-03-31 13F FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 2,274 0 0.00 258 8.44 0.0048
2024-02-13 2023-12-31 13F FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 2,274 0 0.00 238 13.40 0.0049
2023-11-06 2023-09-30 13F FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 2,274 -500 -18.02 209 -21.72 0.0049
2023-07-17 2023-06-30 13F FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 2,774 0 0.00 267 7.23 0.0060
2023-04-18 2023-03-31 13F FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 2,774 0 0.00 250 2.47 0.0060
2023-02-06 2022-12-31 13F FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 2,774 0 0.00 244 8.97 0.0061
2022-10-25 2022-09-30 13F FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 2,774 0 0.00 223 -3.88 0.0061
2022-08-15 2022-06-30 13F FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 2,774 37 1.35 232 -13.75 0.0059
2022-05-12 2022-03-31 13F FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 2,737 0 0.00 269 -4.27 0.0061
2022-02-15 2021-12-31 13F FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 2,737 0 0.00 281 5.24 0.0061
2021-11-30 2021-09-30 13F FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 2,737 0 0.00 267 -2.55 0.0065
2021-08-17 2021-06-30 13F FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 2,737 0 0.00 274 6.61 0.0067
2021-06-15 2021-03-31 13F FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 2,737 0 0.00 257 13.22 0.0068
2021-03-10 2020-12-31 13F FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 2,737 0 0.00 227 25.41 0.0063
2020-12-21 2020-09-30 13F FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 2,737 0 0.00 181 5.85 0.0056
2020-08-13 2020-06-30 13F FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 2,737 -827 -23.20 171 -0.58 0.0057
2020-07-01 2020-03-31 13F FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 3,564 0 0.00 172 -33.33 0.0068
2020-02-18 2019-12-31 13F FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 3,564 -180 -4.81 258 1.98 0.0083
2019-11-12 2019-09-30 13F FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 3,744 0 0.00 253 -1.94 0.0089
2019-08-15 2019-06-30 13F FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 3,744 3,744 258 0.0093
2018-11-30 2018-09-30 13F FIRST TRUST MID CAP CORE MUTUAL FUND/STO 33735B108 0 -4,044 -100.00 0 -100.00
2018-08-27 2018-06-30 13F FIRST TRUST MID CAP CORE MUTUAL FUND/STO 33735B108 4,044 0 0.00 277 4.92 0.0118
2018-05-14 2018-03-31 13F FIRST TRUST MID CAP CORE MUTUAL FUND/STO 33735B108 4,044 0 0.00 264 -0.75 0.0109
2018-02-16 2017-12-31 13F FIRST TRUST MID CAP CORE MUTUAL FUND/STO 33735B108 4,044 -450 -10.01 266 -4.32 0.0107
2017-11-06 2017-09-30 13F FIRST TRUST MID CAP CORE MUTUAL FUND/STO 33735B108 4,494 0 0.00 278 4.51 0.0120
2017-08-04 2017-06-30 13F FIRST TRUST MID CAP CORE MUTUAL FUND/STO 33735B108 4,494 63 1.42 266 2.70 0.0120
2017-05-25 2017-03-31 13F FIRST TRUST MID CAP CORE MUTUAL FUND/STO 33735B108 4,431 -126 -2.76 259 0.78 0.0118
2017-02-15 2016-12-31 13F FIRST TRUST MID CAP CORE MUTUAL FUND/STO 33735B108 4,557 0 0.00 257 6.64 0.0122
2016-11-14 2016-09-30 13F FIRST TRUST MID CAP CORE MUTUAL FUND/STO 33735B108 4,557 -56 -1.21 241 3.43 0.0118
2016-08-08 2016-06-30 13F FIRST TRUST MID CAP CORE MUTUAL FUND/STO 33735B108 4,613 -1,435 -23.73 233 -22.33 0.0116
2016-05-19 2016-03-31 13F FIRST TRUST MID CAP CORE MUTUAL FUND/STO 33735B108 6,048 -41 -0.67 300 2.39 0.0156
2016-02-23 2015-12-31 13F FIRST TRUST MID CAP CORE MUTUAL FUND/STO 33735B108 6,089 6,089 293 0.0151
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.